Notes on: Deleuze, G. (1991) [1958] Empiricism
and Subjectivity. An Essay on Hume's Theory of
Human Nature. New York: Columbia University
Press. Trans and Intro Constantine V Boundas
Dave Harris
[The first thing to note is the perverse habit of
referring throughout to Hume's Treatises
and not his Enquiries.
This is perverse because Hume explcitly rejected
the Treatises as juvenilia:
'not finding it successful [the Treatises]...he
cast the whole anew [as the Enquiries] where negligences in his former
reasoning and more in the expression are, he
hopes, corrected. Yet several writers ...direct
all their batteries against that juvenile
work,which the Author never acknowledged....A
Practice ever contrary to all rules of candour and
fair dealing and a strong instance of those
polemical artifices, which a bigotted [sic]
zeal thinks itself authorized to employ' .]
I also note Deleuze refers sometimes to Hume's Essays,which
I have not yet read -- ie by Feb 2017]
Deleuze, G Preface to the English language
edition
The new concepts created by Hume include: (1)
belief as an essential component of knowledge, the
conditions which legitimated it and a theory of
probabilities. This also implies that
illusion is more important a problem than
error. (2) the association of ideas became a
matter of culture and convention, rather than
contract, and rather than a matter of the activity
of the human mind. The law, political
economy and aesthetics all depend on correct
associations of ideas [as in the sense of
plausible analogies?]. (3) the idea that all
relations are external to their terms [that is
that they act on things and are not inherent in
them?]. Some of these relations become
habitual, and had it becomes a major factor in
determining subjectivity: 'we are habits, nothing
but habits—the habit of saying "I". Perhaps,
there is no more striking answer to the problem of
the Self' (x).
Translators introduction: Deleuze, empiricism
and the struggle for subjectivity.
Empiricism in Hume demonstrates the logic of the
AND, 'paratactic discourse' or minor
stuttering. These themes appear in other
Deleuzian works like LofS,
the assemblages in Kafka,
and the BWO in ATP.
But it was with the book on Hume that we find an
early reference. This demonstrates the
importance of the early work including work on Bergson and
Leibniz,
best understood as segments in 'Deleuze's nomadic
image of thought' (1). There are several
writings on Hume in fact, although he appears as a
significant silence in ATP. The
encounter lead to a preference for empiricism
against transcendental thought, with its
accompanying notion of difference and minoritarian
discourse, as well as the paratactic series.
Hume led to a particular argument that the
transcendental field tended to be chronically
inhabited by subjective coordinates, both
ecological and personological [argued particularly
in Difference and
Repetition against both Kant and
Husserl. The latter was accused of still
relying on the evidence of consciousness, common
and good sense, and then reinventing the empirical
domain as modeled on a transcendental field still
dominated by the subjective].
It is not only the 'new French philosophy' that is
interested in empiricism. Deleuze's approach
has been referred to as transcendental empiricism,
according to one collection (Denscombe), opting
for empiricism against dialectic, empirical
difference rather than conceptual. Deleuze
once saw it as offering a notion of pure
difference which would be immediately blurred over
by language, which raised questions about the
relationship between speech and thought.
The problem is to find a ground which is not
subject to transcendental operations, but which
permits 'rhizomatic synapses and diagrammatic
displacements' (4). In Deleuze, this would
be turned in particular against the
phenomenological gaze. Deleuze cited Hume,
Spinoza, Nietzsche and Bergson because all opposed
the importance of the negative as an interior
quality in its own right: hence the celebration of
joy. Deleuze saw the fold as important in
explaining subjectivity, 'an ontology of intensive
forces, extended forms' (5), none of which could
be reduced to phenomena or thought.
This is also where Bergson fits. Natural
perception is inadequate, for example in failing
to grasp movement except in limited forms.
There is an' originary world' of universal
variation, and consciousness is understood not as
acting like a searchlight, but acting more like a
way of blocking light to form opacity. The
object perceived in consciousness was one stripped
of irrelevant characteristics. Implicitly,
consciousness had to be constituted rather than
taken-for-granted, seen as something that blocks
and reflects light. Deleuze was to develop
this in terms of the fold 'which bends and
envelops the forces of the Outside'.
Empiricism is not to be seen as some universal
foundation for knowledge, but rather as a source
for fertile questions and problems, especially the
generation of serialities. This is in
contrast to the usual views of empiricism which
say that experience is simply the origin and only
source of validity of knowledge, 'an answer
without a question' (6). For Hume,
scientific knowledge was not the primary: morality
history and politics were more important.
Knowledge arose from the ability to associate
ideas with a practical intent. Experience
itself is not a simple resource for knowledge,
since separate perceptions have to be related
together and supported by belief and
anticipation. Relations themselves are not
derived from experience alone, but arise from 'the
principles of human nature': they actually
constitute experience rather than being derived
from it. As a result, they also constitute
the human subject.
Empiricism for Deleuze is based on 'the
irreducible dualism that exists between things and
relations, atoms and structure, perceptions and
their courses, and also relations and their
causes'. Empiricism turns on external
relations, that are not just derived from the
nature of things. Relations also cannot be
understood as representations, ideas based on
material objects. Apparently, support is
found in Hume who also had a dual strategy, noting
different and disparate 'atoms' and at the same
time a process of association, the construction of
series or parataxis. He was also interested
in structures that affect atoms, including the
mind. However, the mind was seen as much
more than just a frame to control the movement of
material atoms, partly because the images it
produces are not restricted. Instead, a
process of naturalization [seen here as the
operation of the principles of human nature] of
the mind, 'the result of the operation of
associative principles upon it' constitute the
human subject.
This will lead to a critique of phenomenology, and
to Bergson on the originary world. There are
two implied principles, difference and
serialization of heterogeneous elements.
They are found in both Deleuze and Hume.
What is given is provided by a collection of
separate and different ideas, so the mind cannot
be reduced either to a fully constructive subject
or to just a mirror of nature. Impressions
do not impinge on us by accident, but it requires
a constituted Subject to organize them. It
follows that for Deleuze, Hume's empiricism does
not refer to the senses but to the
imagination. His argument that ideas are
derived from impressions is not a support for
representationalism but 'a regulative principle'
(8) [to guard against pointless speculation and
excessive generalization]
Both difference and repetition are involved in
relations. For example, the imagination of
the subject, once transformed into a faculty,
proceeds to relate and serialize. This is
how the given can be transcended [so have we left
the principles of nature behind when we theorize
--not if we use theory to discover the hidden
powers of nature as below?]. Such repetition
still implies difference, however. Nor is
speculation entirely free, since 'particular
concrete and different circumstances' are required
to direct interests through the mediation of
passions. Passions form 'concrete
associations' and thus subjects inside of
minds. This notion of difference prevents
dialectical closure into a mere negative.
This is an aspect of the 'strategy of the
AND'. Series are paratactic but held
together by repetition and habit, and this
explains why they sometimes converge and sometimes
diverge, or even resonate. There is no need
for 'the dialectical labour of the concept'
nor for the celebration of negation.
Overall, we end with 'a critical but
nontranscendental philosophy'. All
transcendental approaches have to reduce fields
for methodological reasons, and then have to
explain the emergence of subjects. Human
examines the constitution of subjects as something
to be fulfilled, a task, the formation of rules
and their criticism and rectification. The
result is habit, but this is not just a matter of
repetition of experience, the repetition of
similar cases. Other kinds of repetition are
also possible [in the imagination?], But
imagination must be corrected by accurate
judgement, a disciplined focus on important
objects, relevant to understanding and to
observation. Moral activity is also
important, reconciling different sympathies.
The paradox is that this critical activity to
regulate the imagination also leads the mind to
'the biggest of all fictions—Subject, World, and
God' (9) and makes them seem foundational and
incorrigible. [Then there is a bit that
contrasts Kant's attempt to separate ideas and
concepts instead—possibly because concepts have
some independent existence?].
Subjectivity still remains as a problem for neo
structuralism [the term used instead of post
structuralism]. Perhaps they never
completely rejected the notion [argument on page
10 turning on the dangers of presenting a
composite picture of neo structuralism]. The
death of the subject might have been wished for,
sometimes partly after rejection of the category
of the Other, seen as inevitably negative and
inherent in the construction of the Self.
This led to a serious critique of earlier notions
of the subject in Descartes, Kant and Husserl.
Deleuze has an important theory of subjectivity in
his entire work, beginning with Hume and
developing best in the work on Leibniz.
However, this suggests that we understand
interiority not in the conventional terms but as a
fold, '"the inside is the operation of the
outside"' (11). Deleuze 'gallantly
attributed' this idea to Foucault, but it was his
project as well. However, there is a tension
here in searching for any kind of interiority
[having insisted that all relations are exterior],
but this is inevitable. It is important not
to reduce Deleuze to some simple 'homocentric
evolutionist conception' which would ignore his
'rhizomatic growth' and writing strategy [some
quotes are selected from various places to show
there's been no such conception, page 12].
There is instead an 'arc' starting with
'historico- philosophical interest in the
structure - Subject and its actualization' (book
on Hume), through a complete pulverization of
subjectivity (the work on 1968, some of it with
Guattari), to a retrieval of the subject as folded
interiority (books on Foucault and Leibniz).
However this is still too facile and ignores
rhizomatic relationships between the texts.
LofS, for example does not pulverize the
subject, because it is 'too sober'; ATP
replaces transcendental fields with singularities,
events and intensities, traversed by various
lines, offering a 'radical displacement of
phenomenology' and the 'greening of the philosophy
of difference', but there are still consistent
links with the arguments about subjectivity in the
book on Hume—the structure of the Subject as a
matter of belief and anticipation, and also
different routes to actualization. The
intense lines and series in L of S can
also be seen as prefigured in notions of intensive
time in the books on Hume, Nietzsche and Bergson.
We should read Deleuze as he reads others, looking
at the series he creates and how they converge,
diverge or resonate. It is not the case that
each book is a single series, even those that
refer to individual writers, since Deleuze's texts
develop his own series as effects of reading Hume
or whatever. A theory of subjectivity might
emerge in some of these series. In the Hume
series, the issue is how the mind becomes a
subject, in the Bergson one it is how subjects
emerge from pre personal singularities and events
[in Creative Evolution?], in the Leibniz one it
becomes a matter of developing a notion of
individuality which is not just a deduction from a
concept, nor something produced from the
completely non conceptual [material]. In the
Nietzsche- Foucault series it is a matter of
uncovering a 'dynamic genesis' as a result of
folding and internalization rather than simple
interiority. In Nietzsche - Klossowski, the
issue becomes one of seeing the subject in the
context of 'inclusive disjunctions and
simultaneously affirmed incompossible
worlds'(14).
These series are not located on a plane of
consistency, although Deleuze does talk about
possible unifying concepts like chaosmos and the
'cracked I', which are found in all the series and
enable a 'disjunctive affirmation' of them.
These are already found in this book on Hume, such
as the important theme of the anticipatory and
inventive subject—anticipation, for example,
becomes known as repetition or absolute memory,
and inventiveness is described in
'synonyms'—'"assembling," "becoming on a line of
flight," "becoming other," etc'. [these are always
subjective?] This is the only way to discuss
subjectivity, avoiding transcendental arguments
that can only operate with 'subjective selfhood
and personal otherness' (15). The empiricist
notion involves the mind as 'a theater without a
stage', delirium, contingency, and understands how
these isolated images become a system, how minds
become subjects, how human nature develops: as the
results of 'the combined effects upon it of the
principles of human nature'.
These are principles of association, and of
passion. They develop a selective and
corrective course, selecting among sensations,
suggesting associations among them as a form of
reflection. The principles of association
for Hume turned on contiguity, resemblance and
causality which organize impressions into a
system, bringing constancy to the mind and
therefore naturalizing it in the form of habit and
belief. This also constructs a subject that
is capable of anticipation. Here, knowledge
'transcends the given'.
However, the ethical subject produces difficulties
because the elements of morality tend to exclude
one another, forcing a choice among sympathies, or
'corrective integration', the invention of general
rules. Here, subjective partiality must be
overcome, and non natural institutions
invented. Again we go beyond the given, by
integration this time not generalization,
something intensive [having intensity]. The
whole scheme in Hume inspired Deleuze to consider
extension and intensity as a basis for difference
and repetition, 'the extension of contemplation
and the intensity of practice' (16).
However, there is to be a complex 'braided'
relation between the two, anticipated in this book
on Hume with a discussion of time and its function
in subjectivity. Time is a structure of the
mind but subjects synthesize time as a matter of
succession, anticipation or duree. The past
is seen as a rule for future and as an influence
on the present: time 'bends and folds the given
and forms interiority'. Complexity is also
discovered in Hume when passions require the
association of ideas, but the association of ideas
takes place as a result of passion.
Understanding socializes passion, but passion
works to give direction. Passion is given
the ultimate weight because it is so intense,
although associations provide the content for
passions. Deleuze draws one
implication—subjectivity is not just a matter of
cognition, but requires to be understood in
practice, as a matter of 'experimentation and
struggle'.
The same goes with the actualization of concrete
subjects. This can never be explained simply
by different principles of association because
concrete circumstances are involved and must be
examined. Hume sees the passions as
providing individuation, affectivity which makes
us want to identify with the effects of our
actions if we have chosen the means to produce
these effects. Subjectivity is deepened by
such practice, so it requires a mind that can
specify ends and suggests suitable relations to
achieve them, a form of associationism.
More general implications are that the subject is
'an always already "cracked subject"'(17).
This is inevitable once we allow that fiction
plays a part in structuring the subject and
constituting the individual. For everything
to work smoothly to constitute a subject, intense
passions and extensive associations must conform
to the principles of human nature and the
principles of nature [if they are to be realistic
and practical?]. We find this examined in
Hume's discussion of religion. Deleuze
does not think that Hume is refuting religion:
passions and associations work consistently there
as well. The problem is that the world
itself cannot be seen as the effect of some causal
narrative beginning with God. Deleuze has
noticed something extra in this argument—that the
world itself must always be a fiction, but one
which is useful as the horizon of experience,
something which gives us a principle of human
nature. In this way, this particular fiction
itself becomes a principle of human nature, the
world as not an object, but a constitutive
fiction.[I the think I saw this as an excuse to
halt scepticism and maybe guard his back]
This is a further contradiction for the subject to
overcome. The world is a fiction and this is
'opposed to the principles which fix it and the
operations which correct it' (18). The
normal process of extending the understanding
finds itself in conflict with reflection [which
would expose the fiction of the world].
Reflection cannot correct this fiction
satisfactorily, so the mind must never be fully
naturalized or placed under the control of the
rational subject. In Hume, there's a
contradiction: God is not understood as first
cause of nature, but he might be the cause of the
principles of nature [including the source of the
necessary fiction of the world?]. There
might be some purpose to the world after all, and
this would restore a role for human understanding
as uncovering 'hidden powers of nature'(10.19)
[supported with a quote from the chapter on
philosophy]. |
Chapter
one The problem of knowledge and the
problem of ethics
[An ingenious attempt to find consistency amid the
apparent paradoxes and dualities of Hume,
including those between understanding and
feeling,reason and morality. As noted above,
page references come, annoyingly, from the Treatises]
A science of humanity for Hume entails 'the
substitution of the psychology of the mind by a
psychology of the mind's affections' (21) [we are
going to understand subjectivity as the result of
various affections organized according to certain
principles which are ultimately principles of
nature]. The mind is affected by the
passions and the social [considered as a series of
functions I thought in my
notes]. Both imply each other and
constitute therefore a proper unified object for
scientific study: passions are required to supply
motives and ends and ultimately characters, and
these should be constant if they are to be social,
but passions can only be satisfied in social
arrangements. Historically, there have been
particular internal unities between political and
social organizations and their ability to link
with the passions. What this means is that
'one must be a moralist, sociologist, or historian
before being a psychologist, in order to be a
psychologist' (22). Understanding is
required to show this relation between sociability
and passion—and improve it.
Human nature also includes understanding and the
ability to associate ideas, although these are
still affected by social conventions.
Although the understanding reflects interests, we
can consider them as separate, distinct.
However, 'the understanding is only the process of
the passions on their way to socialization'.
Sometimes the passions dominate
understanding. However, understanding
understanding [sic --couldn't resist] will show us
how the two areas of passion and sociability are
linked in the most general sense.
The human mind is not just an aspect of
nature. We should understand it instead as
operating with ideas. Ideas are given to us
as experience, but the mind has to organize these
ideas into a system. This is done through
the faculty of imagination, but ideas originally
are seen as a collection or assemblage of things,
a flux. There is a notion of how the subject
emerges here. [I think there's also an
argument that representations or images appear in
the mind, with the same sort of connotation as
found in Bergson—they are images of the real, with
nothing added by the mind, so to speak].
When Hume says the ideas are in the
imagination, he means that ideas are identical to
the activities of mind, that the imagination is
not [initially] an agent in its own right.
'Nothing is done by the imagination; everything is
done in the imagination' (23). Ideas are
reproduced in the form of mental impressions [of
things or events]. The imagination can
indulge in 'fancy', however, but this is not very
useful because it does not provide constancy or
uniformity, as in the examples of forming ideas of
dragons or monsters. The imagination also
permits ideas to be connected by chance, and this
is sometimes very useful [in enabling
generalization], but the implication is that
generalities like this are not inherent in ideas,
but nor does the imagination supply the connection
on its own: ideas have a particular 'role' which
can be brought into operation if influenced by
other principles.
These principles consolidate imagination so that
it becomes human nature. Again constancy and
uniformity are implied. Ideas follow the
principles of contiguity, resemblance, and
causality when they are associated in the
imagination. In this way, associations like
this transcend the imagination [that is exceed it
rather than provide access to some transcendental
realm?]. Association is 'a quality which
unifies ideas', but 'not the quality of ideas
themselves' (24) [that is it requires the
imagination operating according to these
principles]. Transcending the given also
requires belief. However, this is another
example of what the mind does with the given,
operating according to its principles.
Belief arises from constancy, a result of the
interaction of all the principals of association,
and this disciplines [and corrects] the
imagination. Again, links and unions are not
found in ideas themselves. Causality is
particularly effective in belief because it makes
objects appear solid, but the other principles
also help to 'fix and naturalize the mind; they
prepare belief and accompany it'.
We now have a notion of empiricism. Nothing
in the mind transcends [exists above] human nature
because human nature provides principles that
affect the way the mind works. The
principles of association are rules for the
imagination, not produced by it. Ideas are
connected in the mind but not by the mind.
Imagination becomes human nature once it has been
made constant and settled by the operation of the
principles.
Why does human nature not provide rules directly
instead of working indirectly to regulate the
imagination? Why should the imagination go
on to become human nature—it possesses no inherent
reason to do so? The answer seems to be that
nature already qualifies [provides qualities of]
the imagination adequately. It is enough to
produce effects without worrying about causes
[especially first causes which might reintroduce
god and other challenges to reason—let's press on
and be positive]. This explains the more
ambivalent discussion of first causes is in the Dialogues,
though—it is OK to think of a first cause, but
there is no need to actually pin it down, since
understanding effects is adequate and all we can
do using reason anyway.
Ideas can actually become more general in several
ways. They might work through resemblance
and thus represent all similar ideas ['general
idea']. The mind can produce a more regular union,
like when simple ideas are united in to a complex
one [Deleuze refers to these terms as 'substance
and mode' (25) —the simple ideas are somehow seen
as particular cases of the more complex
ones?]. In the third case an idea can
'introduce' another [suggest or imply?] [Deleuze
calls this 'relation']. The mind finds it
easier to relate ideas as a result, which means it
has become nature, or acquired 'a tendency'.
However, no new qualities emerge for ideas, 'no
new ideas ever appear'[especially ideas of the
relation itself?]. At least, they are related by
the mind only fancifully, with [attributed?]
quantity and quality. [and there seems to be
an additional tendency to reinforce relations with
other relations]. General rules can be
formed up like this, going beyond 'the determined
field of legitimate knowledge'. There is
always a need for correction, 'corrective rules'
[pretty much like hypothetico-deductivism?].
Generally, however, the mind is understood as
passive, registering the effects of the principles
of nature. Causality is understood as a
[passive] 'passion', or 'an impression of
reflection' even a '"resemblance
effect"'(26). 'Causality is felt', perceived
by the mind, not a conclusion of the
understanding. We perceive that objects are
constantly united, and it is the same with the
ideas of those objects, and only after
contemplation of them. The idea of
[practical or political? ] necessity might be one
of those—in nature, we can talk only of necessity
as the conjunction of things: this conjunction has
to be contemplated. But this sort of
contemplation itself has to be activated by
something. We therefore have a paradox, that
subjectivity is passive even though it is capable
of transcending itself [that is moving beyond
collections of impressions alone]. It is
only when the mind has been affected by the
principles that it can become a subject.
It should be possible to examine the effects of
nature on the mind scientifically, and this is all
that psychology could do, to study
affections. We finds another ambiguity here,
however. At first, the mind is occupied by
relatively simple ideas, such as the ideas of
space and time. We can understand these
ideas as 'atoms'. On the other hand, there's
a whole range of practice in morality politics and
history, and this can only be understood through
'associationism', and these must not be confused.
To look at the first, the mind cannot just be a
simple collection of these atoms because the atoms
are also given an objective nature, something that
can not be explained by the atoms alone [maybe,
difficult argument here, page 27]. These
debates persist in the human sciences to day,
where atomism is criticized 'in the name of the
concrete rights of ethology and sociology, or of
the passional and social'[and Comte is cited here
to say that a psychology of the intellect alone
can never produce a proper study of human
nature]. No one sees knowledge as consisting
of consciousness alone: some writers want to
introduce the body, others redefine psychic matter
[some anticipation of Barad here?]. Hume
takes the second route and this explains his
struggles with materialism.
Hume seems to suggest that the crucial fact about
knowledge is its ability to go beyond: 'I affirm
more than I know', and this is what makes me a
subject. I generalize and I have beliefs,
based on relations. This produces problems
for general ideas, however [which contain
contradictory parts, I think the argument is, a
concrete part and an abstract one]. There is
a similar problem trying to equate 'a real
relation between objects and the objects to which
we apply the relation'(28). Hume actually
begins with this problem, and puts his inquiries
in the form of a basic challenge to those others
who claim to have ideas in the first place.
He seems to be working here with the distinction
between the [immediately] given which remains as
it is, and the ways in which experience transcends
that given, but in a way which is itself given, as
human practice, arising from affections and
reflections. This shows the operation of
passion and belief, which do not have to be
further defined.
'Empirical subjectivity'(29) can be demonstrated
as something constituted in the mind, as a
consequence of the affects of principles. It
is thus not evidence for 'a pre existing
subject'. Only philosophy can understand
these processes, not psychology [if it assumes a
subject?]. The paradoxes of the subject
above are to be explained by philosophical
knowledge [like Bhaskar's
argument for transcendental realism to solve the
action/structure incompatibility in
Sociology]. We have to understand the
transcendental as a quality of the mind, so we
need both to critically understand the mind but
also see it as the ultimate 'necessary reference'
for the transcendental. We see this critical
method in Hume as explaining ideas as originating
in affections of the mind. We have to see
ideas as relating the character of the thing and
impression produced by reflection [maybe].
[Actually, this seems to have a negative quality
at first, dealing with the absence of an idea as
the result of an affection of the mind, and this
enables 'the negation of the idea of a thing' in
its own right --more below]. A more positive
argument is that the mind exerts a kind of
activity when it produces 'the structures of
transcendence'.
This seems to go beyond Hume's basic argument that
'all ideas derive from a corresponding
impression', and that ideas perfectly represent
given impressions. Hume is not addressing
the issue about whether there is a necessary
connection between the ideas and impressions,
however, but is using critique against 'improper
[speculative] applications'. Reflection
generally arises when the idea of one object
produces a relation in the mind that helps form
the idea of another one. Its overall role is
to produce the quality of subjectivity in the
mind. Once this is happened, we can move
beyond ideas being tightly linked necessarily to
corresponding impressions [the mind has emergent
qualities].
This is where rationalism goes wrong with this
emphasis on representations rather than relations,
seeing ideas as representations within reason, and
looking at the qualities of ideas such as for
universality to try to understand what is
constituted an experience, the existence of
objects. However, 'the mind is not reason;
reason is an affection of the mind' (30) and can
equally be understood as 'instinct, habit or
nature'. Reason can also be seen as 'a kind
of feeling'. The negative phase of the
method above appears as trying out skepticism on
the operations of reason, before moving to a more
positive notion of reason as based on a feeling
[of agreeability?]. So we have two senses of the
notion of idea and impression. One
necessarily links impressions to ideas, and
renders them homogeneous, but another insists on
their separation, arising from the development of
the faculties.
[Another summary]. Impressions of sensation
are the origin of the mind. Impressions of
reflection result from the emergent qualities of
the mind and the operation of certain principles
in it. It would be wrong to overemphasize
the notion that sensations alone provide data for
the mind [which is what most people think
empiricism is]. Its real role is to provide an
origin for the mind, and break with the idea that
things in themselves have to be represented, which
runs into difficulties when ideas of resemblance
are discussed. The impressions of reflection
are more important for Hume because they will
eventually lead to the quality of subjectivity,
they will stress association rather than atomism:
the real problem addressed by Hume is 'the
constitution of the subject' (31) and how it
transcends [emerges] as the operation of
principles rather than some simple material
causality.
We still have to show how these dualites are
related. The differences are important in
defining the problem of the self. The minds
should not be seen immediately as a subject,
indeed 'it is subjected', constituted and
qualified by the principles. The actual
emergence of the self still needs to be explained,
especially that notion of the self that equates
the subject and mind. 'The self must be both
a collection of ideas and a disposition, mind and
subject', combining both an origin and emergent
qualities [which is how I am understanding the
term 'qualification' throughout], but never fully
reconciling them. In Hume's terms, we have
distinct perceptions of distinct existences, but
we never simply perceive real connections among
these existences [the mind has to synthesize
them].
There's another duality, turning on the difference
between the affects of association and the effects
of passion. They produce systems of
understanding on the one hand and systems of
passion and ethics on the other. How might
they be related? Hume fir suggests a simple
correspondence or parallelism, so belief
corresponds with sympathy, for example, and there
is an analogy between the way in which belief
associates ideas, and the way in which passions
do. Reason provide scientific generalities,
and the passions also aim at constancy and
regulation in practical and moral activity. Both
serve to regulate speculation, and together they
make up human nature. Further, motives act a
bit like causes. It is not just a matter
between reason as theory and morality and passions
as practice, since both have combinations of
theory and practice: indeed, theory and practice
are always tightly connected in a general
calculation of probabilities.
However, none of this really gets beyond surface
appearances. Analogies, for example, need to be
further interrogated by philosophy to see which
term is dominant. Hume undertakes this sort
of enquiry as a moralist, a political thinker, and
an historian. This is despite the sequence
of discussion in his work. We begin with the
problem of reason, but gradually see that reason
is itself a problem, that it operates within
certain constraints [avoiding idiotic speculation,
for example]. This implies that reason does
not apply to everything. It does not even
determine practice: 'it is practically or
technically insufficient' (33), although it
clearly influences action. We should not
even see a simple opposition between reason and
passion: passion does not focus on the relation
between ideas and objects alone, but is instead an
original part of human existence.
Moral distinctions are also independent of reason,
although they can be subject to critical
understanding in their operation. Reason
here 'presupposes an antecedent ethics and an
order of ends'. It's role depends on the
very difference of practice and morality.
These differences are found in the nature of
practice and morality not just the circumstances
in which they operate. Excessive reason can
look like madness and skepticism, something
outside morality and practice. A proper
philosophy can never just be skepticism, partly
because it would never be convincing as a complete
explanation [if indeed it provided any actual
explanations]. Skepticism in operation
implies positivism [for the same reasons that Marcuse
said existentialism lead to fascism?].
Reason can sometimes become excessive skepticism
in reaction to the perceived positivism of the
passions, but this will lead to a further
'positivism of the understanding'(34) in practice
[as in speculation gets nowhere so we might as
well just operationalize everything?].
So we can see clear differences between ethics and
understanding. As [emergent] affects, we get
[properly social] moral affection on the one hand
and [general] knowledge on the other. Moral
affections are as transcendental as the principles
of association in understanding. Empirical
subjectivity is a combination of all of these
principles, but the principles together lead to
transcendent subjectivity with its characteristic:
belief. This process of transcendence lies
at the heart of knowledge. With
understanding, we start with the subject and its
activity, the way in which activity transcends the
given, involving inferring causal relations.
But with ethics we cannot start with inference [I
think this is what Hume proposes, when starting by
looking at the qualities of admirable men], but
work rather with the notion of relevant
circumstances producing ethical behavior, seeing
ethics not directly as an element of human nature
[it rap[idly becomes universal for Hume
though?]. In understanding, association is a
necessary part of human nature [in functionalist
notions especially?]. This even leads to the
notion of two selves.
There are certainly two kinds of practice.
Understanding examines the workings of nature and
uses extension. It is possible for all
objects to become linked in causal chains, not
only logically, but by being linked as 'component
parts of a certain probability' (35). [Based
on observation of conjunctions?]. This
implies no qualities of the objects
themselves. And rigorous causality is only a
particularly strong case of probability.
Nature consists of 'an extensive magnitude' and
this means it is open to experiments and
measurement. We can build general rules once
we have identified the relevant parts.
Nature does not make up a proper totality, but
should be seen rather as a collection [all this
before D thought of the term multiplicity?] : it
requires an act of mind to suppose some unity, and
this will not have a subsequent effect on
interactions. This provides no problem for
the development of knowledge, which can be based
on 'natural principles of understanding'.
But application of knowledge provides problems
[because it might not be describing real
connections?].
When we consider morality it is not so much a
problem to identify the elements, but rather to
reconcile them as mutually exclusive, as matters
that are partial [in both senses]. We have
to invent a system, justice, to do this, but this
often takes the form of a limited schema not a
whole system of morality, and the schema can often
contradict each other and [as when private good
contradicts public good]. We can only solve
these problems by general agreement [hidden
pressure towards social equilibrium?]. We
are not moving towards transcendence here, but
focusing on integration. Reason moves from
parts to other parts and then to wholes, but
morality uses feeling to react to wholes.
Inevitably, the 'general rules have a different
meaning'(36).
Chapter two. Cultural world and general
rules
[A kind of cross between functionalism and
structuralism here. Functional prerequisites
provide the basic structure, but structure then
emerges to produce specific forms. This is
nearly sociology! Or possibly nearly
Levi-Strauss's structural
anthroplogy What makes it still
philosophy in the bad sense is the irritating
rhetorical questions and the pettifogging witty
definitions, most of which I have translated into
Portsmouthese]
It is easy enough to understand moral conscience
when connected to individuals and particular
interests of our own, but we can also abandon our
own point of view and talk about morality
['character'(37)] in general. Sympathy is
not enough to understand, because it does not
extend and nor does it provide any quantitative
dimensions [which will help us calculate moral
consequences?]. It must also extend into the
future. Sympathy is understood as a
combination of desire for the pleasure of others
and by wishing to avoid them pain, and it is
real. We can extend it relying on
contiguity, resemblance or causality again, which
explains why we love those close to us. This
is to be understood as simultaneously limiting
generosity—this is as far as natural generosity
gets. So nature provides us with a
basic morality.
It is also a partial sympathy, and we feel
unhappy if we enlarge it or contract it too
much. It is this partiality that explains
social life better than the notion of natural
egoism, for example in explaining the generosity
everyone extends to their kin. This because
we are always social, even before community as in
Tönnies [sic, 38]: there are families friends and
neighbors, and this focuses [determines for him]
our sympathy. It also reflects passion and
particular interest, which are not focused on the
ego alone. However, such limited sympathy is
as opposed to society as egoism is, and is no
basis for participation in larger societies.
That's because sympathies are not similar or
overlapping, but contradict [there is almost a
suggestion that this is inevitable the more we
allowed genuine otherness]. The problem of
society does look different according to whether
we contrast it with egoism or sympathy—egoism
requires limitation, but sympathy requires a more
'positive totality' (39). Fundamentally
egoism leads only to a contractual notion of
society, society only as a negative set of
limitations, not 'the positive system of invented
endeavours'.
We do not find humans as egoistic individuals in
nature, but only in families, so our understanding
of human nature is already pluralistic and
complex. In families we find sexual instinct
and sympathies between the kin, and this is a
better model for social life and the
individual. However, families cannot just be
added to one another. Indeed they exclude
others and are partial. Parents of one
family are strangers to other families. This
provides the tension that must be solved by
integration, a way of transcending the
contradictions of sympathy [not in the dialectical
sense, of course]. The world has to
intervene positively. [This gives the
emergent quality of morality]: morality becomes
real when it can manage these contradictions and
offer alternatives, as when 'property supersedes
greed' (40), or when we extend the same sympathies
to foreigners, 'without a variation in our
esteem'[that is independently of our
esteem]. Indeed, general morality implies
'this uniformity of esteem', but we don't get
there just in imagination or thought, treating
foreigners as honorary kin, for example.
Real sentiments and passions never arise from
simply '"a known imaginary interest"'.
Nature alone is not adequate to generate such a
morality; the notion of the whole society as the
basis of morality is an artificial idea, which
cannot be derived from nature alone.
Nevertheless, all the elements of them are found
in nature, but these cannot themselves produce
morality. The whole has to be invented, the
only thing that can be given the tight limits
imposed by nature. Thus justice is an
artificial set of rules, which must organize
elements which include the principles of nature
[but not just those]. This produces moral
schema, connecting natural interests to the
artificially and inevitably 'political category of
the whole'(41). A properly organized moral
world will allow me to follow my interests, but
also balance the interests of others: it can be
understood both as a whole connecting parts, and
as a means in relation to an end [ie
functional]. Proper morality can only be
political. Once established, moral
conscience determines psychological conscience and
[wittily] is also a testament to the inventiveness
of the individual consciousness.
Once we grasp the notion of morality as both a
whole and a means, we can understand it as a rule
or norm, the 'general rule'. Such rules will
have forms and contents, customs and
conversations, and notions of property and
stability of possessions. One major outcome will
be to substitute violence for conversation.
However, particular sympathies have to be overcome
['transcended'] in an effective way, without
deleting sympathy altogether. What we need
is 'a stable and common point of view, firm and
calm, and independent of the present
situation'. This will not be felt as
strongly as personal sympathies, and requires an
additional source to make it compelling, but it is
practical at least. It is the basic idea of
a set of values against which we can contrast
vice.
One element of private life that supports this
sort of notion is respect for the property of
others, provided it is reciprocated. This
generates a general interest parallel to the
general rule. It is a classic institution to
support a 'symbolic aggregate' (42). In this
way, the institution of property has a major
political function and is 'the political
phenomenon par excellence'. We now have a
connection between properties and institutions on
the one hand and conversations and symbolic
aggregates on the other [just like Habermas
really], and thus the 'two chapters of a social
science'. This connection is important
because we have to express concretely general
notions of the common interest: so we find in 'the
conversation of proprietors' an early
demonstration of social reason.
General rules extend and correct our sympathies,
and are internalized as a personal sense of
duty. Once in operation, it is no longer
necessary to emotionally sympathize with the
other: the general rule allows exceptions [the
example from Hume takes examples of legal
exceptions or extenuating circumstances].
So far, Hume has developed a new notion of the
relation between nature and culture. Nature
is still at work in providing the elements and
also with its 'demands that they be made
identical' (43) [if social life is to be seen as
functional and natural]. The alternative
would be the violent resolution of contradiction,
and social institutions could never develop
[especially property]. This was to be
extended by Bentham [against natural law] by
arguing that invention and artifice is required to
satisfy human needs. Artificial institutions
at least help us to see the natural bases of
interests [by contrast?]. Everything is
based on the natural principles of sympathy and
passion, but these have to be 'liberated from
their natural limits'. This liberation is
actually also a kind of enlargement and extension
of sympathy and passion, in the form of
justice. Such extensions correct and help us
to reflect upon natural principles. [And
Hume evidently believes that once we reflect, we
can see that the passions have to alter their
direction toward the general]. So justice
involves not a reflection on the appropriateness
of interest, but more on how to extend that
interest, overcome restraints and
irregularities. In this way, 'practical
reason' emerges, as 'nothing but a determined
moment of the affections of the mind' (44) [where
determined means managed and directed calmly].
The surface dualities in Hume appear between
affection and reason, nature and artifice, but,
underneath, there is the whole of nature which
will include [emergent] artifices and
determinations. This means a guaranteed
natural obligation to justice once artificial
schema have been devised. The same goes with
systems of esteem, which still have a natural
input in the form of sympathy. The ends of
these various schema as well as their inputs are
also understandable on the basis of nature—justice
ultimately attempts to satisfy passions even
though it constrains them. The point is that
human beings are inventive by nature—'even the
artifice is nature; [and, inevitably] the
stability of possession is a natural law'
(44). The formation of habit is natural even
if actual habits are not. We need culture
and institutions to achieve natural ends. In
this sense, human history is part of human nature
even though nature is also 'the residue of
history'[these witty philosophical formulations
get up my nose]: nature is a residue that is not
explained by history, something common underneath
specific institutions.
We cannot therefore separate out things that
belong to natural instincts, and things which
belong to politics and education. There is
no nature without culture or vice versa.
This applies specifically to egoist theories
claiming to be psychologies of human nature: apart
from anything else, sympathy is equally
natural. If we just define egoism as the
pursuit of [any and all] satisfaction, we only
express an empty formalism. Egoism explains
some institutions as the means to satisfy drives,
but there are other means as well. Hume
wants to break the hold of narrow egoism on
political economy as well, bringing into account
other motives that sometimes contradict narrow
self interest. Ultimately, he is arguing
that [all] dispositions and the means to satisfy
them are unified [also implying that they affect
each other?]: it follows that we cannot just
abstract supposedly pure economic or natural
behavior from the whole range.
Overall, we get a 'strong' notion of society
(45). It is not just based on some
contract. The point is not to see the law as
the foundation of social life, but rather the
institution. Laws do limit action and are
negative, but there are positive elements in the
social as well. The law itself presupposes
some notion of utility. Laws are not just
there to protect pre-existing rights, for example,
since the reason societies are formed in the first
place is to impose some rights which did not exist
before. A proper conception of utility would
focus on institutions not laws, since institutions
provide us with positive models of action,
positive means. It is the reverse of the
usual view that the social is only negative, based
on some lack or need. Conventions are
creative and inventive, and exceed
contracts. They are cultural. They
develop without any promise of rewards [I think
this is what is meant by the term promise page
46]. The conventions are based on utility
[although this is also considerably extended, I
recall, to include a need for 'social
agreeability' which is not reduced to narrow self
interest].
So society is made up of a set of conventions
based on utility ultimately. It is not a
matter of contractual obligation. The law is
not the foundation of society, but rather
institutions are. The link between society
and nature is not a matter of natural rights vs.
law, but needs and their relation to
institutions. Utility is still the
underlying 'fertile principle', but we have a new
social psychology altogether. Rules an out
positive and functional [sic]. However,
there is no simple reduction of social to natural,
because humans are inventive and they invent
institutional solutions. This is a departure
with those versions of functionalism which still
based social life on a natural process, drives or
needs. Hume argues instead that drives are
satisfied in institutions, sexuality in marriage,
greed in property, but the drive is not the only
explanation. We have invented 'oblique
and indirect' (47) to satisfy our drives, and also
to constrain and channel them—a particular form of
marriage for example [seems like classic Levi
Strauss here!]. Hume recognizes that actual
laws, for example are '"complicated and
artificial"'[and arbitrary].
History shows the operation of difference in these
particulars, despite a general drive. So
utility is an insufficient explanation for
institutions: indeed, institutions constrain
private utility while public utility has to
operate in 'an entire institutional world'.
What is at work are 'reason and custom' (48) in
determining particulars, or the imagination [that
comes up with justifications], the fancy.
This is like Bergson arguing that different forms
of association are so diverse because they are
based on an equally vague association of
ideas. The underlying principles remain of
aid because there are so many particular
variables. The imagination draws on so many
different models, and so many circumstances [the
latter explain why the imagination is not the
total explanation either]. Imagination
replaces instinct, and natural drives become
'reflective'[both based on reflection, and
reflecting circumstances?].
We see that notions of justice, for example,
operate with general rules which 'never
indicate[s] particular persons'(49). It
cannot be too detailed if property in general is
to be upheld, in rights as diverse as 'possession,
occupation, prescription, accession,
succession'. This circumstance of a 'lack of
adequation' of general rules [when it comes to
particular cases] provides general rules with
three dimensions: 'establishment, determination
and correction' (50). There's another
problem in that general rules tend to lose their
'vividness' insofar as they are extended, and the
consequences of breaking them can look extremely
remote. Principals need to be both enlivened
and reinforced, not depending on the imagination
alone, but by making them relate to the real
situations. This is what government does,
making people realize that situations can change,
but the nearest can become distant and vice versa.
This is what political philosophy studies, how
government adds vividness. Those in
government must operate with a very general notion
of the good life, the most distant from their
immediate interests. Conversely, the
governed must also come to see their ability to
transgress law as extremely remote. This is
done through the development of loyalty.
Again contract theories are inadequate to grasp
this, since mere promises to uphold contracts
require loyalty and support. This support is
not contractual, but exists 'on another plane'
(51). It must also be combined with ways to
make it adequate, to correct it in this
sense. Theories of sovereignty permit
'possession, accession, conquest, and succession',
but they will also need to permit 'in rare and
specific cases 'the rights to resist and even
rebel' [as in functional conflict]. The main
issue with the state is not representation but
maintaining this belief, 'making the general
interest and object of belief'. If they
transgress against this belief by putting their
own interests first, resistance becomes legitimate
'in the name of a general rule'.
There's another problem faced by social stability
in the scarcity of goods. This worsens in
some circumstances when the state permits
substantial accumulation of property. Hume
realized that such accumulations could develop
dangerous inequalities. We need a third set
of rules to correct any imbalance, and this is
where he explains political economy. For
Hume, commerce and industry distributes wealth and
forbids useless accumulations. [The
political economy is found in the Essays].
Organized economic activity is clearly connected
to property relations, but it also has a
corrective tendency linked to the state, even
though this is an 'accidental relation which comes
from outside' (52) [almost a hidden hand theory
here]. It is a way of restoring a certain
equilibrium to old forms of accumulation,
especially landed property. Without any
intervention, the landowners would be in immediate
conflict with the peasants, with no way of meeting
the need for accumulation of the first except by
exploiting the second. Commerce can provide
a mediator, producing a number of lenders and
borrowers, regulating the rate of interest, and
introducing a third distinctive '"capitalist
interest"'. It produces a certain level of
working capital [not immediately subordinated to
the politics of feudalism], and the state can come
to acquire some of this. The immediate
violence of feudalism is no longer required.
Instead, the state can provide manufacturers and
commodities and this will appeal to labourers
politically [there is a remarkable piece in Hume
that seems to predict that superfluous labour can
be extracted in this more amenable way, by seeing
it as employed in the public service—a kind of
early recognition of the power of economic growth
as some apparently universal goal?]. The
state adopts a definite method of regulation
through political economy, avoiding the need for
frequent arbitrary interventions: it pretends it
is acting in the interests of the prosperity of
subjects, and it is this that gives affirms its
power.
Again we need to know a definite differences with
utilitarianism. The economy is not natural,
but just as artificial as forms of
legislation. Commerce and property our
institutions. Admittedly, Hume and the
utilitarians had some hidden hand notion that all
interests would coincide, although he did foresee
some later difficulties. Property, for
example will always remain scarce and this will be
a source of instability, but the quantity of money
operates according to some mechanical process is
on its own. However, these mechanical
processes also require 'qualitative
motivation'(53), although Hume also allowed for
some tendency to develop mechanical quantitative
relations in commerce—less so in property.
[diag on p.54]
Chapter three. The power of the
imagination in ethics and knowledge
[An irritating example of philosophical
nitpicking, where confusions are deliberately
fostered, so that your philosopher can appear as a
wonderful hero who explains everything. Mind
you, I do miss subtleties sometimes. I thought
'reflection' meant both being mirrored in
something and thinking about something, and got
annoyed at the failure to distinguish them. But
reflection has two implications in a more
technical sense here -- simple mirroring and '
resonating', which seems to be a secondary kind of
affect. That is both a principle of nature and the
result of human thought {described as the
imagination or the fancy rather than cognitive
reflection} -- the latter works on the former].
With general rules, reflection [mirroring] and
extension are connected, indeed 'identical'.
Passions are reflected [mirrored, or causing
affects upon] but once they're in the imagination
they can be extended and take on the form of a
rule. Extension and reflection vary in
proportion, however: determining rules are more
extensive than reflective, and the other way
around for corrective rules. Determining
rules are 'extended beyond the circumstances from
which they arise' (55), and this often involves
misconstruing [implies ordinary thought here?] the
accidental by seeing it as really a part of the
general or essential—'the disadvantages of
culture' [individual thought denied here
though]. Corrective rules [especially those
based on the rational, as we shall see] correct
this extension of determining rules by dealing
with the accidental and the exceptional [by
considering common exceptions {and explaining them
rationally?}]. Exceptions are natural and
eventually, 'by means of habit and imagination'
become objects of knowledge and experience through
'casuistic'[case - based] argument.
So extension and reflection are identical on the
one hand but different on the other [witty
innit?]—the sorts of rules are different in
practice, although they have the same
origin. In the first case, determining rules
express a unity of cases, and this shows us the
importance of the passions [including the will, as
in the biblical sense of passion] and how they are
reflected [mirrored] in the imagination.
Hume suggest that this is because there is some
agreement between what is agreeable to the senses
and to the fancy, so that images can provide
satisfaction in a bodily sense. However,
once located in the imagination, passions can be
liberated from actuality. An entire
'artificial domain' (56) opens up, which is
culture. Passion can develop images without
limit. This transcends the partiality of the
origin of images—the imagination itself becomes
passionate [biblical] and rules are possible based
on this. We can see this with three types of
rules:
(1) The rule of taste, where feelings turn into
aesthetic judgments. These do not need to be
adequate to objects, nor to adapt to what is seen
as the reality of objects [so there is no need for
the sort of beliefs based on probabilities that
produce knowledge]. Instead, there is a
variability of '"liveliness and
strength"'(57). Tastes are not based on
sentiments [of sympathy], so 'taste is a feeling
of the imagination, not of the heart'. It
takes the form of a rule, based on liberating both
passions and objects from actuality, but
reinstating them in 'the mode of the
possible'. These possibilities can produce a
certain fascination when added to judgments of
value [the example involves speculating about the
fate of a man nudged to be handsome in
prison]. We also see it in the case of
tragedy, the strange way in which the depiction of
disagreeable passions can produce delight.
It is not just that the tragic form weakens and
fictionalises, more that new feelings are
added. Again this involves passion not just
cold imagination, and the effects on the spectator
lead again to an extension of those passions, to a
pleasure in the play of the imagination itself
[very close here to Barthes on plaisir,
and Bourdieu on the high aesthetic]. This
extension is particular to art, which is neither a
real object, nor just the mode of the actual
passion. It has its own sort of belief.
(2) The rule of freedom. Here, a sense of
personal freedom arises from the affects of the
will, 'a kind of passion', which can settle on
unpredictable images [maybe, 58].
(3) The rule of interest and duty. When
considering actual examples say of the relations
between master and servant, Hume notes that
interest and duty are combined, that the interest
of the master causes the duty of the servant [and
he seems to have a notion of power rather like
Weber's—the master can direct the action of
another]. [So there is no separate impulse
for power over another, but always a relation?]
The same goes for the relations between husbands
and wives. It is not just enough for
husbands to feel passionate towards their wives
[as a source of marital obligation], because 'the
husband can never be sure that the children are
his own'. This uncertainty is 'reflected in
the imagination' and takes the form of the
cultural constraint on women to remain chaste:
this is so strongly established that even male
debauches expect it in women.
We know that generally passions produce affections
in the mind and the imagination and this becomes a
general rule [not directly but through a
'resonance' (59)]. We have to move away from
simple affects here, which simply enter the
imagination and help to fix it. Now we have
a more complex effect of reflection [not just
mirroring but resonating]. The speculative
aspects of mind are fixed by this reflection as
'affection resounds inside the mind', and the
notion of human nature emerges. This still
implies that the mind is 'a fancy on another
level', and fancy is required to fully develop
after this resonating reflection. The real
exercise of the affections and their limits cannot
be reflected, without imagination which liberates
their forms. The limit of this activity is
also an object of the fantasy [in art?].
This is how the accidental becomes essential
and power detached from relations, from practical
exercises. In this sense, the imagination
imagines power [god I am bored by this wit. I take
it that imagination does not construct power out
of nothing, but rather applies rules of
association?]
The two general processes [two meanings of
reflection] are combined in an 'absolute unity'
producing general rules, so we can see that
reflection and extension are one process.
But they're also two [sigh] and must be if we are
to explain corrections. We can reflect on
the previous reflection, or 'the reflected
interest'—'But why is it that, in both cases, the
word reflection is used?'. Apparently, it is
to alert us to the fact that extensions are also
already corrections that transcend partiality of
natural passions., But this can transcend nature
as well, particularly in the form of 'confusing
essence and accident' (60), so a new form of
correction is required. This will involve
the whole order of culture, which is not just
illusory and fanciful but has a serious purpose
[to help us reflect collectively on complex
effects -- in the form of secondary
reflections?]. Hume wants to contrast the
human and the animal world here, because animals
have no culture and so can register only simple
effects of the principles of nature, in the form
of instinct, which ties them to actuality—they
have no fancy or reflection. They also have
no history. But humans have culture and
history, both of which involve the fancy again
'through the resonance of affections within the
mind' [that is not just their simple impact on the
mind]. So this looks paradoxical again—the
most frivolous and the most serious are found in
union.
In addition, when the passions are mirrored in the
mind, they encounter 'a fancy which is already
settled, affected, and naturalized'. This
means that the fancy must be governed not just by
the qualities of the passions themselves but by
other principles of nature [the 'modes of
association' --similarity, causality and the
others?]. Only when this background is
established [or determined] can passions produce
'constant and determined figures' in the
imagination [that is actual applications or
actualizations, instances?]. This helps
judgement and understanding overcome any
irregularities in the affections, as a natural
remedy. [This really looks like having it
both ways when it comes to social determinism, and
the whole assumption is that naturalized
imaginations exists without any nasty social
conflicts intervening]
We see this in aesthetic rules, where passion has
to reflect itself through existing principles of
association to produce detailed 'rules of
composition'[a strange quote from Hume here argues
that composition can simply be understood as a
chain of propositions and reasonings, although I
thought he was saying that much of social life
escapes reasoning—two types of reasoning, we are
told below?]. We also know that social rules
turning on property, occupation and the rest are
also 'determined [ultimately] through the
principles of association'. All the notions
of what is right depend on these notions of
association, as Hume explains with some
[arbitrary] examples: the sea does not belong to
anybody because no one can take possession of it
or develop a stable association with it, but
regions of the sea can be seen as property—'"a
union in the fancy"'. So the imagination
works to extend the rules through the principles
of association, and this is how it constitutes
rules [it is actually 'quasi constitutive' says
Deleuze, 61].
However, the fancy has to invoke these principles,
use them to develop the world of culture. In
this way, the serious and the frivolous are
combined [because some of the associations are
particularly frivolous, that is arbitrary or
playful, perhaps most of them]. Logical
argument here is mostly about plausibility, and is
colored by the imagination. We see this with
arguments that appear in judicial trials or
juridical discussion. There's no way to
decide them because everything will turn on the
imaginative associations involved.
It is not surprising that historians are similarly
'perplexed', just like philosophers are skeptical
(62). However, there is no alternative but
to develop reflections [thinking] on individual
cases and accidents in order to try and 'fill the
gap' between the principles of understanding and
the cultural domain. It is true that culture
is based on the illusion of the fancy, but these
illusions are necessary and inevitable [so not
just subjective again] . Reasoning leads us
astray here by not recognizing the necessary
constraints of culture, but focusing only on the
rational [maybe]: it is not surprising that people
think they are free, subject only to reason.
But culture is still real, but also
experimental. It would be wrong to reduce
its reality to what is accepted as real by the
understanding, which would imply that things like
general rules are real [in this material
sense]. However, understanding can correct
extensions of the principles of association, and
even compose a theory of the exception [somewhere
where rational calculation explains a difference
with culture?]
So the crucial thing is the relation between
passions and the imagination, and this is Hume's
originality. There has to be an initially
simple relation but one which will permit a more
complex one to develop [emergence again].
The impact of the passions means that the mind
alone is not sufficient [it is transcended].
The importance of the passions is also to ground
human action, while permitting it to
develop. It is not the same relation between
nature and the mind implied by the modes of
association because the passions impart 'a
direction and a sense' (63) [the modes of
association are not directional but
reciprocal]. This aligns relations with
reality in the form of 'a univocal
movement'[directed by one coherent voice].
This is also how the self emerges as an
apparent first term: 'the impression of the self
focuses the mind'. {hence Deleuze's remark
in the Intro: 'We are habits, nothing but
habits—the habit of saying a "IE"'
(x)][There's also an intriguing bit which I think
means that the self becomes the center of action,
that imposes a direction on a general relation,
say between kin—we distinguish between action
towards a brother and the brother's action towards
us, although both are explicable in terms of a
general relation between brothers]. This
also explains why we act differently towards
things that are near rather than distant.
The tendency of the imagination is future oriented
as a result of the action of the passions.
We see that association presupposes the passions
[actually 'a mutual implication'] as ideas get
associated because of a goal or intention.
Again this adds an element of reality [as future
intentions become realized?]. However, this
tendency driven by passion has limits. It
cannot produce genuinely general rules which cover
cases which are 'very distant'. Overall,
tendencies mean that 'the possible becomes real',
but it is also the case that 'the real is
reflected' (64) [which I think means that our
passions orient our action to a certain extent
which constructs real options out of the merely
possible, but there are other the elements of
reality that require different cognitive
operation, a more dispassionate reflection]
A picture of subjectivity emerges overall.
The subject is not in dependent, but produced by a
collection of ideas that together impart the
quality of subjectivity, initially as an
idea. Principles of nature affect the
imagination to produce 'a partial, actual
subject'['partial' meaning having interests in
this case]. Then this idea of subjectivity
is taken over by the imagination which reflects
the affections [including the impact of the
principles of nature]. General rules also
affect it [they emerge as we saw]. Ideas in
the imagination cease to be just representational,
tide to objects or qualities of the thing, but
become more like 'a governing principle, a schema,
a rule of construction'. This permits the
partiality of the subject to be transcended as
subjectivity itself becomes more general like
this. We'll never grasp this notion of the
self using [rational] understanding alone.
We have to take full account of culture and to see
the development of subjectivity as offering a
[necessary] 'moral and political solution'.
We now realize that affects alone will not explain
subjectivity, since the fancy has a definite role
and acts independently. The self that
results is 'the synthesis of the affection
and its reflection'. This fixes the
imagination, and can be seen in a way as [an
emergent] reflection of the affection.
To understand practical reason, we need to see the
importance of culture and morality which
constitute a whole [even though we will also need
to explain particulars, the determination of
parts]. It develops as a whole because the
imagination is schematic. Its schemas
combine [its principles of] reflection, excesses
of reflection, and a constitutive ability
[actually only quasi-constitutive]. Theoretical
reason is concerned with the determination
of the detail of nature, calculations about the
parts. It must somehow be unable to relate
to practical reason, however, and develop schema
that focus on the determination of parts rather
than wholes. It is not affected in the same
way as moral reasoning. It relies upon the
non passionate nature of the principles of
association. It is therefore closer to
[developing an image of] nature [rendered as
'reason is imagination that has become
nature'(65)]. Even so, it operates with two
sorts of reason [close to grammatical and
empirical truth]: associations only between ideas,
like 'resemblance, relations of quantity, degrees
of quality, contrariety', and relations to objects
which vary in a different way, according to
factors such as 'relations of time and place,
identity, causality'. The first process
proceeds by claiming certainties, through
'intuition and demonstration', the second one
works with probabilities, 'experimental reason,
understanding'. These two processes do have
a common root, however in the process of
comparison.
The two outcomes, certainty on the one hand and
belief on the other [belief can be the only basis
for induction], are also related although
distinct. We see in the case of causality,
for example whether it is grasped by understanding
objects or by probability. Hume argues that
it is not just a quality produced by human nature
noting a set of effects, because there is no
'ultimate reason' why this should happen.
Observing effects and experiencing them requires
the gradual development of the habit, one that
sets out to correct itself. There is more
than just natural probability. Indeed,
observing probabilities itself should be seen as a
habit ['habit as a principle', 66]. Habit
helps us presume the existence of effects.
Although it has its origin in a principle of human
nature, it still needs to be formed gradually. In
other words, there is 'the habit of contracting
habits'[attributed to Bergson earlier]. The
progress of reasoning ends in causality.
There is no direct connection with
probability. Experimental reason arises from
habits: 'habit is the root of reason, and indeed
to principle from which reason stems as an
effect'.
However, with [grammatical] relations between
ideas, there is more of an immediate reasoning,
requiring no gradual formation and therefore no
intrusion into the operation of the principles of
human nature. Mathematics is seen in this
way by Hume. However, even here, the ideas
do not associate as a result of their internal
qualities, nor is mathematics just a matter of
analyzing these already given relations.
Instead, 'relations are always external to their
terms', although the operation of human reasoning
can suggest that ideas act on their own [or
possibly that grammatical operations are
autonomous]. However since no observation of
nature is required, the logic of physics 'or of
existence' (67) requires something more like a
schema as above.
We have seen that habit is considered to be a
principle of nature, and it follows that [learning
from] experience must be as well. They are
different principles, however, even though habits
presupposes experience. Habits never develop
into an explanation of habit itself —'a repetition
will never by itself form a progression'.
Instead, we just experience repetition of similar
cases. This develops the philosophical
notion of causality and understanding
generally. We still need to see how this
inference works [the problem of induction].
Experience alone can never guarantee the
persistence of causality, since an notion of
causality makes continuous experience possible in
the first place. Just because reasoning
works in one case, it does not mean that it is
possible in general. What is required is a
faculty to draw conclusions from experience and
therefore transcend it. Repetition alone
does not guarantee this, nor does mere succession
[ of the same case] in time. Habit lacks a
grasp of quantity [including quantitative change].
Habit is a principle, but causality is an
association of ideas, and it is this [puzzlingly
referred to as {ultimately?} 'a natural
relation'] that engenders belief [in the
continuity of the material world] which in turn
allows the impression of one object to be
transferred to the idea of another. In this
way, habit engenders belief and therefore further
possible understandings. It presupposes the
experience of observing conjunctions between
objects, so that the imagination can produce the
idea of an object. At last, repetition
permits progress or even a whole new cognitive
production, since it is no longer firmly attached
to the objects that we have experienced. We
are able to transfer the past into the future, to
carry the thoughts of one object onto another, and
this becomes 'an anticipation or a
tendency'(68). If experience gives us a
notion of the conjunction of similar objects, [an
awareness of the role of ?] habit is required to
make this mental inference.
There is still a difference between this operation
in knowledge, and the generalizations found in the
moral world, although both produce general rules
which are extensive and corrective. The
difference lies in the relation to nature:
morality is suppose to reflect the principles of
nature in imagination, but knowledge focuses on a
more particular principle, with its own [more
artificial?] legitimacy. [a truly appalling
chiasm ensues: 'We have seen that the formation of
the principle was the principle of the
formation'[the last formation refers to the
formation of a whole system of reasoning and rules
to guide it?]. Ultimately, belief is
sustained not only with present impressions which
provide vividness, but with more connections with
belief and causality. [If habit and
experience agree, causality becomes an important
principle to guide action, or 'fix the
imagination' in this terminology].
However, sometimes, experience and habit do not
present a unified understanding.
[Discrepancies can lead to further thinking? See
correctiveness below]. Habits can 'feign or invoke
a false experience', an illusion or imaginative
fiction. Here, habit does not correct the
imagination but actually amplifies it, to such an
extent that it can defy future correction.
Hume calls the existence of such beliefs 'non
philosophical probability'[and national
stereotypes are the example]. More adequate
laws require constant correction to become a
philosophical probability [meaning corrected by
philosophical principles? Philosophy must be seen
as a universal 'human nature too?]. There is
a particular danger of the intrusion of
uncorrected passions, given that causality
requires the operation of the fancy.
Corrections of the extension of knowledge to these
non philosophical areas [assuming that that is in
the interests of people?] can assist the
correction of the more philosophical rules [maybe,
70].
Another source of false beliefs lies in language
which produces 'fictitious causalities'.
Spoken repetition accompanies observed repetition,
and transposing observation into language can make
them particularly vivid [Hume says that written
reports of matters such as enchantment and
apparitions are often more persuasive from
experience and observation]. Words get
believed. This gives a power to 'education
eloquence and poetry'. All these can
generate false beliefs. Critique of language
is necessary. Language consolidates
accidental characteristics and conjunctions.
It is affected by the disposition of the person
speaking [some are more open to correction than
others?]. This is the downside of the
extension of knowledge, with art as its
upside. Correction should take both a
quantitative and qualitative form.
Strictly speaking, the beliefs in knowledge are
also a falsification of raw experience, a
fictitious repetition. We have to judge all
these examples using 'a second kind of rules', an
a 'ulterior reflection' (71). [Criteria here
seem to include a conformity between habits and
experience, as well as calculating probabilities:
the first is a kind of empirical
correction?]. So legitimate reason is not
directly derived from habit, but only
'obliquely'. We have to use past experience
to adequately establish the object of belief [to
help us reject false habits?]. There is a
particular quality of experience that is
important, the focus on 'partes extra partes'[when
I looked this up it means the existence of things
adjacent to quite independent things.
Presumably we test the adequacy of objects of
belief by seeing if they agree in some way with
the objects completely independent of them, not
logically entailed for example. The term
implies external relations between the parts not
internal ones. The quote from Hume also
suggest that we treat each case and each
experiment with the same weight, so that we can
use the largest number of them, if they produce
contradictory results to suggest adequate
belief. I wasn't happy with this argument
when I encountered it in Hume, for obvious
reasons—it assumes that independent scientists are
all working independently on different but related
problems instead of on coherent programmes; that
these can all be summed; that belief is
underpinned by a kind of vote -- among
scientists?]. In this way, the understanding
is used to grasp and sum the parts, and this is an
necessary correction to the acts of the
imagination which generates ideas, both false and
adequate in the first place [so we are very close
to Popper on the conjecture and refutation,
although, of course, his argument is on refutation
not quantitative agreement].
This is a kind of correction of rules by other
rules. But all the rules arise from habit,
not from solid philosophical grounds. Habit
thus has different consequences, enabling
extension in the imagination but correction in
judgment. However, at least habits can be
tested for adequacy to experience. We should
confine our beliefs only to repeated cases that
have been tested like this. This applies
particularly to corrective rules. The tests
should enable us to distinguish causes from
affects, and thus to criticize illegitimate
beliefs.
Chapter four. God and the
world
Religion can be seen as combining all the kinds of
a rule: 'extensive and corrective rules of
passions, and extensive and corrective rules of
knowledge' (73). Different forms of religion
stress either passion or knowledge, so polytheism
originates in the diversity of the passions and a
irreducibility, while theism originates in the
quest for unity in nature, a unity provided by
resemblance and causality. In both cases,
religion generates a system of extensive
rules. Religion is not natural, not an
instinct, for Hume, butts has a history.
Original polytheism offered a heaven entirely in
the imagination, and shows a good example of
confusing the accidental with the essential,
especially in the 'strange encounters which we
make in the sensible world', or in exceptional and
fantastic circumstances' (74) which are seen as
indicating divine essence. Ruling deities
display 'barbarity and caprice' as a result.
Idolatry also shows this tendency to take the
extraordinary as the essence, in the form of
mysticism or fanaticism: these extremes arise
because morality is 'joyless', and even vice looks
more fun [and is often the content of male
bragging, says Hume].
Theism also has extensive rules, but this time I
aimed at knowledge. Religion is still a
fiction, something constructed for the purposes of
belief ['a simulacrum']. Repetition and
tradition are important. Testimony is
required as well as immediate miracles, and this
gives an impression of knowledge. Or
analogies are used, say between the workings of
machines and the world. The accidental
stands for the general here too, if we see human
technical activity as somehow privileged as a clue
to how god works. Causality is also deployed
in an attempt to explain God by his effect, and
nature. Sometimes nature is seen as fully
determined by god, including disorder and evil,
but it's also possible to offer a less close tie,
and here, 'unknown effects' (75) must be invoked
to explain the details of nature adequately.
This is really and misuse of causality for Hume,
since it breaks the notion of proper causality
that joins unconnected things, at least at the
level of 'species'. The only proper objects, and
the only proper repetitions are found in the
world. Any cosmologies [that add any
external reasons] must be fanciful. In this
way, the theory of causality insist that only
experience as a reference is legitimate.
How can the rules of religion be corrected?
Miracles can be tested by reference to the world
of knowledge, and experience here, of testimony,
helps us calculate the probabilities.
There's also the possibility of contrary evidence,
which cannot be included within general
experience, incorporated into systems produced by
understanding. Suicide might be one of these
if we see it as a major rejection of duties
towards god or society. Hume argues that it
is not inherently more impious than any other act,
however, but just another 'object of nature' (76):
killing yourself is not cursing god, but can be a
simple way of avoiding misery.
The problem with religion is that any correction
seemingly escalates into a total critique:
miracles are either magic or nothing.
Correcting extensions of cultural rules can be
positive and create the whole of culture, but
religion is an exception, and words actually
'consecrate an object', instead of just being a
useful term, a sense that can change. This
is the point at which philosophy reaches
'completion here in a practical battle against
superstition'. Once we start seeing the
positive role of corrective rules, religion comes
under critique, and remains only as something
frivolous. Religion reflects the passions,
but not in a serious way, only in 'mere
fancy'. It follows principals of association
resemblance and causality entirely within the
fancy.
Hume can see some function for religion
nevertheless. Faith does have this power of
leading us to think of ourselves as a miracle, as
something which can even run '"contrary to custom
and experience"' (77). This could be ironic,
but there is a proper argument in the Dialogues, that
religion does address what causes the principles
of nature: god ceases to be anything positive but
remains as the cause. He might be
responsible for what the 'original agreement
between the principles of human nature and nature
itself', a personification of the 'pre established
harmony' that Hume cites. In this way, he
can think of 'something in general', as opposed to
the specifics provided by a knowledge or
experience, which will always be partial. At
this originary level, reason is found alongside
'instinct, generation, vegetation', each of which
has an accounts of the origin of the world.
One implication is that there is something that
pre exists all the normal oppositions in nature,
something 'beyond good and evil'. We get to
this by considering the rival discourses of the
origin of the world, which are all partial and
involve dubious analogies: we have to transcend
these perspectives [transcendental realism
again]. It is similar to the notion of an elan
vital says Deleuze, since there must be
purpose, for Hume, although he is more skeptical
about the notion of the design produced by
infinite intelligence [I think he is remembering
Bergson again here, where the elan vitale produces
a series of specifics, intelligence and instinct,
vegetable and animal. If this is so for
Hume, it would explain the remark that follows,
that we can transcendental deduce an orderly
system '"from the belly as well as from the
brain"', that is from bodies and instinct rather
than from human intelligence alone?].
Is this still confined just to the fancy?
Hume critiques fictitious causality if the
repeating objects are not grounded in experience,
or if we have to start with particular objects
like the world itself, which does not repeat and
is not really an object. There is another
case as well, based on the notion of the
continuous existence of objects based on 'the
coherence of certain impressions'(78): continuous
existence is required to connect up appearances in
order to reason causally. Sometimes this is
useful in generalizing from the appearance of only
one object in experience, although strictly
speaking 'the inference is fictitious'. The
object is given 'more coherence and regularity'
and is actually found in perception [the grounds
for classic objection to empiricism, of
course]. In effect, we are suggesting that
our perception of an object causes it to exist,
and this contradicts the notion that there must be
two separate entities in any causal
conjunction. Strictly speaking, this sort of
attribution of continuous distinct existence is a
fiction, 'not offered to any possible
experience'(79) [seems a bit too strict if
continuous existence is seen as a hypothesis to be
tested by future experience?].
We clearly believe in continuous and distinct
existence, but this is really a type of extension,
like the formation of rules, generated by the
imagination working on contiguity resemblance and
causality. It is a kind of extra coherence
based on the success for coherence produced by a
general rule. It is a way of connecting the
suppose regularity of rules in the imagination
with actual identities of objects. However,
unlike general rules, the 'fiction of continuity'
is not open to correction. [strangely,
there's a bit that said that the fiction of
continuity 'should not be corrected'—because that
would make science impossible? Or language
for that matter?].
There are different origins as well.
Extensive rules of knowledge appear in the form of
laws and involve going beyond the principles that
originally constituted experience. These are
rules subsequently affect understanding, while
still appearing as 'general, elaborate
experience'. However, the possibility of
continuous and distinct existence is not offered
as an object of experience, and nor is it
denounced as a false experience. It is taken
instead as 'the characteristic of the World in
general' (80). It is not an object itself,
but rather 'the horizon which every object
presupposes'. This can also be a
characteristic of religious belief, although
religious belief is itself a composite, rules and
beliefs in the existence of bodies, which does
treat the world as a specific object and invokes
the senses and the understanding.
To the extent that we must believe in the
existence of bodies, fiction must become a
principle of human nature. This is because a
multiplicity of ideas has to be turned into a
system of knowledge [in order to permit the
specific activities of human nature?].
However, these ideas strode not just be seen as
linked [grammatically] in the mind, but seen as
something separate, something that does not depend
on the senses, but 'truly objects'. This is
not just a matter of adding vividness, or relying
on belief. A system of ideas has to be
developed that will extend the interruptions of
mere appearance by constructing a fictional
continued being which will fill in the
interruptions and thus preserve '"a perfect and
entire identity to our perceptions"'[all this is
arguing backwards from what we know to be the
case]. This completes 'the identity between
system and world', even if the world itself is
actually a fiction: such a fiction is therefore
necessary [circularity here surely?]. This
makes the fiction of continuity of objects a
principle, not just one of those fictions in the
imagination [again there is an implication that
the fiction of continuity emerges from these
earlier fictions]. By developing this step,
the imagination actually constitutes and creates a
world.
Continuity is therefore 'an excessive effect of
causality, resemblance, and contiguity', which are
extended, really illegitimately, into a
constitutive principle. The principle is
established in a number of steps or moments.
First we have to assume that something has an
identity if it is invariable and continuous over
time. Second, there has to be a particular
type of resemblance produced by similar
considerations of the supposedly identical object
in the form of an 'easy transition'.
Continuous existence therefore has to be suggested
as a fiction in order to overcome any
contradiction between discontinuous impressions
[why should this contradiction need to be
overcome?]. Hume argues that this fiction is
both satisfactory and false, but overcoming
contradictions between impressions seems to be
crucial, so that we can reconcile both continuous
and discontinuous ones. This usage has
become a principle, so this sort of opposition is
right at the centre of the imagination.
Imagination contradicts reason, as we see if we
reflect that there is no solid reason to
presuppose a continuity, when perception suggests
the opposite. The contradiction runs throughout,
'between extension and reflection, imagination and
reason, the senses and the
understanding'(81. It is the principles of
the imagination and the principles of reason that
are in contradiction: it is not just that they do
different things as before. The
contradiction cannot be overcome by one extending
or correcting the other. In particular,
reason can not eliminate the fiction of
continuity, even though it might oppose it.
Some new relation between the two needs to be
established, one not found in ordinary
consciousness but in philosophy. This
philosophy 'affirms distinct and independent
existences'(82)). So objects are distinct
from perceptions, continuous and uninterrupted
rather than variable. We can retain reason
and allow for the role of imagination. This
is not a full reconciliation, but requires us to
accept alternate approaches. It is difficult
to fight off some of the fictional forms of
causality as a result. Neither reason nor
the imagination is dominant, but both exist in the
mind. As a result 'this system is a
delirium' (83), where reflection can carry on
endlessly, but it cannot correct the principle of
fictitious continuity.
No philosophical system can escape such delirium,
the role of the imagination, at least as long as
it believes in the existence of continuous bodies
as a principle [there is perhaps a suggestion that
this principle is required for the other
principles of contiguity causality and similarity
to work]. Mind must permit this fiction or
fancy: the 'insane is still natural'(83).
All philosophy has to operate with this fiction of
an independent existence, although in different
forms, such as substances, various occult
objects. Even new rigorous empiricist
philosophy has not escaped. The two
processes of imaginative fiction and reason are
even 'mutually implicated, since belief in the
existence of bodies essentially encompasses
causality' [thought so]. There is no
alternative but to choose between the overall
system, with its contradiction, or nothing,
between '" a false reason and none at all"'.
This is still a state of madness. We will
never be able to pick out solid principles in the
mind from the irregular operations of fancy, we
can never simply choose the understanding of over
the imagination, since the understanding alone
will never deliver knowledge without the
assumption of continuity. It would involve a
pathological form of understanding to let it
challenge all forms of certainty [which is Hume's
objection to skepticism?]
So the mind can display three states:
'indifference' and fancy [understanding and
imagination], but also madness, based on an
insoluble contradiction between the principles,
and thus delirium, 'the system of fictional
reconciliations between principles and fiction'
(84). This means that the ultimate resource
for the mind is 'nature or practice', with
practice meaning moral and cognitive. The
mind must be 'referred to'[explained by?] nature.
The opposite relation is seen in 'good
sense'. But to get to good sense we must
acknowledge madness and solitude. The only
way in which the affections of the mind can be
processed in the form of ideas involves 'a
decisive contradiction'. The best the mind
can do is to produce 'the entire domain of general
rules and beliefs', as some sort of 'middle and
temperate region'. Here contradictions are
not resolved, but they are regulated by at least
those corrections that are possible. We also
find [cognitive?] practices can regulate. In
this way, general rules and belief are necessary
for both science and life [note that the original
Deleuze puts all this in a very different way – I
hope I have reduced it without distortion].
[It also occurs to me that the self or
subject must be one of these necessary fictions,
as Boundas suggests. When we reason we know it is
historical, social, variable, incoherent etc, but
to deal with it, we have to extend it a continuous
and stable status. Hence the impossibility of
abolishing it in structuralism etc as Giddens has
said. And in Deleuze? So we have to live with it
as a contradiction and/or find delirious ways to
proceed?]
Chapter five. Empiricism and subjectivity
[Connects up the ideas of the empirical world as a
series of parts with no inherent internal relation
with the role of the subject—to provide those
relations, sometimes just reflecting the
principles of nature, but sometimes adding to
them. This is governed by the passions, the
general form of which is utility].
Subjects move and develop themselves, showing a
'mediation and transcendence' (85) [I called it
emergence]. At the same time, the subject is
also reflected upon, leading to the
characteristics of human nature: 'inference and
invention, belief and artifice'. These
assume a knowing subject. The subject acts
upon particular conditions though, such as
[natural] sympathy.
Inference allows us to argue for the existence of
something that is not given, that can be
believed—that Rome existed, or that bread is
nourishing. Such argument and affirmation is
central to us judging ourselves a subject.
But are arguments like this true? What gives
them their 'right'? Hume initially insists
that this is unknown, that we do not know the
relation between what we sense, the qualities that
result, and the powers of nature. [We have
to believe].
We also make moral aesthetic and social judgments
when we reflect and are reflected upon. A process
of extraction from affects and a transformation
into the notion of a pure function is involved,
and this helps us move from immediate
partiality. This is an example of artifice
or invention. It is the second power of
subjectivity. Invention and belief involves
the creation of general rules or norms. This
has to be explained since neither are given in
nature. We can change the focus and ask
about the subject and its relations to what is
given—the subject is given [because it is a bundle
of affects?] but so is that which transcends
the given, but in another way. The
given features synthesis and system.
Empiricism must take account of this.
Philosophy is always try to find some starting
point for analysis in order to criticize
consciousness and explain the totality of
experience. It takes a transcendental turn
when it starts with something that is
methodologically certain to explain the given, and
then asks how subjects can also give
something. This requires 'a constructivist
logic which finds its model in mathematics'(87)
[that is, the subject, as some outside agent,
reasons logically with the terms that are
given?]. Empirical critique is different
because it sees the given as immanent, where
determinable hypotheses act in a rule governed
way, and the model here is physics: the given is
understood in such a way that it can constitute
subjects, and the subject in turn has to
constitute itself. This is where empiricism
is distinguished from transcendental and
psychological arguments.
The given for Hume is 'the flux of the sensible',
a collection of impressions and images or
perceptions. It forms a totality so that
being equals appearance. It also shows
movement and change [in a particular way—'without
identity or law']. We understand the
imagination and the mind initially as something
that collects perceptions and impressions, with
some basic succession between them.
Empiricism here means not just that ideas are
derived from impressions: these impressions and
perceptions are themselves seen as 'distinct and
independent' in principle. 'This is the
principle of difference'. Experience
involves succession or other movements between the
separable ideas, and this is the key to it.
There is no additional view about the role of
either subjects or objective reality involved: 'it
is not the affection of an implicated subject, nor
the modification or mode of a substance'
(88). Nothing further is required to explain
the existence of different and separable
impressions. If we want to use terms like
substance, we must see it as not something in
general, beneath perceptions, but something that
can be applied to each individual perception.
Hence 'The mind is identical to ideas in the mind'
[it requires no additional powers or
affects]. The mind does not even require a
[pre existing] subject whose mind it is. The
subject emerges only from what is given [and from
the activities of the mind, not the other way
around]. Nor is there anything that we might
call nature in general: perceptions are the only
objects. There are no primary qualities [and
this somehow has implications for the idea of
sufficient reason, criticized by Hume, perhaps
because it implies that some objects have the
ability to bring into being other objects, some
primary quality?]. There can be no critique
of substance or nature in themselves. Ideas
do not represent objects, but impressions, and
these are innate. There may well be real
nature and real bodies, but we can only deal with
the appearance of objects to our senses, and never
know their real nature. This is a necessary
skepticism.
The relation between thoughts and nature will only
arise anyway in the context of the subject
questioning their own judgements, in the context
of organizing them legitimately. So the real
problem then becomes explaining the powers which
provide appearances and their connection with the
principles which determine their constitution of
the subject ['transcendent principles' to be
precise (89)]. How does this harmony between
the powers of nature and the subject arise?
As a result of this shift of emphasis, the given
is neither a representation of nature nor a
modification of the subject. It does
register on the senses and so 'it presupposes
organs and even a brain', but we cannot go from
this point is to argue that there must be some
[bodily?] organization that produces the subject,
or at least has the same principles—the
physiological explanation of subjectivity.
Hume actually says such an explanation might be
probable, even possible, but it could not be used
to describe the principles of the physiological
model itself. There would still be a problem
of explaining why the products of this organism
took on the characteristics of human nature and
the subject, especially its 'spontaneity'.
At best, physiology might explain a collection of
impressions, but the given and the mind would
still require explanation: they 'cannot call
upon anything other than themselves' to do this.
However, collections of impressions are arbitrary,
and none of them seem essential to
consistency. If we take one away, we do not
produce a contradiction. We return to the
notion of the divisibility of perceptions and
ideas of them. It is the smallest possible
perception or idea that must be a constant for the
mind, while more general perceptions or ideas can
appear or disappear. So the basis of an idea
is something that is indivisible, at least as far
as ideas go [real particles of sand might be
subdivided infinitely, but the idea of a particle
of sand would remain the same]. The smallest
possible ideas are what forms mind and its notion
of the given. The same sort of argument can
be found when discussing space or extension: in
reality, space can be infinitely divided, but a
kind of residual minimal idea of it remains as the
fundamental constituent.
The imagination combines in an infinite way
minimum notions: '"unity," "indivisible point,"
"impression of atoms or corpuscles" "terminating
idea"' (90). No other idea or thing in
general can exist below this minimum. This
is the basis for the objectivity of the
mind. There may well be things that are
smaller than the smallest bodies that we detect,
but there can be nothing smaller than the
impressions we have of the bodies or the ideas
that we form of them [so subatomic physics needs a
special language or a mathematical
notation?]. So the smallest impression is
derived from our senses, unlike those found in
science or mathematics. A 'sensible point or atom'
must be visible and tangible. It has no
extension, since extension is not just a property
of an atom. Instead, we derive concepts from
a succession of atoms, like notes played in
succession on a flute which provide us with a
sense of time for Hume. Space similarly is
the idea of sensible points in a particular
arrangement or order.
Thus space [and time] is a quality arising from
the given: 'space and time are in the mind'
(91). Additionally, space requires a
particular set of impressions based on particular
senses, sight and touch, while time is a quality
of any set of perceptions as long as there is a
succession [and there always is in our
mind]. We have a notion therefore of atoms
and structures, elements and their distribution,
parts which make up the whole through notions of
space and time. This is 'an objective and
spontaneous mode', requiring no particular
reflection or construction. Subsequent
notions of distance, contiguity, length, breath
and thickness are similarly spontaneous.
A subject can add to this spontaneous mode.
It therefore becomes a faculty, organizing
collections into systems. The mind
synthesizes, invents and believes as we have
seen. Several problems follow:
(1) As the mind becomes a subject, its simpler
points of view—in relation to itself, to its
senses and to time-- become reorganized.
Thus simple succession is now seen instead as
'duration, custom, habit and anticipation'
(92). Anticipation can be seen as a kind of
habit, 'the thrust of the past and the elan
towards the future' [see Schutz
on the 'because of' and 'in order to
motives'], combined in 'the same fundamental
dynamism'. Deleuze says this is close to Bergson on duree or
memory. Habit produces the subject because
the subject can synthesize time, the present and
the past in order to anticipate the future.
We see this in the importance of belief and
invention [of morality] —subjects reflect upon
themselves, overcome their partiality, set up
institutions in order to achieve agreement.
This also implies the utilitarian notion, that we
expect to conserve what it is we possess.
When this does not happen, we can find
contradiction in matters such as the logic of
property [standing for any institution], and we
can then explain the further complexities of
property, forms such as occupation or
succession. In a way then, they are all
driven by anticipation and its frustrations, an
inherent dynamism on the part of the
subject. The same might be said for the role
of custom which can lead us to adjust our
anticipations, and accept frustrations.
Developing institutions like property illustrates
a concrete synthesis of time, and further creative
and inventive implications.
Belief similarly begins as a vivid idea connected
to the present impression, a feeling, something
felt rather than conceived. There is a
causal relation connecting an idea to an
impression, and if we grasp it, we can see that it
is also produced by a synthesis of time. In
the simplest case, causal relations are solidified
by custom, an object is connected to its '"usual
attendant"' (94). Only through custom can we
connect means to ends, the basis of all
action. The past yields a rule for future
again. The simple notion of time as
succession in the mind has become a synthesis.
Memory is also required. Ideas of memory are
a component in this synthesis as well as sense
impression and ideas of imagination. A
memory is a retrieved impression 'that is still
vivid'. But memory alone does not synthesize
time, because it reproduces structures of the
given rather than actively transcending
them. Habit is the transcendental process
which thus belongs particularly to the subject,
and it operates on memories. It does not
actually require memory at all, but operates with
the notion of the past which is not necessarily
even actually given.
Some syntheses appear to be spontaneous, as we
take the past and the present as it is presented
to us, and anticipations are no longer a problem
either. Normal agents experience all this is
unproblematic, but philosophers must satisfy their
curiosity and ask for an actual foundation.
The solution is to see past and present as matters
that are only constituted within time, the
operation of certain principles, and that these
also provide syntheses. What happens is
first that experience shows us a multiplicity and
a repetition of similar cases, spanning the
past. Habit provides another principle which
means we want to move from one object to a second
which follows it, implying 'time as a perpetual
present to which we can, and must,
adapt'(96). In its operations, understanding
and imagination, the mind itself forms up notions
of past or future compared to the present. A
belief is a particularly vivid form of this
operation.
(2) The organism is no longer seen as simply
something that collects perceptions. It has
to develop a 'a dual spontaneity', one
spontaneously settling on particular relations, as
'the animal spirits' connect up contiguous ideas,
and this has to be a physical spontaneity as
opposed to the relations and associations already
in the mind. In this way, the body can also
be seen as a subject. There is also a 'a
spontaneity of disposition' (97). We know
that impressions can be either of those of the
sensation or those of reflection, with the latter
being particularly important for constituting the
subject. But reflection can never produce
new and original ideas unless in special
circumstances. Sensations are related to the
body and its procedures which produce impressions,
and the case of spontaneity above, with the animal
spirits, seems to suggest a role for the body
informing impressions for reflection.
Hume discusses this best with looking at the
passions which produce dispositions, as when
hunger produces a disposition to eat.
However, there are other passions like pride or
love where there is no specific bodily
dispositions. In these cases, passions have
to be assisted in their production, connected to
other causes. For example, an external
object may produce passions and [possessing such
an object] may produce a bodily disposition.
Alternatively, the passions may produce a
disposition which 'spontaneously incites' an idea,
one which corresponds to an object. (98)
(3) What principles constitute a subject in the
mind, transform the mind into a subject? We
know that these are supposed to be the principles
of human nature, especially 'principles of
association and principles of the passions', and
we can take utility to be the general form of the
second. Subjects pursue goals or intentions
in the name of utility, choosing the best means
and establishing relations among ideas
[instrumentally? Possibly in experience as
well?]. This is what transforms a collection
of perceptions into a system.
These principles are not found in ideas
themselves, but in the subject. [To develop
this to its extreme] the causes that operate on
ideas 'determine a subject which alone establishes
relations'[determine must mean help to produce, or
produce the characteristics of, rather than
strictly cause? Implies some 'will to
consciousness'?]. Truth is connected to
subjectivity, as long as it is not a [grammatical]
tautology, if relations are external to ideas, and
this explains the whole problem of the subject
[why it develops and what it does]. The
relations between ideas when collected produce a
subject, and this is a common argument in all
empiricism [it explains the idea that subjects
are, variously, pluralistic and real]. Hume
actually also suggests that some kinds of relation
depend entirely on the ideas which are being
compared, such as 'resemblance, contrariety,
degrees of quality, and propositions of quantity
and number' (99). Others can vary without
being fundamentally changed, like 'identity,
temporal and spatial relations, causality'.
But these are still external to ideas for Hume,
since they are only applications of the mind, so
that equality, say is not a property in
figures themselves, '"but arise[s] merely from the
comparison, which the mind makes betwixt
them"'. Ideas might be different in terms of
whether they are collective or individual, say, or
in the modes in which they appear, but they are
all external to the ideas.
Thus spatial and temporal relations like
contiguity, or anteriority help us relates a
variable object with a structure or a totality
where it is located. These notions have been
already provided by the mind, but it is also the
case that contiguity and anteriority are
relations. There must be some external
influence at work to make them relations [not
impressions alone of course]. If we consider
identity, it implies a fictional relation [argued
above, using the term continuous existence].
Causality is a transcendent relation [moving
beyond the cases that are actually given].
These are puzzling relations, because they select
from ideas which can also be understood as
individual [maybe, 100]: thus resemblance only
compares certain qualities, proportions consider
only quantities, notions of degrees of quality
compare only intensities. However, these
properties are not internal, since the objects
concerned are still only a collection until a
relation is applied to them: they do have
particular properties, such as their
indivisibility, but this alone does not provide
them with the ability to be added or subtracted,
or evaluated.
What is happening here is that a particular
relation is being attributed because particular
circumstances suggest that it is proper to do
so. There is a normative element, a
judgment, connected to subjectivity or will.
What happens is that circumstances suggest
associations. The principles at work in nature
-- contiguity, resemblance and causality --
are now considered to be the origin of relations
in the mind. Contiguity specifically
addresses the senses, causality time, and
resemblance imagination. Together, they
suggest connections between ideas, appearing as a
natural quality of the mind, really, an external
quality of nature. Collections are operated
on, 'designated to each one of us'(101) by human
nature, but this is only possible when the mind
becomes a subject, something to which ideas are
designated: conversely, a subject is something
that has complex ideas. The whole thing is
presented in language: in speech, the subject
designates to reality ideas which have been
designated to it.
Ideas themselves cannot account for the relations
are established among them, since these come from
the principles of human nature 'or the principles
of [social?] association'. Complex ideas of
relation are prompted by particular circumstances,
but particular circumstances themselves might be
being produced arbitrarily by the
imagination. What is happening is that some
complex ideas do not require particular prompting,
but are 'immediate or direct', requiring no
additional idea. These include relations
between adjacent colors or two contiguous
objects. This will not explain relations
that cover longer distances, such as those between
nonadjacent colors [where others intervene].
Hume wants to distinguish between these immediate
relations as natural, reserving the term
philosophical relation to the less obvious
ones. Nature normally presents itself as
'easygoing and immediate', while mediations
exhaust these qualities.
For these mediated relations, the qualities of the
ideas being connected can appear to be too
general, involving too great a choice, and here
the whole associationist approach might be limited
by being unable to explain particular, concrete
contents in relations. Bergson, for example,
argues that if you go back far enough, you can
always find a common element to any two images,
but we lose the ability to explain why one
specific image evokes the other, given an infinite
number of resemblances. Hume had to agree
that association of ideas is best for explaining
habits of thought, common notions of good sense,
general ideas about general needs shared by
everybody, but it was no good for understanding
particular minds and how they work. We need
casuistry to explain why a particular connection
between ideas seems appropriate, even in cases
where the general connection is arbitrary.
Circumstances again are going to provide
'sufficient reason' (103).
Something has to provide a particular
affectivity. Hume tended to focus on the
more general operations, but he admits that
circumstances can produce specific affects.
A set of circumstances individuates passions,
interests and needs [and thus subjects as
well]. The passions are particularly
important here in particularizing the principles
of association. Particular cases enter the
imagination and make associations more likely to
be used, to spring to mind next time. So the
principles of association provide the form of the
subject, and principles of the passion provide
singular content. This is how subjects are
individuated. We should not see these
processes as in opposition—for example, the
passions are also universal and constant [their
combination is specific and particular? We need
the haecceity here?]. It still remains to be
seen how exactly they lead to individuation.
A clue lies in the necessary practicality which
lies at the heart of subjectivity, a tendency to
link motive and action, means and end. There
can be no other theoretical basis for
subjectivity, another 'fundamental claim of
empiricism' (104). Really, this follows from
saying that the subject is constituted within the
given [rather similar to Bergson's idea that
practical reasoning is so dominant because we had
to learn how to solve material problems?]
Chapter six. Principles of human
nature.
[Includes suggestions about how philosophy might
be criticized, entirely internally. Then a recap,
and a consideration of the role of philosophy to
amplify nature, perhaps emerge form it again -- as
in causality which requires more than just an
experience of conjunction of objects]
So, atomism relates to ideas as long as relations
are external to them. Associationism
suggests that relations are external to ideas and
'depend on other causes' (105). This means
that many objections to Hume are misplaced.
All great philosophers have been criticized
incorrectly. Objections often criticize
theories without looking at the nature of the
problem which provides the theory with the
foundation and structure. Hume has been
criticized for itemizing the given.
Sometimes this view is traced to his personal
views or tastes: 'what a philosopher says is
offered as if it were what he does or is what he
wants', in a 'fictitious psychology'. Such
criticisms are really important in understanding a
philosophical theory. It does just that
there must be a foundation for a theory, but it
should look at philosophical foundations,
especially the question that has been developed,
or elaborated 'to the very end' (106), covering
all the implications. It should spell out
what things would be if the question were 'good
and rigorous', when they reveal their essence or
nature after being subordinated to a particular
question. The question can be criticized as
impossible or incorrectly raised, and alternative
possibilities from other questions might be
demonstrated. However everything starts with
the critique of the question, and 'there is no
critique of solutions, there are only critiques of
problems'. Thus we can criticize Descartes
some notion of doubt on the grounds that it
relates back to a problem which the cogito
responds to, and examine the conditions of the
problem. However, in general, 'most of the
objections raised against the great philosophers
are empty'. It is not enough to say that
things are not like that. Rather it is an
issue of knowing whether the question which
presents these things in a particular light is
good or rigorous, that the question does not
'force the nature of things enough' (107) [produce
testable results?], or that another way of raising
the question would be better. There are
always psychological and sociological factors
involved, but these 'are relevant only to the
question', and might explain motivation for asking
it, but not whether it is a good one. [So Marx and
even Foucault need not apply?
[Really evasive this, in my view. So it
doesn't matter if the actual empirical predictions
or 'facts' are wrong? This can only work IF the
philosophy in question has no 'facts' and is
entirely definitional, tautologous, like maths OR
if 'facts' are always internal to theories with no
possibility of intersubjective agreement beyond
them, or anything like a 'basic statement'.
Deleuze himself cites 'facts' though. as something
self-evident, requiring no further argument, a
tactical limitation of philosophical critique.
Maybe it is just an acknowledgement that questions
always have presuppositions? We can see the
tautological form emerging below with the
definition of experience as having only
perceptions not relations -- so relations must
be external etc].
Hume explains the question of the subject as
asking how it is 'constituted inside the given'
[good sociological question then]. We have
to explore this by suggesting that relations are
external to ideas [ie that there is a given
outside of our idea of it]: both atomism and
associationism are implications of the
question. It would still be possible to
subject this to philosophical critique, but that
is not the task here. Instead it is to show
how empiricism is defined as a result of a precise
problem and its conditions. Other
definitions of empiricism are not Hume's, as when
Kant sees empiricism as a matter of deriving
knowledge only from experience, without asking why
this point of view might be developed and how it
relates to the original question. In its
broadest claim, this definition would cover any
philosopher. It is not a satisfactory
definition: knowledge is not the most important
thing for empiricism except as a means to
practical activity. Knowledge 'does not have
this univocal and constitutive aspect that we
[normally] give it'(108).
Instead, experience has two aspects, neither of
which are constitutive. If we see experience
as a collection of perceptions, relations must be
something additional [entirely
definitional!]. We have to discuss instead
the principles of association, which become the
principles of human nature, and it is these,
working on experience, which constitutes a subject
which can transcend experience. If we define
experience to mean the conjunction of past
objects, we still have problems with principles
that do not come from experience
themselves—something produces a conjunction
between experience and observations, and, as we
saw, this will be habit as a principle of
nature. Hume is not interested in any other
origin for these relations, but focuses instead on
their effects. Thus 'empiricism is not
geneticism: as much as any other philosophy, it is
opposed to psychologism'.
It would be more precise to see empiricism as a
theory which says knowledge is derived from the
given, but even here, there are two stages in
which the given appears: as a collection of ideas
and experience, but also as a subject which can
transcend experience and suggest relations which
do not depend on it. So the two stages [the
immediate and the emergent] work as a
dualism. The question then becomes when does
the emergent side actually emerge, including how
does the subject get constituted inside the
given. Proper empiricism must operate with
some form of this duality, which can appear in a
number of diverse forms. By contrast, any
nonempiricist theory assumes that in some way,
'relations are derived from the nature of
things'(109) [or subjects?]. The two sides
of the duality do 'accord, for the accord is a
fact' [ie a taken for granted], requiring a
metaphysics. This turns on the problem of
purposiveness. Collections of ideas turn
into systems, rules of nature into
representations, natural phenomena into mental
representations and so on.
Kant saw this as a basis for critique of Hume:
there must be rules which control the operation of
the imagination, if the imagination is to be
active, and names given constantly. This was
something a priori for Kant, some synthetic
unity. Kant was right to focus on the
imagination as an issue. Indeed 'empiricism
is a philosophy of the imagination and not a
philosophy of the senses' (110): for the subject
to be constituted, the imagination must become a
faculty. This can only emerge as a result of
some principles which synthesize representations,
but Kant argues that Hume just assumed, by asking
that particular question about the origin of the
subject, that this relation was a matter of
agreement between human nature and nature.
There has to be some accord otherwise knowledge
could not emerge: relations between
representations and things would appear to be
always accidental. But for Kant, the
relation was considered the other way around, so
that the given agreed with the subject, and nature
with the nature of reasonable beings, so that
nature could only become a set of phenomena,
requiring some a priori synthesis, within nature
itself: 'things presuppose a synthesis whose
source is the same as the source of [human notions
of] relations' (111). Critical philosophy is
not empiricism for Kant. 'Transcendence is
an empirical fact [and it is that that] makes
transcendence immanent to something' [produces an
object?]. Imagination features a priori
syntheses, and it is those that produce, and are
contained within the 'synthetic unity of
apperception'.
For Hume, 'nothing within thought surpasses the
imagination, nothing is transcendental', because
our nature produces synthetic principles in the
form of experience: the objects of the experience
do not matter [and indeed can be fanciful?].
What stops these syntheses being simply accidental
and contingent is purposiveness, 'the [willed?]
agreement of the subject with the given', its
powers, and thus with nature (112). There
are several different expressions of it reflecting
particular steps or dimensions of the developing
subject. Establishing such links in practice
assumes purposiveness, which will involve both the
principles of association and the principles of
passion, as a unity. As these resonate
increasingly loudly, so the subject
develops. [And resonance is a metaphor used
by Hume himself, where passions act as string
instruments do].
The subject is affected by principles and is
subsequently activated. Thus the terms
passive and active do not really apply as total
descriptions: the subject is both once it has
emerged. As the principles deepen their
effect, activity grows. Subjectivity is a
process, with diverse moments: using Bergson's
terminology, it begins as an imprint and
progressively turns into a machine.
We should start with pure impression,
however. Principles produce impressions of
reflection [in this mirroring sense?]. But
reflection can proceed or process: some are
selected as particularly important. This
cannot be explained in terms of a passive
reflection model. The mind must possess
faculties which do not depend just on nature as
the provider of impressions: it must have a nature
of its own, one that constitutes subjects.
Selected impressions are then chosen for [active]
reflection, selection leads to constitution of the
subject. Passions [actually the principle of
passions] bring about the first selection, using
'impressions of pleasure and pain'(113).
Principals of association, however, choose
selected impressions to make them into a
composite. This determines reflection in a
way which does 'not contain any virtualities'
(114) [Deleuze argues that the impressions of
sensation do develop virtualites—some notion that
sensations belong to some possible whole?
Reflection works with specifics? So Deleuze would
not agree with Hume here? Unless the argument is
that special philosophical procedures are needed
to grasp the virtual,not just good sense?].
In general, the principles of [human] nature
'designate' impressions of sensation, and these
then lead to 'an impression of reflection'.
These principles are both natural and 'inevitably
few in number'. We should simply take the
list as 'a fact', with no need to explore or
investigate further. The principles of
association are the old favorites contiguity,
resemblance and causality, and these have three
effects 'general ideas, substances, and natural
relations' which are understood as impressions of
reflection. Passions are still involved, but
here they mean 'calm passion', appearing as 'a
tendency, custom, freedom, or disposition'.
General ideas look like this, when resemblance
means we can group together more specific
ideas. This general term, sometimes when
connected with a particular [vivid?] usage, can
lead to 'a habit, a strength, and the power to
evoke any other particular ideas of the same
group'. It produces an impression of
reflection [showing it has been reflected from
nature?]. When it comes to substances,
contiguity and causality are more important in
grouping certain ideas, and we can discover new
members of this group as we explore. Natural
relations draw from each of the principles and
'produce an easy transition from one to another'.
In practice, [understanding 'the action of the
principles'], is more difficult, because
principles can have other effects, including some
not examined yet. These take the form of
'abstract ideas, philosophical modes and
relations'. Abstract ideas can be seen as
similar to general ones [although they seem more
specific, based on two actual resemblances and
'are distinctly apprehended']. Philosophical
modes and relations are more difficult. We
should see them as connected to natural relations
like the modes of substances. It looks as if
they are moving beyond a selective role for the
principles of association, driven by something
other than these principles: 'affectivity [the
quality of yielding affects?] and circumstance'
(115). It is those elements that justify
reflections of impressions that would otherwise
look nonnatural or arbitrary. The modes of
philosophical analysis are also distributed more
widely than those which tend to be contiguous or
causally related in nature: the ideas of
philosophy are not just based on those two.
Examples include concepts [practices?] of the
dance [affectivity and circumstance] and of beauty
[something generated by additional philosophical
processes?].
Causality is still special. It is based on
the principles of experience and habit, but it is
not only a simple relation: it includes
inference. It is the only relation that does
this, which makes it unique among the natural
relations. The inference is what amplifies
its connection with natural order, but it is still
produced by natural relations. However, it
also requires philosophical relations, which point
out the 'constant conjunction within experience',
and which produces a further experience of
conjoined objects that might not have been
conjoined by the imagination alone. This
implies a separate function for philosophical
relations in addition to natural ones [so
philosophy is like an emergence of normal
thought?]. Philosophical thought therefore
exists on a different level from experience which
selects and habituates, because it develops
comparisons rather than just associations.
However, habit can also create an 'equivalent
experience... fictional repetitions that
render it independent of reality'.
The passions also have this constitutive role as
well as just designating impressions of
sensations. The system of pleasures and pains also
can [initially] appear as a natural impulse or
instinct, but this works at its clearest with
'properly physiological needs, as for example,
hunger, thirst and sexual desire'(116)—these are
direct passions. There are also indirect
ones, which still have the same roots: an idea
that excites it, an impression, distinct pleasures
and pains. But the reflection can take
different directions, toward pleasure and pain,
good and evil on the one hand, but also toward an
actual object produced by passions
themselves. Passions can engender an
apparently primitive instinct, but can also
inspire a different kind of organization,
attaching emotions to ideas. The second one
is the indirect passion. Where 'good and ill
are [immediate and] certain' we have joy and
sadness, where the outcome is [still
immediate but] less certain we have hope and fear,
when 'they [passions] are [less immediate but]
merely entertained' (117) we get desire and
aversion. If outcomes depend on us, we have
'the will'. Of the indirect passions, 'pride
and humility' are fundamental, both relating to an
idea of the self, and 'love and hate', produced
when we consider the idea of another person.
These last ones are indirect because they relate
to an object linked to the idea. Pride, for
example might be linked to our possessions or our
personal appearance, while the same objects have
no impact if there is no connection with our
selves. Indirect passions therefore relate
both to good and evil, but to other qualities as
well, to related ideas, to particular objects of
passion. Others require connection with
principles of association, especially contiguity
and causality. The direct passions can be
connected themselves with more indirect ones. We
have a useful duality again, and a method for
studying the passions [certainly a lot better than
modern stuff on the emotions]. The passions
are not primary, nor should they be seen as just
attached to other factors like the imagination or
natural competition between men. They have
their own processes, two distinct parts that can
combine into a composite, a physics.
Is there one simple movement of human nature which
explains both processes of understanding and
passions? If so, it emerges from combination
as above, so empiricism 'is a kind of
"physicalism"'(119) [interesting implications for
the later concept of the haecceity?], where the
physical is contrasted to the geometric, or the
transcendental or psychological. When we
understand subjectivity, as we have to, we resort
to principles which agree with what is given
[which are found in nature]. These
indirectly produce human experience, although
there is no 1 to 1 correspondence [but a
reflection] between objects and experience.
In this sense, human nature reflects a
'transformed mind' (119) [as an emergent
whole]. As a whole it is indivisible,
although it can be fragmented by considering the
separate principles that produce it. In
other words, the subject is activated mind, but
only because the mind is initially passive in
relation to the principles that produce it.
The point about fragmentation means that the
subject itself can be seen as 'decomposed into as
many imprints as there are imprints left in the
mind by the principles', decomposed into
impressions of reflection [meaning reflection
produced by principles, as in mirroring].
However, once constituted, 'the subject itself is
indivisible, nonfragmentable, active, and global'
(120). In order to reconcile these two
possibilities, the principles of nature are
themselves to be seen as ordered, each
'finally and absolutely subordinated to the
others' [in [articular circumstances?]. The
principles are not equal in value. Thus the
passions direct and give sense to the activities
of the subject, while the associations provide
'projects, goals, intentions, occasions, an entire
practical life and affectivity'. However, in
some circumstances the passions become primary,
but this is only because impressions of sensation
have already been chosen according to practical
necessity and general needs. [Puzzlingly,
Deleuze argues that this shows 'the principles of
the passions are absolutely primary'. Maybe
the argument is that the passions can take over
because they are already socialized, so there is
no need to attempt to relate to social life
independently?]. The relation between
association and passion can be seen as the same as
the association between the possible and the real
[but only if we accept that the real 'precedes the
possible', that is takes priority in practical
life?]. Associations provide the subject
with a possible structure, but the passions are
required 'to give it being and existence'. This
comes over in Hume as belief displaying a
[functional] need for sympathy [social
agreeability], and causality for property.
However, when Hume offers a critique of relations
what he means is that we should not take common
representations as a criterion for the relations
[although he seems to do exactly that especially
with property, and this is the ideological element
that just sees property as natural? Not
necessarily only private property though?].
Relation should be seen instead as leading to an
activity, something grounded not in adequate
representation but in practice. There is no
argument that subjects are naturally knowing
subjects. They make associations for
utilitarian reasons. All that mental
associations do is clarify 'a set of possible
means for a practical subject' (121). Their
real goals are provided by morality, passions,
political and economic order.
This sort of [social] purposiveness can be seen as
a secondary form of a primary version which
ensures the agreement between human nature and
nature.
Conclusion. Purposiveness
So principals of association lead to natural
relations among ideas, 'an entire network similar
to a system of channels' (123). We do not
rely on accidents to connect ideas, since they are
connected on the basis of a principle, so that
'ideas naturally follow one another'. This
develops a reason in the imagination, and
constancy in the fancy. However, morality
would requires something different to suggest a
definite direction among the otherwise reciprocal
relations. Relations themselves cannot
determine priorities, since they are always
external to the terms. Human action, however
requires both an origin and an end, with ends also
setting limits to what we need to know.
Morality is like action, with a direction between
ideas, and never a simple reciprocity.
Causality also contains a notion of
irreversibility, but this is a privileged
relation, and it still depends on some initial
interest which makes us find the causes and
distinguish them from the effects.
The principle of the passions provides the ends of
activity, something that fixes the mind in the
sense of 'nailing it down', providing it with
'centres of fixation' (124). We can register
pleasures and pains, but we also have to decide
that pleasure is good, and we can really go no
further than this, say by asking why is pleasure
experienced as good. This becomes a
principle for action, linking action and
relations, in the form of connections between
means and ends. However this is not just a
simple relation but a 'nexus', including a series
of means, and an effect that will interest
us. Causality is still involved[as
acomponent?] since means can be seen as causes and
ends as effects [so we have to be able to predict
action and its effects on the basis of the
judgment of causes and effects]. However, the
means are not just causes, because they aim not
just at any effect but at a good one, and at
something achievable. Means and ends relate
to each other on the basis of utility, and
causality only helps achieve desired effects.
Subjective tendencies to achieve and pursue a good
end arise from 'principles of affectivity,
impressions of reflection, and the
passions'(125). Good ends are positively
promoted as well as just achieved, producing
character traits. However, these character
traits are not always useful in all circumstances
[Hume's example says that in the Punic wars,
caution was appropriate sometimes and enterprise
in other circumstances: the best actor is able to
'"suit his temper to any circumstances"'].
The same goes when we evaluate historical acts,
selecting what is useful, not only things, but
'passions, feelings, and characters' (126): it is
a judgment about the utility of characters not
things that characterizes moral judgment.
Reason helps us untangle circumstances, but the
overall judgment or feeling, sentiment, is also
needed once we make a choice in favor of the
useful. Morality speaks where reason remain
silent. Reason is too cool and disengaged to
be an adequate motive to action, although it does
select means to achieve happiness. Taste [a
set of preferences] is more important in
constituting happiness and becoming a motive to
action.
These combined principles turn our mind into a
subject, and the fancy into human nature [assuming
that tastes are generalized and made
social?]. The mind is able to act like a
subject in the sense of developing relations in
the name of overall ends. Again we see that
the subject emerges from the given. To be
precise, this emergence ends in, is 'grounded in',
the fancy (127) [the speculative aspect of
imagination, as ever]. Once the mind has
become a subject, it prefers some ideas rather
than others, it is activated as a response to
particularly vivid impressions which will lead to
'certain laws of communication, distribution, and
allotment'. Vividness is communicated to
ideas and to other ideas that are related [this
might imply that vividness is something located in
the given, but...] Vividness is not produced by
principles, but 'is the property and the fact of
fancy—its irreducible and immediate datum, to the
extent that it is the origin of the mind'[still
leaves it open as to whether it is found only as
an operation of fancy?].
With knowledge, the activity of the mind as a
subject is able 'always to move from the known to
the unknown', and this is what transcendence means
here. The mind is schematic, with general
rules, and this is aimed at increased
extension. Knowledge is only a relation
between parts 'such that we can determine one part
by reference to another'. There is no other
kind of intensive knowledge, hence the objections
to general cosmology or theology. What the
schema of knowledge delivers is relations which
settle 'matters of fact and relations among
ideas', moving towards unknown circumstances or to
unknown relations. Here, Hume distinguishes
between proof and certainty. Proof relates
to probability and involves schema that involve
causes, like arguments found in physics.
Relations between ideas are more like mathematics,
where unknown relations are inferred from
properties that are known [if we know the first
two angles of a triangle, we can infer the third
one]. Here, it is not causes but general
ideas that are involved. General ideas serve
as 'the rule of the production of the ideas that
we need' (128). Thus in maths, we can
produce a certain idea by deploying another idea
as a rule of construction [Hume's example here is
how we can construct the idea of a very large
number by invoking multiplication, say, even
though we can not form an adequate idea of it
directly]. Causality operates by developing
belief based on relating a known object to another
which is unknown.
This form of extension is also 'excessive'[having
no limit in principle?]. The limit arises
because some impressions are particularly vivid,
and this is not derived from rules or principles,
but from the fancy. It is similar to the
argument that there is a whole set of possibles
which come into being [must do for rationalists,
apparently]. Vividness helps us select
between the relations, and not all relations
communicate it. However, relations also have
to be 'firm, constant, and invariable' as well as
vivid, and to operate according to causality, as
we saw, if they are to be legitimate.
Impressions can also produce relations which are
'fabricated' and 'feigned', taking the form of
'mirages' or something entirely 'solicited by
fancy'. 'Passions and dispositions of the moment'
can reinforce these. So the subject is under
pressure from something else, 'a self, which is
always a slave to its origin'. Luckily, as
we know, excessive rules can be corrected by other
rules, so causes eventually must conform to
experience, and general ideas must conform to
notions of space and how it is defined for
us. Nevertheless, 'an entire polemic between
the subject and the fancy is thus carried out
inside the self... inside the subject
itself' (129) [so having promised some clarity by
distinguishing the subject from the social self,
Deleuze then says they are the same
anyway!]. Another way of putting this is to
see a polemic going on 'between the principles of
human nature and the vividness of the
imagination... between principles and
fictions'. We have already shown how some
fictions can be corrected by knowledge, although
there is a fiction at the very heart of the notion
of the world in general.
Turning to the passions, we fix the mind by giving
it ends, and activate it by producing motives and
dispositions to act, particular interests, once
there is a means to achieve those ends. They
produce a '"natural constitution"'for the
mind. They appear as affects [attached to
and directed to] '"a proper limited
object"'. However circumstances and other
relations also affect action. An additional
difference between knowledge and the passions can
be found here, since 'in the case of the passions,
at least by right, all relations and all
circumstances are already given'[very strange
example from Hume about Nero killing his mother,
where the motive of revenge overcame all the other
relations and circumstances]. Again
anticipated reactions become part of the
constitution of the mind as well, implying that
our preferences and inclinations produce general
views about objects, not just particular
attachments or immediate pleasures. These
mean that the passions as well as knowledge become
'an ineluctable datum [inevitable fact] of the
fancy'(130). What the imagination does is to
turn particular attachments between affects and
objects into general views about those
objects. This generalization arises from the
ability of the principles of the passions to
'resonate, extend themselves, and succeed in being
reflected'. Thus reaction is productive, and
what results in reflection is invention.
General interest is one of those inventions, where
resonance in the imagination, and the
communication brought about by passions, go beyond
partiality. They also become 'the natural
constitution of the mind as a feeling for humanity
or as culture', a reaction to the totality of
circumstances, the production of a general rule
for action, so we can pronounce things as 'good or
bad in general'. So we can judge Nero as
bad, whatever his particular circumstances.
This moral schema can be seen as a 'grounded'
activity of the mind [that is not entirely
fanciful]. However the moral schema are
intensive rather than extensive, involving not
moving from known to unknown relations or
circumstances, but reacting to known circumstances
and relations, enabling us to feel '"a new
sentiment of blame or approbation"' (131).
We can see a circle as an object of knowledge and
define it as a relation of parts. As an
object of aesthetic feeling, however the circle
stands for a whole. The mind can react
according to its own constitution. Knowledge
is 'in the last analysis grounded in the
imagination', because the rules of understanding
are. The same goes for the rules of the
passions, which are equally grounded in the
imagination. For both, 'the fancy finds
itself at the foundation of a world', of culture
and 'of distinct and continuous existence'.
Both schema have corrective rules, but in
knowledge, this is devoted to countering excess in
the form of fictional relations. However,
the idea of the world and continuous existence
must itself be based on a fiction that cannot be
corrected, as we saw. Excessive moral rules
also produce 'a wholly fictitious world', but the
principles of the passions still apply. A
fictitious world here integrates all passions that
exclude each other based on particular interests,
establishing a general interest [the fiction
of a functional society governed by shared
belief?] The fictitious world also justifies
passions [makes them adequate to their
principles], explains all the effects as
attributable to a common cause [maybe—as a kind of
false equality between the passions on the grounds
that at least they are all passions?], and makes
the effects of the principle equal to the
principles [which might mean that all passionate
interventions can be justified on the basis that
the passions are important to the whole
constitution of the mind? OR that actual passions
have effects consistent with the principle of
passions?]. Overall, 'a harmony is
established between fiction and the principles of
the passions' (132).
Thus the imagination has an important role in
establishing a relation between the principles of
human nature. Reason suggest that we require
belief to guarantee causality and distinct
existence, although these beliefs might contradict
reason. Human nature allows us not to have
to choose, because such a choice is not
fundamental to human nature. All is well
because knowledge and other associations are
always 'for the sake of the passions'. There
is an emergent subject, with a necessary
'"intentional purposiveness"' [which turns us away
from abstract philosophical contradictions, as in
positivism] We can never use associationism alone
to explain the psychology of knowledge: instead,
associationism is a theory that explains
'practice, action, morality and law'
The subject is both the 'product of principles,
and a mind that transcends itself'. The
subject involves both the principles of nature and
a fancy which grounds them. The subject is
more than just the mind, which is only a
collection of impressions and ideas: impressions
provide vividness, and ideas reproduce impressions
[reflection in this sense of mirroring].
This appears in the two fundamental
characteristics 'resonance and vividness', and the
subject emerges when it's possible to mobilize
vividness to make it communicate between ideas,
especially when these ideas resonate together to
produce something new. Both belief and
invention are 'modes of transcendence', although
both are related to 'the original characteristics
of the mind'. Both modes are modifications
of the mind, but are also 'caused by the
principles... principles of association and
principles of passion'.
The point is not to ask what the principles are,
but rather what they do: 'They are not entities;
they are functions' (133) [in the sociological
sense too]. The importance thing is their
effects, how they constitute a subject from the
given, one that can invent and believe, as
principles of human nature. Beliefs [are
transcendental in that they] anticipate.
Vividness also helps anticipation, overcoming
memory and senses [by bending them to a
purpose?]. Anticipation means there must
already be relations between ideas, however, so
that we already know that things are conjoined in
the given, but this also implies the operation of
particular principles in experience, or in
resemblance and contiguity. There must also
be habit [which produces the belief that the
future will be the same as the present]. The
given on its own would never produce adequate
ideas of the relations between its parts, even
with similarities—the imagination can always
conceive other qualities perfectly intelligibly
[even if they are stupid].
Subjects also have to conserve themselves,
reacting to the given, either by instinct or
invention. This implies a holism, a
connection between the parts. The given by
itself would never construct such a whole.
We have to supply it with a nature, through belief
and invention. Again, these wholes are not
just derived from the given, but have to be
'purely functional'. These functions must
agree with the powers that supposedly create the
given, although we don't know what these powers
are. However purposiveness involves an
agreement between intentions and [what is taken to
be] nature. This agreement can never be
established but can only appear as 'the weakest
and emptiest of thoughts'. Philosophy is
better employed trying to theorize what it is
we're doing, 'not as a theory of what there
is'. Human action has its principles, but
being can only be grasped as something which has a
synthetic relation with those principles.
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