Notes on: Avineri's Introduction
to Avineri, S. (Ed) (1969) Karl Marx on
Colonialism and Modernization: His Desptaches
and Other Writings on China, India, Mexico,
the Middle East and Noth Africa. London:
Doubleday & Co.Inc
Dave Harris
[NB many of the substantive pieces,including the New
York Daily Tribune articles cited are
available online from the several Marx online
archives, eg
https://www.marxists.org/archive/marx/index.htm]
Introduction
The general tone is set in the Manifesto on
the impact of European capitalist expansion,
although it has not discussed historical
developments prior to European penetration.
However capitalist modes of production embrace the
whole world and is an imminent feature and it will
of course undermine its own existence. This
explains the sarcastic praise of the bourgeoisie,
how it creates enormous cities, civilises people
and so on. Moral indignation and social critique
are combined in historical judgement, rather than
some romantic search for preindustrial times, but
capitalism is a necessary step.
Capitalist society is universalistic and this
explains the expansion in India China and North
Africa. What sutured society together and what was
destroyed by European expansion? There is a
reference in the Manifesto to barbarians,
notions of peasantry and the East, and this is
'primitive and certainly unsatisfactory' (4). The
1859 Preface has a more explicit discussion
of the non-European world in a short paragraph,
but there are again some basic theoretical
problems. Marx talks about dialectical tensions
inherent in every historical period, how one phase
never disappears before all the productive forces
have been developed and new higher relations have
to wait for the material conditions of their
existence. This leads to the broad outline of the
Asiatic, the ancient, the feudal and the modern
bourgeois methods of production. The Manifesto
has already discussed ancient, feudal, bourgeois.
The Asiatic is a new one, and so far it is a 'mere
geographic designation' (5), seemingly standing
apart. Feudalism grows out of ancient slaveholding
society, and capitalism from the internal
disintegration of feudalism, and socialism
likewise, but Asiatic modes of production do not
fit, nor does he imply that it is integrated.
Instead it is 'an uneasy combination of two sets
of disparate elements: a sophisticated, carefully
worked out schema describing the historical
dynamism of European societies, rather simple
mindedly grafted upon a dismissal of all
non-European forms of society under the blanket
designation of a mere geographic terminology' (5)
and it appears static. These difficulties were
never properly resolved, and Marx admitted the
basic European dimensions of his analysis and its
limits.
He does not discuss it in the Critique
except by pointing to an analogy between ancient
Roman and Teutonic forms of property and Indian
village communes. However he had studied economic
and social conditions in Asia 'in some detail' (6)
ever since Parliamentary debates about the East
India Company, and he had written regularly for
the New York Daily Tribune. In a letter to
Engels June 2 1853, he commented on Bernier's
studies of India and went on to say what he
thought was unique about social conditions in Asia
— '"the absence of private property in land"' (7).
After suggestions by Engels he tried to work
out the implications, especially for the British
rule in India and how the British failed to
provide public works. This is not merely a
geographical distinction because there are
parallels with Flanders and Italy — somehow
civilisation is itself a variable and has not
resulted in voluntary organisation in the Orient.
The centralising state power links with a unique
structure, the village structure, based on
property held in common with villagers and this is
the key to 'Oriental despotism' (8). He finds
something similar, although not exactly the same
in the Chinese land system. In both cases villages
are based on 'a peculiar union of agricultural
manufacture' which makes each village a
self-contained microcosm, inward -looking and
therefore 'conservative and stagnant'. This leads
to his critical comments on villages in the New
York Daily Tribune article. There is no
mechanism of social change, with local conflicts
resolved only, no possibility of evolving into a
higher mode of production, and therefore 'Asian
society has no history in the Western sense' (in
the second
article about British rule in India).
Similar views were expressed about China
discussing the Taiping Rebellion — unchanging
social infrastructure compared with unceasing
change in the persons and tribes who occupy it
It is clear that his knowledge of Indian and
Chinese history was minimal. His conception of
history might be rethought as well. It is
startling that he thought Asia had no history
because it implies that his philosophy of history
'does not account for the majority of mankind'
(11). This was of course shared with many of his
contemporaries.
Marx followed Hegel in dismissing the current
romantic view of China, for example because it was
crucial that men could change their environment,
and escape their 'pure natural being'. The Orient,
by contrast although in constant conflict,
bringing rapid destruction was unhistorical, 'only
the repetition of the same majestic ruin'
[apparently in Lectures on the Philosophy of
History by Hegel].
So Marx saw Oriental society as unchanging and
stagnant, but traced this to the Asian unique mode
of production based on common property but giving
rise to Oriental despotism. Yet he did confront a
problem missing in Hegel. For Hegel, there was 'no
intrinsic necessity' for the different stages to
grow out of each other and succeed each other, so
different stages could coexist. This did not fit
the dialectical nature of production. Yet the
Asiatic mode did not have dialectical elements of
internal change and could not change by its
own momentum. Russia was a solvable problem with
more detailed and differentiated study, but India
and China revealed no internal mechanisms of
change.
This produces an internal inconsistency and no way
in which Oriental society can evolve towards
capitalism and thus the ultimate victory of
socialism — except through 'having to endorse
European colonial expansion as a brutal but
necessary step' (13). This might apply to Africa
too. This led to views that were 'painfully
embarrassing'. They were largely ignored by
Maoists.
The process of industrialisation never just
attracts moral commentary about greediness of
industrialists, and so the motives behind colonial
expansion are not the same as its historical
significance — they reveal the cunning of reason
for Hegel and Marx. An external agent is needed to
overthrow the Asiatic mode of production and 'the
agents' own motives and rationalisations are
irrelevant' [again the first New York Daily
Tribune article is cited — the British
'vile' interests which nevertheless were bringing
about history]. Political unity has been imposed,
an army has been created and so on. Overall, Marx
predicts that the effects will be 'far more
profound than anything done by the French
Revolution' (16), that there will be more profound
effects on the sanctity of private property in
Asia from bourgeois civilisation, even though,
ironically, the British thought they were just
duplicating English concepts of private property,
in total unawareness of the consequences.
Europe was also becoming 'dialectically', more
dependent on Asia in a burgeoning world community,
again reflecting a central theme in Hegel on the
master-slave relationship, where independence
turns into dependence. In India, according to
Marx, the British ruling classes began with an
accidental interest in the progress of India and
wanted only to plunder it, but now the
reproductive capacity of India is of vital
importance and they now have to develop it [2nd
article]. The same goes for the flow of funds from
the metropolis to the colonies and how they are
regulated — after the Mutiny, the British had to
pay '"high protective duties for securing the
monopoly of the Indian market of the Manchester
free traders"' [another New York Daily Tribune
article, April 30, 1859]. These are classic
internal structural tensions.
There is a necessary link between the improvement
of conditions of life of the British working class
and the standards of living of those in India.
Cheap Indian labour means a small sector of the
British working class can raise its standards, but
there is more at stake than just '"exploitation"'.
Analysing the East India Company, Marx says that
we have to distinguish between the benefits
derived from India by the economy and the society
as a whole and specific ones derived by
individuals and groups. For the public as a whole,
'the cost of administering India exceeds the
income derived from it' (18). — the taxpayer
subsidises the East India Company, even after its
liquidation. The British economy would be better
off without it. The beneficiaries are 'several
thousand individuals who are either bondholders of
the East India company or are employed in the
various branches of British administration', and
Marx unravels the net of patronage between the
Company and the British Cabinet. India has been a
goldmine for them. Thus 'British rule in India
was, in effect, an indirect way of taxing the
British people for the benefit of their upper
classes' (19) and their offspring. This is an
'even more profound indictment of British
imperialism in class terms' (19) — Britain as well
as India was being exploited.
Thus colonial expansion is integrated into the
general critique of capitalism. The necessity of
colonialism is different from moral indignation at
its horrors. This is a complex attitude, not
easily summarised by the 'more simple minded
language of political mass organisations' (19),
including Marxist parties.
There is a threat to the inner consistency of
Marx's 'European oriented philosophy of history'.
The only impetus for change must come from outside
and that means European bourgeois civilisation,
and that in turn means it must be welcomed. Marx
thought that India would be completely colonised,
while China would remain obstinate and unchanging
— in China the British had never launched an
onslaught on husbandry and manufacturing industry.
The comparison is also found in Capital III.
In India, with village communities, there is more
opportunity to exercise direct political and
economic power. That form used to exist in China
too, but it is not reinforced by direct political
power. Maybe Marx saw some genuine virtue in the
ancient village communities of China, but Gavin
Airey disagrees, and suggests that European powers
were lacking. On the contrary, he regrets that
village communities will not disappear completely.
Where it has happened Revolution is imminent and
will be socialist.
The unchanging nature of non-European society is
'a drag on the progress of history and thus a
serious threat to socialism' (21). This is why
Engels said that after socialism, the party might
have to take control of some colonies, but this is
not a socialist colonial policy — the intention is
to lead these societies towards independence,
although it will be difficult.
Marx thought that Asia would eventually develop
socialism, although he was reluctant to predict
exactly how and what the intervening stages might
be, even with the Ottoman Empire, or trying to
grasp the impact of Islam. In some ways
Islamic law made communities more dependent on
their religious leadership, as they did with Greek
Orthodoxy in the Ottoman Empire, but Marx does not
specify the forces of change required — there is
no tension between the secular and the
ecclesiastical authorities.
There is one case where Asia might develop the
possibility of internal change, following reports
of agrarian unrest in China, where there was a
call for distribution of land, and even the
abolition of private property. He thought that
Chinese socialism might be related to European
socialism in a way, but the big factor was 'the
cotton ball of the English bourgeois', and
European liberalism. The text is ambiguous, and
maybe it is just a joke, but perhaps he is
predicting Republican revolution in China rather
than a communist one.
Marx did see European colonialism as barbarous,
although he rejected any romantic images of
oriental purity and mocked '"civilisation
mongers"' (24). The sheer inhumanity of the
British opium trade or the cruelties in India
after the Mutiny are clear. But Asian society is
criticised as well and there is little worth
preserving.
In terms of the Indian mutiny of 1857, for
example, the British were condemned as brutal but
there was little sympathy for the causes of the
Mutiny or disorganised sepoys who headed it. The
British were compared favourably to the possible
alternative -- Russian domination. He saw no
chance of success for the Mutiny although there
were of course legitimate complaints by the Indian
soldiers — but these were trivial. Nor did he want
to see the Mogul Emperor restored. However he did
draw broader lessons — that revolutionary
movements often began with groups that were
actually favoured by the colonialists. He
predicted total failure, although he was wrong to
predict an early end to the Mutiny and realised
there were more deep-seated reasons for it after a
speech by Disraeli. Engels addressed some military
aspects, especially the disorganisation of the
sepoy army.
The Taiping Rebellion was also seen as an example
of the disintegration of traditional Chinese
society, with the rebels terrorising the
population rather than standing for the future,
with no positive social aims or historical
consciousness. Nor is there any support for other
'partial defensive modernisation' (27) in Asia, in
Persia, put down by an Anglo-Indian force —
Engels dismissed the introduction of European
military techniques into Persia because it still
had a nonwestern structure, it was still a
'"barbaric nation"' despite having a modern army.
Total modernisation is needed and this cannot be
achieved by reform.
There is detailed knowledge and breadth. The
understanding, say of Chinese society, may be less
profound, probably better in India. Japan hardly
figures. Overall, however few contemporary
thinkers and theorists grasp the implications so
well and had a comparable vision of change.
Nevertheless, the ultimate criteria for judging
social revolutions and progress are European ones,
and there is no search for routes for socialism in
non-European societies. He gets closest of all
when discussing the Russo – Turkish conflict, but
even there only because he thinks a Russian
victory will enhance counterrevolution and
reaction in Europe.
Nevertheless, he has pointed to state power as an
autonomous factor in Asia, oriental despotism, a
significant difference with European society,
hinting at pluralistic elements in the analysis,
and this might even 'explain some of the
indistinct crises of Maoist communism'. There is a
failure in interpreting Asian history. So there is
in other attempts, including some by the Chinese
communists themselves, who talked about Chinese
feudalism, for example, while Marx talked about
the idiocy of village life. Marx was a
Europe-oriented thinker, and a thorough rejection
of Western values might be needed [he says Toynbee
does this]. Nevertheless, Marxism might still turn
out to be politically successful, despite having
little to do with the basic theoretical issues
raised by Marx himself. There may be a dialectical
vindication of his philosophy [somethingto do with
success in the middle of liberal triumphs]
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