Notes on: Deleuze, G and
Guattari, F. ( 2004) A Thousand
Plateaus.London: Continuum.
Chapter 13. 7000 BC: Apparatus of Capture
Dave Harris
Back to Dumezil and the twin poles of magic and
contract or as before [with a lot of stuff about
how this can be detected in a number of myths 469
- 70]. We can conclude that the war machine is
between these two poles and links them [with more
myths]. At the same time, the war machine is
exterior or already merely a part of the state,
and therefore it is not the only factor that
produces change or evolution. What is required is
that the evolved state must resonate with the
first, and recharge it, while the state cannot
permit more than one milieu of interiority: that
is there must be 'a unity of composition' (471),
common to all states and all their stages of
development. This is the process that we can call
'capture', which simply appears as self evident,
without any distinct cause.
The usual explanations of the origins of states
are inevitably tautological, assuming that
something already exists to tie exogenous and
endogenous factors, such as the war machine on the
one hand, and private property or money on the
other, and that these specific factors somehow
form a civic culture. Engels is guilty of this
tautology but, for example 'private property
presupposes state public property', and public
functions could not have existed before the very
states that they imply. The state therefore seems
to be some natural form that arises all at once.
There are different poles of capture. We can
consider first imperial or despotic pole, of the
kind found in Marx's work on asiatic modes of
production. This form seems to have existed at
least since neolithic times. The state apparatus
is supposedly erected on agricultural communities,
which it over codes, submitted them to the power
of a single despot. This is arrangement acts as
some primeval social bond ['this is the paradigm
of the bond', 472]. We have 'machinic enslavement'
operating through the regime of state signs. There
is no necessary single king or tyrant, at least
until private property arises: it is the community
or the unity of the communities that dominates [as
in mechanical solidarity]. Both concepts of land
and money exist, but the foundational bond is the
community, and any individuals are seen as only
renting community assets. There must be some
development of the productive forces producing a
surplus which sustains a productive classes and
public functions, but Marx was wrong to begin with
the notion of a mode of production: one Anatolian
neolithic empire was founded, apparently on 'the
stock of uncultivated seeds and relatively tame
animals from different territories' (473), as a
foundation for agricultural and animal raising. In
other words, the state presupposes such
communities, a particular milieu, and it is the
state that creates 'agriculture, animal raising,
and metallurgy'. Similarly, it is 'the town that
creates the country [as a resource, and with a
particular type of agriculture', and the state
that makes production into an organized mode] -
'it all begins with a chance intermixing', and
from the very earlier stages of human history.
Evolutionism has already been seen to be inhabited
with breaks or skipped stages. Clastres has
already argued that so called primitive societies
have not just failed to develop the stage of the
state, but are better seen as 'counter - state
societies organising mechanisms that ward off the
state form' (474). Once the state develops, it
produces 'an irreducible break'with previous
forms. There is in his work an 'overmysterious
presentiment of what they warded off and did not
yet exist', but it has challenged ethnology to
consider the findings of archaeology rather than
to fence off their territory. Colonisation took
place even in palaeolithic times. Ethnology is in
danger of operating with the concept of 'society
without history, or society against history'. That
there are societies without states actually
indicates that there have been states 'always and
everywhere'. It is the same problem with writing,
speech and language. So called primitive
communities have never been self sufficient,
except in 'an ethnological dream', and they always
coexist with the state societies, often channeling
communications with each other through states.
Isolated speech communities really arise, when
these channels are not available, when groups
exist who do not understand one another, who do
not speak the same tongue. Language is not the
only tendency that '"seek" the state' (475):
indeed, 'everything coexists, in perpetual
interaction'[at the virtual level?].
The usual schemes of economic evolution [gatherers
to farmers] are also 'impossible'. The same goes
for evolutionary ethnology [nomads to
sedentaries], and evolutionarily ecology [small
bands to cities]. They contradict each other
anyway - for example cities are needed to create
agriculture without passing through small towns,
and nomads do not precede sedentaries, but rather
coexist with them. Indeed some nomadic populations
have abandoned sedentary locations. This is how
nomads came to invent the war machine, so that
they could fill the space and oppose towns. We
cannot even explain the development as a zigzag
evolution: instead it is the same 'topology that
defines primitive societies here, states there,
and elsewhere war machines'. Mechanisms of
capture, say of the war machine by the state are a
matter of transport or transfer, not evolution.
The nomad and the primitive [and all the other
categories] exist 'only in becoming and in
interaction'. These interactions are translated
into a succession by evolutionary histories. All
sorts of collectivities can exist, without being
seen as preparations to develop states.
This [like other evolutionary schemes] still
assumes a rather simple notion of causality. The
natural sciences have developed quite complex
notions of causal relations by comparison,
including 'reverse causalities ... which imply an
inversion of time', where there is an effect on
the present of an action in the future [we used to
call this teleology]. Most early societies had
some vectors moving in the direction of the state,
some mechanisms to ward it off, and some points of
convergence. Different forms appear, showing
'irreducible contingency'. There are still
problems with presentiment, in showing that it is
genuinely something that has not appeared yet
which is affecting the future. Once the state does
appear, it acts as a convergent wave which
destabilises so called primitive societies and
their system of signs. This convergent wave
clashes with the waves that were already
developing among primitive peoples, with the two
acting simultaneously rather than succeeding each
other.
The resolution of forces that developed states
with those that ward them off operate with
thresholds of consistency that we find within the
forces themselves [just as in the thermodynamic
examples of DeLanda].
Different thresholds exist for towns and states so
we should not see the urban revolution as the same
as the state revolution - each can begin as an
outgrowth of the other. There are other
differences. Towns exist where we have roads and
circuits, and they form 'a remarkable point' (477)
[in the Leibniz sense,
a point at which a curve suddenly changes
direction]. Towns create differences between
entries and exits. They polarise matter [for
example between inert and human] they cause 'the
phylum, the flow to pass through specific places,
along horizontal lines', creating
'transconsistency, a network'[in two dimensions].
Towns operate with a threshold of
deterritorialization, requiring anything which
enters it to be 'deterritorialized enough to enter
the network'. Maritime and commercial towns
represent maximum deterritorialization. Towns do
not just trade, but share spirituality as well,
forming networks with anything, offering a power
that forces coordination on anything - that's why
towns look egalitarian, ruled by magistrates or
civil servants, not arbitrary despots. But 'Who
can say where the greatest civil violence
resides?'(478).
States are different and offer
'intraconsistency', making elements resonate
together even if they are very diverse [for
example geographically or ethnically]. The
structure is one of a 'vertical hierarchized
aggregate' that incorporates horizontal lines and
sees them as matters of depth. This restricts the
relations at the horizontal level, making some of
them exterior. Any specific circuits of the state
depend on resonance [I have criticised this term
elsewhere as enabling Deleuze to weasel out of
saying whether one thing causes the other, or how
relations actually form]. Deterritorialization of
state power is as a consequence of the territory
itself becoming something able to isolate and
stratify resonating elements: these are then
recombined 'through subordination'. The state can
be considered to be a multiple in terms of its
multiple vertical cross sections and whether or
not they are separated. The multiplicity [not in
the machinic sense -- this is a problem with using
ordinary words -- 'multiple-ness' would be better
but clumsy] of towns is different, depending
on their connection to the horizontal network. We
can now begin to see how primitive societies were
able to ward off these thresholds while
anticipating them. There are two potentials, one
segmentary, the other egalitarian, 'encompassing
and hierarchized'(479). The former stops a central
point of power from crystallising, since the
horizontal distributions prevent resonance.
Segments require a third segment to communicate
with both instead of developing town networks or
state hierarchies. These thresholds of consistency
implied deterritorialization of territorial codes.
Both city and state versions coexist, one as
melody, the other as the harmonies. Both are
needed to affectively striate space. They are not
always coordinated, however, and in some cases
towns can break free if state overcoding itself
provokes 'decoded flows'. Sometimes towns have to
achieve a certain autonomy if deterritorialization
is to be coded, if, for example they focus on
trade between employers, or on special commercial
activities, which can make them relatively
independent from their hinterlands. We can see
this happening even in the ancient Greek world. We
might even see [trading or merchant adventurer]
capitalism as arising where local urban recoding
breaks out of state overcoding. However, towns did
not create capitalism in ancient Greece, since
their commercial decoding also prevented an
overall 'conjunction of decoded flows'. They might
have anticipated capitalism but also helped to
ward it off and did not cross the threshold. Here
we see mechanisms producing social change as
sometimes in conflict.
It took the full emergence of the state form for
capitalism to triumph. The state realized the
conjunction of decoded flows, which became an
axiomatic, resubjugating towns [they are just
repeating the same points in different forms and
will repeat them again]. This was to turn into 'an
independent, worldwide axiomatic' (480). What this
shows is that social formations arise 'by machinic
processes and not by modes of production'. Social
mechanisms of prevention and anticipation form
primitive societies, apparatuses of capture form
state societies, polarization forms urban society,
war machines form nomadic society, international
organisations [also called 'ecumenical'] form
encompassing different social formations. These
formations exist within a [machinic?] social
topology. They exist both extrinsically and
intrinsically. They must both anticipate and ward
off [I am still not convinced]. States cannot
capture unless something already coexists and
resists, or threatens to escape into autonomy or
war. The war machine is neither lineal [like
towns] nor geometric [like states].
We find extrinsic coexistence or 'interaction' in
'international aggregates', which obviously
preexisted capitalism [as in the trading systems
of the neolithic]. Again, we would be mistaken to
see such developments as involving diffusion from
a single centre. Instead, they are better seen as
communication 'of potentials of very different
orders', with diffusion happening between them,
'like everything that "grows" of the rhizome
type'(481). Actual aggregates can be based around,
say, religious or artistic themes. The diversity
of the social formations is what is important, so
commercial formations, for example can have cities
but also nomadic segments, and different forms of
economic organization. Thus ecumenical
organizations transcend states. They do not
homogenize as they spread [they do these days,
mates], even if their organising principles might
claim universality, as with religion or artistic
movements- but even here, there are local
adaptations as well as different social formations
including 'nomads, bands, and primitives'.
Capitalism might homogenize, though, when
colonizing, or clashing with feudal systems like
the ottoman empire. When a world market becomes
axiomatic, all countries have to participate even
socialist ones, and 'social formations tend to
become isomorphic'(482). But this is still not
homogeneity, and isomorphy can coexist with
heterogeneity [but which one dominates?
Explanatory descriptive stuff at this level cannot
discuss this]. There are still differences between
centre and periphery, and social formations can
develop on the periphery which are heteromorphic.
There is also the third world.
We have been describing external coexistence, but
there is also intrinsic coexistence of machinic
processes, where one process can amplify another.
The state captures certain elements, but not the
whole matter of the phylum [so it does not
explicitly coordinate some of these interactions]
. There are different powers of transference as
well [where one process can be transferred over to
another, such as the 'anticipation - prevention
mechanisms' which can be transferred into towns or
whole states]. Sometimes these processes get
clustered into bands 'which have their own towns,
their own brand of internationalism' (483). There
also powers of metamorphosis, where things get
captured by states, but 'rise up again in other
forms' [their example is war machines that morph
into revolutions]. The forces of
deterritorialization can oppose or combine with
others, or subordinate some.
[Now were going to do some economics].
Exchange involves the concept of
marginalism. Marginal utility economics is
weak but logical, so that 'Jevons, for
example,[is] a kind of Lewis Carroll of economics'
(483) [blimey -- I read bits of him as a student!]
. If two groups trade single objects with
each other, they can come to some notion of the
evaluation of each object without a very developed
economic system, based on the value of the last
object received. Last or marginal in this
sense means the last one that is traded before the
exchange stops altogether. It also marks the
end of one assemblage and the beginning of another
[the end of a trading assemblage, the beginning of
another when each group provides their own objects
instead of trading for them]. The marginal
object of trade sets the value of the whole
series, the penultimate value. This also
helps us see the difference [at last] between a
limit and a threshold, with the limit representing
the penultimate element in a series before a new
kind of series has to begin.
Jevons and others used this notion of marginal
utility to explain every day life [ the decision
about how many items to manufacture, for example]
. Other examples might be what alcoholics
call 'the last glass', the one that permits them
to maintain their behaviour, or people who want
the last word in a domestic squabble which retains
a relationship. In both cases, the value of
all the elements, classes or words, are provided
by the penultimate one. Elements beyond this
limit mean entering another assemblage.
Proust shows how a series of loves finally
produces the artistic assemblage.
This is a way of helping us see how heterogeneous
series can be equalized, without resorting either
to exchange value or use value. It also
provides an example of the anticipation -
evaluation that we were talking about before with
Clastres. The marginal value is already
there with the first exchange. Value does
not depend on social labour but on the idea of the
penultimate element, even though this value might
take a while to develop. Nevertheless, it is
always anticipatory, present in the first
exchanges. The idea is that every group
values an element up until the point where it it
is necessary to change assemblage.
Thresholds are also implicit, outside the limit
and kept at a distance. This is also a form
of group enunciation or collective
enunciation. Even violence can be treated in
terms of its marginal utility [there is also a
ritual element, slid in here somewhere, I think
that the early stages before marginal utility is
apparent].
Thresholds come after the limit has been
reached. There is no longer an interest in
exchange of the past. In economic terms,
this moment also produces stockpiling, rather than
just the short term stocks used to [smooth out
supply and] develop exchange. Additional
circumstances are required as well to make
stockpiling desirable for itself -- a new kind of
assemblage. Stockpiling must be made a
matter of 'actual interest, a desirability'
(486). In particular, it is necessary that a
parallel notion is developing, the development of
territories into 'a Land'. Once this is
done, extensive cultivation can lead to intensive
cultivation. [I think the argument is that
when territories were flexible and serial, as in
hunter gathering, there was no interest in
stockpiling]. In this way, elements of
exchange can come to define territories, 'as an
"index"'[hunter societies or pastoralist
ones]. In the assemblage developed around
stockpiling, new notions of spatial coexistence
arise enabling simultaneous exploitation of
different territories, including over time.
What develops are conceptions of 'symmetry,
reflection, and global comparison', and we get our
sedentary and global assemblages [almost a
conventional evolutionary scheme here, despite the
reservations above].
We can see the developments in the concept of
ground rent as an abstract value. It arises
initially because different territories have
different rates of productivity. We can only
compare the rates of different territories by
referring to a stock, however [I am not at all
sure about this. I think the argument is
that we need some notion of average value?].
Here, marginal utility takes on a more organized
form, not just the value of an ordinal series, but
a part of a cardinal set [enabling comparisons of
the productivity of land within each settled
territory]. We also get the notion of land
ownership based on rent, and rent also indicates
the source of the surplus profit, given the same
expenditure on land and labour [as in Ricardo, a
gift of nature arising from an otherwise perfectly
fair and just market system]. This is
'the very model of an apparatus of
capture'(487).
Land must first be deterritorialized, however, in
the sense of not being associated necessarily with
its traditional owners [with fertile land acquired
by the wealthy or powerful?]. The fertility
of a piece of land is what gives it its value in
this case, and this in turn produces a striation
of the earth. Only the earth can be striated
like this, with elements like air and water
remaining unstriated and therefore unable to
produce rent as their function. The
differences in quality of the land can be compared
to each other, and sets of land can be
appropriated and turned into private
property. The two coexist [but D&G
favour arguing that the appropriation is a
necessary condition for the system of comparative
rent - I am not clear why]. Similarly,
appropriation and comparison implies a centre of
convergence, a town [or in philosophy 'the land is
an idea of the town'].
Stock can also relate to other things than just
the land, such as work. Here, the
productivity of work can be compared, and the
surplus labour involved can be appropriated.
The notion of stockpiling underpins these
apparently independent and '" free
action"'developments (488). That is because
labour itself now becomes something that involves
stockpiled activity: 'the worker is a stockpiled
"actant"'. However, there is no separation
between labour and surplus labour, no way of
defining necessary labour [as Marx insisted: for
him, it was the labour necessary to reproduce the
labour force, as I recall. Again, we have an
argument like the one above about stocks]: labour
as a quantitative element presupposes
appropriation of surplus labour, this time by
entrepreneurs: 'there is no labour that is not
predicated on surplus labour'. Labour
presupposes surplus labour and that's where it
gets its value from, as an abstract force [I think
the argument is that economists anyway struggle to
articulate the value of free labour as an abstract
matter, and so apply the notion of rent to it,
just as Ricardo did -- D&G are Ricardians? Or
are they just describing Ricardianism?]. In
this sense entrepreneurial profit is an apparatus
of capture, through the processes of labour and
surplus labour.
The third apparatus of capture is taxation.
This was a major source of income and impulse to
develop the money system rather than
exchange. Money emerges as 'the correlate of
the stock; it is a subset of the stock'. It
helped value circulate from poor to rich. It
requires 'an apparatus of power under conditions
of conservation, circulation, and turnover' (489),
to maintain the relation between money and goods
and services. Taxation set up the money
system, unlike as in the usual evolutionary
scheme. Money became not only necessary, but
something that would circulate,, and its
resonating qualities permit foreign trade, for
example. Again, it permits monopolistic
appropriation, this time by the state. We
can develop much more regular forms of comparison
pricing and equalization, and this is crucial in
turning goods and services into commodities.
Current notions of indirect taxation preserve the
early ideas that taxes are included in prices and
indicate the value of commodities, regardless of
their market value. Indirect taxation
therefore indexes or expresses a 'deeper movement'
in the development of objective prices, and this
will finally allow the other apparatuses of
capture to become integrated or converge taxation
developed the capitalist system and is thus
'particularly favourable to profits and even to
rents'(490).
[A summary of these arguments appears 490 F,
starting with a diagram]. The notion of
stock emerges with a particular assemblage, a
different one from primitive exchange. That
assemblage becomes an apparatus of capture, using
the three mechanisms of rent, profit and taxation,
and these three converge in 'an agency of
overcoding (or signifiance)': despots
simultaneously become landowners, entrepreneurs,
and tax authorities. Systems of comparison
and appropriation form together and presuppose
each other [this is what lies behind the argument
about stocks determining the value of individual
elements]. As a result, they form 'a white
wall/black hole system of the kind of that, as we
have seen, constitutes the face of the despot'[bit
of a loose fit in my view]. As the state
emerges, so does an overcoding and a general
semiology. The state hijacks those traits of
expression that were found in the machinic phylum,
and thus 'subjugates the phylum', imposing
relations of equalization and homogenization, with
a resonating set of expressions. The power
of this semiology has led some people to assume
that it is the major independent factor.
[Then we discuss an economist, Schmitt].
Capitalism emerges when an undivided flow is
appropriated and compared, as in the establishment
of a stock or the emergence of monetary
credit. This undivided flow then becomes
divided [into the strange arbitrary divisions of
capitalism - land, labour and so on].
Appropriation takes time to develop from a system
that existed originally just to connect economic
actors, and this requires a particular development
of semiology. It is still misleading to
consider wages as purchasing labour, however,
since labour produces the possibilities of
producing 'in a second moment' (492) [goods that
can be purchased have to be produced first,
requiring homogenization, seen best in the
monetary system]. The system looks
mysterious and magical, in terms of suggesting a
correspondence between money and purchasing, and
real goods. In practice, the idealized
elements, expressed in terms like 'the wage
system'never correspond tightly to real wages, but
exceed them. Again 'capturing'[by
semiology?] this excess justifies more material
kinds of capture as in surplus labour [I think -
it is very dense and technical, 492. Here, D
and G seem to be flirting with the notion of
ideology after all]. The ability to capture
like this 'is the object of monopolistic
appropriation', which is inherent from the
beginning, in the very 'constitution of the
aggregate upon which the capture is
effectuated'(493).
In this way, an abstract machine of capture
presents itself as 'the very specific "order of
reasons"'[still citing Schmitt I think].
[The example is hard to follow, but I think it
says that the excess between the ideal and the
real system can be easily appropriated because
nothing tangible can actually be detected, and it
is only the opportunity to appropriate that is
captured - 'there is neither a thief nor victim,
for the producer only loses what he does not have
and has no chance of acquiring'. I see this
is pretty much what Marx was arguing about the
realization that labour could be bought at a
'fair' price, but only putting it to work released
labour power, which had not been properly paid
for]. Once established, development can seem
purely logical, 'in this logical apparatus of
capture', which affects the entire
apparatus. The state now comes to
represent that apparatus, inevitably, without the
need for any additional explanations: the state
arises once primitive exchange has reached its
limits and passed the threshold, propelled by some
'convergent wave that moves through the primitive
series and draws them towards a threshold'[some
vitalism at work again?]. This convergent
wave always affects primitive peoples, although
external circumstances provide different
contingencies for the effectuation of the
apparatus [Asiatic systems in one place and so
on]. However, there is still some [rather
mysterious] 'point of inversion as an autonomous,
irreducible phenomenon' (494) [covering their
backs again?].
It is therefore difficult to pinpoint state
violence, which seems already 'preaccomplished'
[natural, on the side of history?]. It is
necessary violence, preceding capitalist modes of
production and making them possible. It is
hard to see it as victimizing anyone, as above,
since the system of ownership already justifies
the capitalist as 'an independent owner', without
the need to justify or explain this form.
There is a 'mutilation' already established.
However, despite Marx, primitive accumulation
precedes the triumph of politics in the
agricultural mode of production. Primitive
accumulation accompanies any apparatus of
capture. We might have to distinguish
between different 'regimes of violence', between
struggles, wars and policing, for example:
struggle involves something like primitive daily
violence, although what looks like specific forms
still have their code, including one that relates
to their marginal utility; war imply violence
directed mostly against the state apparatuses
[because they have already defined it that way];
crime is an infringement against legal
justifications for captures; policing involves
capturing and upholding the right to capture, as a
kind of 'incorporated, structural violence
distinct from every kind of direct violence'
(495). Policing violence depends on the
claim that the state upholds and defines the law,
and it is here that it exercises its
monopoly. The law itself arises from state
overcoding. Violence becomes lawful when it
is directed against that which capturing
apparatuses creates - so again it presupposes
itself and preexists in the processes of
capture. The state version of this is that
violence is primal or natural, needing to be
policed by the state.
[On the forms of the state]. The archaic
despotic state overcodes, captures, and enslaves,
creating a specific form of property, money and
public works, nothing private, seemingly with no
particular initiating conditions. It then
evolves or mutates. There is an internal
dynamic, since overcoding also frees up 'a large
quantity of decoded flows that escape', where
decoded means something that is no longer
contained in a code. They might be the
remnants of primitive codes before they were were
over coded. But there are new flows as well,
arising from the necessary independence that
emerges from bureaucracy, say, or monetary flows
that escape the tax form and go on to express
themselves in things like commerce and
banking. There is also a private
appropriation which grows up and becomes
independent of the state, on the margins, escaping
overcoding. Thus private property does not
emerge from the state nor from those suppressed by
it like peasants and functionaries or
slaves. For Tõkel, the key role is played by
freed slaves, who find themselves dislocated, and
develop private property, trade or even
metallurgy, which can be seen as producing forms
of private slavery. They play an important
role in the war machine, and in the state.
We should see freed slaves as representing one
example of an important 'collective figure of the
Outsider' (496). The potential for decoding
is 'the correlate of the apparatus', and emerges
not only internally but geographically, as when
empires contact each other, say of the east and
the west. [Again they seem to be relying on
some archaeologists here]. Effective states
can face the problem of disposing of their
surpluses, and the military happens to be
effective at doing this. So are specialized
artisans. Sometimes this works harmoniously
to develop the state apparatus, but in other
locations, contradictions [actually, 'an impasse',
497] develop - excessive control by overcoding
produces unequal benefits [maybe -- this is
quite a delirious argument], and those who do not
benefit are not effectively incorporated.
Overcoding can also produce an adventurous
merchant class who are able to plunder the stocks
of other societies or trade for it. This can
benefit marginal societies as well who do not then
need to reproduce the despotic system. In
particular, in the west, artisans and merchants
did not depend on the state to the same extent or
its surplus, since they could benefit from a
diversified market. In the east, artisans
could emigrate to the margins and enjoy freer
conditions. Europe therefore decoded some of
these oriental overcoded flows. Surpluses
were generated that did not depend on the
code. Somebody called Childe argues that
this helped the western societies to develop
without excessive coding or despotism: they
benefited from international trade without having
to constrain it.
In these circumstances, a public sphere provides
an area for the development of private
appropriation. Public-private mixes appear
and have to be regulated by personal relations of
dependence rather than community relations
[organic rather than mechanical solidarity].
The law changes, 'becoming subjective,
conjunctive, "topical"'(498). The state now
has to conjoin decoded flows rather than produce
overcoding. Subjectification emerges,
together with 'a regime of social subjection', and
this can take diverse forms. Local
['topical'] conjunctions appear. The new
notion of the public sphere emerged from
particular 'evolved empires', together with the
growth of autonomous cities or feudal
systems. Again, these developments
'presuppose an archaic empire that served as their
foundation' (499), and grew from contacts with the
other empires'. Underneath, we see a new
kind of subjectivity, that is both variable to the
point of 'delirium' and yet capable of producing
'qualified acts that are the sources of rights and
obligations'.
None of these new controls prevent decoded flows,
however. The 'ambiguity' of the new regimes
is that they can only function with decoded flows,
yet they must not be allowed to combine except in
the form of 'topical conjunctions'. This is
a contingent effectuation, however, which explains
why capitalism developed in some areas but not
others. The 'generalized conjunction' is
required to overturn the earlier apparatus.
Marx gets close to this by suggesting that 'a
single unqualified Subjectivity' emerged to
'capitalize' all the processes of
subjectification, producing a single universal
Subject with its own universal Object -
wealth. Circulation means that subjectivity
becomes identified with society itself.
However, the dynamism of the system still requires
that 'decoded flows overspill their
conjunctions'(500): labour must become free
labour, and wealth must become independent
capital. These developments 'introduce many
contingencies and many different factors', but
their conjunction constitutes capitalism, a
conjunction between universal subject and
universal object rather than topical
conjunctions'. This produces 'a general
axiomatic of decoded flows'. Personal bonds
are no longer needed. Private property
itself can now change, referring to abstract
rights, 'a new threshold of
deterritorialization'. The law need no
longer base itself on customary codes, or a set of
topics, but can become an axiomatic, or
civil code.
Once flows reach this abstract level, it looks as
if a direct form of economic appropriation can
exist, without the need for a state.
Capitalism develops a worldwide axiomatic which
spreads everywhere and produces 'an enormous,
so-called stateless, monetary mass that
circulates' (501), 'a de facto supranational
power'. Capitalism has always been able to
deterritorialize even better than the state, since
the state's deterritorialization has always had an
ultimate object, 'a higher unity', an ultimate
territory. In capitalism, labour in material
forms is the object, and even private property
becomes not a matter of owning the means of
production 'but of convertible abstract
rights'. It is not surprising that
capitalism often seems to oppose the state.
However, an axiomatic 'deals directly with purely
functional elements and relations' which are
realized in different domains of the same time.
This is not the same as a code which is always
relative to a domain. Axiomatics are
immanent in different 'models of realization'
(502). The state can be one of these models
of realization, grouping together different
sectors. Axiomatics, however excessive, need
these models, which is one reason why the state
form proved more important than the town form in
the development of capitalism. To take a
more modern example, NASA could have drawn from
international capital, but the American government
insisted on dominating it, and so did the USSR in
its own case. The state does have to provide
'compensatory reterritorializations',
however. Nevertheless, materialist analyses
of the state are on the right lines [in stressing
that the state performs functions for capital -
homogenizing it, or removing external obstacles to
its flow].
States are therefore best seen as 'immanent models
of realization for an axiomatic of decoded flows',
certainly not something transcendent. They
are using the term axiomatic not just as a
metaphor, because the same theoretical problems
encountered by models in an axiomatic are found in
relation to the state. In particular, models
of realization are supposed to be isomorphic to
the axiomatic, but this is not always possible: a
single axiomatic might not be good at
'encompassing polymorphic models'. This
produces political problems:
- First, despite their
political differences, modern states are
isomorphic to the capitalist axiomatic, even
socialist states [but socialist ideology
cannot fully accept this and occasionally
restrains it?].
- Second, different models
or modes of production can develop that are
only loosely connected with capitalism
[conjugated]: socialist states in particular
might be able to produce a set of these that
end up as more powerful than the capitalist
axiomatic [as in the current success of
China].
- Third, all states are not
interchangeable, but nor do particular forms
seem to be especially privileged [same as the
second one I think].
Certainly, the formation of an actual nation
states seems to involve a number of
specifics. They have to struggle against any
imperial systems, overcome autonomous cities,
crush their own minorities, some of which can call
on the power of the older codes. There is
the 'natal', which is 'not necessarily innate',
and the 'popular' which is 'not necessarily
pregiven'(504). Tangibly, there should be a
land and a people which can be made into 'a
nation—a refrain'. It requires both cold and
bloody means, together with 'upsurges of
romanticism' and passion. The natal implies
a certain deterritorialization of both territories
[the example is community land or imperial
provinces], and people ['a decoding of the
population' -it's fragmentation?]. These
flows have to turn into something that gives
consistency to land and people. In the case
of people it is 'the flow of naked labour', and
for land it is the flow of capital. These
processes take the form of 'a collective
subjectification', with its corresponding form of
the state 'as a process of subjection'. All
this is necessary to realize the capitalist
axiomatic. Nations are not just ideological,
however, but are 'passional and living forms',
which realise the homogeneous and quantitative
properties of capital.
We need to distinguish 'machine enslavement and
social subjection'. The first occurs when
human beings become treated as parts of the
machine together with others and with other
things, under a single control. Subjection
involves the constitution of a human being as a
subject capable of being linked to exterior
objects, no longer a component of the machine but
a worker or user. The machine can subject a
human without actually enslaving them. The
archaic imperial state develops the first kind as
a kind of '"generalized slavery"', and Mumford is
cited to support the view that machinism is to be
taken literally not just metaphorically.
Modern capitalist states develop machines in the
usual sense, technical machines, 'definable
extrinsically' which subject human beings: this is
an increasingly powerful mechanism. The new
free worker shows subjection in 'its most radical
expression' (505), a kind of pure
subjectification. Capital has capitalists to
produce 'the private subjectivity of capital', but
proletarians are only 'subjects of the
statement'. With this mechanism, capitalism
can argue quite rightly that humans are not being
treated exactly like machines, that there is a
difference between variable and constant capital.
Capitalism can be seen 'as a worldwide enterprise
of subjectification by constituting an axiomatic
of decoded flows'. The social subject only
really appears when the axiomatic appears in its
models of realization, hence the difference in
subjectivities between nations, for example.
The axiomatic still offers a form of machinic
enslavement [make your bleeding minds up], but
this is a reinvention. Technical machines
have developed themselves into cybernetic or
informational forms, and again subjection is
reconstructed. The reversability of links
between humans and machines produce a new regime
of subjection. Automation means an increase
in the proportion of constant capital, and so
'surplus value becomes machinic'(506), and this
model spreads. Instead of repression or
ideology, we now have a 'processes of
normalisation, modulation, modeling, and
information' affecting language, perception,
desire and so on, and operating through micro
assemblages. For example, television
subjects us if we use and consume it, and this
subjection often uses a particular form of address
[involves 'a subject of enunciation'in their
terms]: modern television makes us not only
consumers, not even subjects, 'but intrinsic
component pieces', providing inputs and outputs,
feedback that goes beyond just using the machine
[better discussed in Adorno
on the 'individualization' of mass culture]
. Exchanges of information like this are at
the heart of the new kind of machinic
enslavement. The axiomatic and its models of
realization 'constantly cross over into each
other'. Social subjection develops in
proportion to the model of realization developed,
acting just as machinic enslavement did: 'rather
than stages, subjection and enslavement constitute
two coexistent poles' (507).
So we have different forms of the state—imperial
archaic ones with a machine of enslavement and
overcoding; diverse states which operate with
subjectification and subjection, and have to
pursue conjunctions of decoded flows; modern
nation states which feature an axiomatic realised
in various models, featuring both social
subjection and 'the new machinic enslavement',
with diverse forms best seen as 'functions of
isomorphy' related to the axiomatic.
External circumstances can affect the differences
between the states, and have, for example, led to
the oblivion of archaic empires. At the
internal level, states also seem to generate their
own war machines directed against them, despite
their efforts to impose a unity of
composition. However, these flows can
sometimes be reappropriated in a 'general
conjugation'. We could see the connection of
presupposition between archaic and premodern
states [since the former provide the raw materials
for the latter in the form of fragments], and
premodern states often form their stocks on the
basis of 'an evolved imperial form'. There
is a similar link between premodern and modern,
since industrial revolutions need resources, and
topical configurations could be seen to prefigure
'the great conjugation of decoded flows' in
capitalism. This is why capitalism appears
to be present in a wide variety of countries, even
if not always developing. Similarly, modern
states have a relation with the imperial ones,
because modern ones attain a new absolute, a whole
overarching '"megamachine"'(508) combining
enslavement and subjectification.
States come into existence when they manage the
unique moments of capture described above.
There might also be another pole, however,
involving 'pact and contract', as an equally good
way to combined decoded flows. The second
pole produces juridical forms like
contracts. These arise at an early form of
subjectification, before it is obviously seen as
subjection. Ideally, contracts are actually
internalized within the same person [so a
conscience makes us keep to the contract?].
There is therefore a whole range of moments of
capture, from imperial bonds through subjective
personal bonds, ending with 'the Subject that
binds itself', as a triumph of 'the most magical
operation'whereby capitalist energy becomes fully
cosmopolitan and universal. The state does not
guarantee subjective liberty, however, and nor is
it just an agent of forced servitude.
Instead it encourages voluntary servitude in this
magical form. Machinic enslavement too can
appear as if it is natural ['preaccomplished'],
offering the same kind of voluntary servitude.
Politics proceeds by experimentation. The
factors are by no means all under control.
There is no world supergovernment, of course -
even simple regulation of the economy shows itself
to be too complex. Politicians can be seen
as heroes [by Galbraith apparently] who are able
to cope with error and be constantly
successful. But there is a connection with
capitalist axiomatics. [It is not that political
axiomatics are somehow inadequately rational] . If
we compare political axiomatics with scientific
ones, we see that in science, the axiomatic does
not oppose itself to 'experimentation and
intuition' (509). Axiomatics always
eventually come up against something undecidable,
beyond their power. Scientific axiomatics
are really best seen as a post hoc reordering of
scientific findings rather than a cutting edge,
something which seals off the lines of flight and
weaves them back into the official nexum.
Occasionally, intuition produces a whole 'calculus
of problems', requiring the development of a
different abstract machine. This is just
like political axioms after all.
The axioms of capital are not fully formed
theories or ideologies, but rather 'operative
statements', they can be incorporated into
assemblages of production and consumption, as
'primary statements', (510) givens. Several
can be found attached to the same flow:
conjugating axioms helps conjugate flows.
Axioms can also allow for unsolvable
variations. Capitalist axioms tend to be
continually added, for example to deal with world
depression, the Russian revolution, challenges
from working class movements and so on - hence
Keynesian economics, or the Marshall
Plan. Accommodating to foreign markets might
multiply axioms, especially if there is an impact
on the domestic market. New subgroups of
population might require them to master new
flows. Sometimes axioms have to be withdrawn
or subtracted, reduced to a core, as in
totalitarian states, or when the equilibrium of
the whole system is at stake. There can also
be 'untamed evolutions' and unexpected
variations. Fascism followed the collapse of
the domestic market and offered a reduction of
axioms, but without dealing with foreign sectors:
a war economy was fabricated instead, and new
axioms needed to do with the domestic market
rationally, as a kind of keynesianism.
However, fascism is a special case, a combination
of multiplication of axioms and subtraction.
Can we describe these opposing tendencies in terms
of 'saturation'[which seems to have some political
implications as leading to an 'inversion']?
However, capitalism is an axiomatic that set its
own limits and laws. There are internal
limits such as the tendency for the rate of profit
to fall, or the problems of finding opportunities
to realize capital, but these limits are being
constantly set back. These internal limits
are what requires the axioms to be restricted or
expanded, and combinations are perfectly possible
[the example given is Brazil as a combination of
totalitarianism and social democracy]. The
point is not to discourage resistance, to argue
that capitalism can always recuperate itself
[although that is the implication, surely?].
The constant readjustments should always be seen
against 'the workers' struggles' (512), which
always exceed capitalist frameworks and affect
their axioms. All is well if local struggles
also 'target national and international axioms',
and 'the rural world' can be relevant here.
Living flows are never captured by axioms, but
must be directed inside the axiomatic or at least
oriented to prevent further 'technocratic
perversion'.
We can see isomorphy between all modern states,
but not homogeneity. There is indeed a 'sole
external world market' and some evidence for
convergence with legal and social codes, say in
Europe, with its single domestic market.
However, totalitarian states are different
in that the totality of capitalist axiomatics are
not seen as a right or an end in themselves.
There are also divisions between west and east [in
those days]: in socialist states, the mode of
production is not capitalist, and it is not ruled
by Capital but rather 'the Plan' (513).
Socialist states still have to relate to the
single world market, however, but can do so almost
as parasites, retaining the possibility of greater
independence and creativity. The division
between north and south, centre and periphery,
also displays differences and some independence,
but this is much easier to integrate within
central capitalism, dominating the third world,
for example, as the centres of investment and
sources of capital. Here we have not so much
independence as integration into an 'international
division of labour'. Other isomorphic
relations exist between the USA and the other
'south American tyrannies', for example, and
although capital dominates production, there are
still differences, such as the persistence of
'archaic or transitional forms' (514). Here,
capital acts as the fundamental 'relation of
production but in noncapitalist modes of
production'. Again, polymorphy is relatively
integrated, providing 'a substitute for
colonization'. So we seem to have isomorphy
between states of the centre, heteromorphy when
thinking of relations between east and west, and
polymorphy in the third world. Again there
is no need to be pessimistic about popular
movements, but nor should we assume that there are
wholly 'good' states. [Typical political
caution, considering formal possibilities only].
The capitalist axiomatic can be seen as possessing
a higher potential power than that displayed in
its models, a 'power of the continuum, tied to the
axiomatic but exceeding it'. This can be
understood as a power of destruction or war, and
is incarnated in particular 'financial, industrial
and military technological complexes'. This
power is directed towards the development of
constant capital, against variable capital, until
human beings become 'a pure element of machinic
enslavement' (515). However, factors such as
the depreciation of existing capital, and
innovation, bring about the other characteristics
of a war machine, for example in redistributing
the whole world in order to exploit it. The
axiomatic seems to develop through a continuing
number of thresholds, driven by this war machine.
Main conflicts now turn around east/west, and
north/south. The accumulation of arms as a
result of the first division still leaves local
wars as a possibility, but global stalemate allows
the war machine to take on a supplementary
direction in industrial/military complexes, and
even in the political and judicial areas.
This shows the continuing efforts of the state to
appropriate the war machine, although the
development of 'total war' once threatened to make
the war machine autonomous, especially in
fascism. After world war two, the war
machine became more automated and focused on
politics and the world order. In this sense,
Clausewitz can be reversed, and politics becomes
the continuation of war. In fascism, the war
machine itself was materialized, and this
persisted as a continuum surrounding the world
economy, creating the world is a smooth space,
permitting the actions of a single war machine:
'wars had become a part of peace', and even states
became only parts of this machine [a lot of this
cites Virilo again]. This development is
responsible for 'technoscientific
"capitalisation"'(516). The war machine now
operates against unspecified enemies, and
preserves 'security'.
Capitalist axiomatics require a centre - the
north. The north/south axis has become
particularly important, and stabilization of the
centre could produce destabilization of the
periphery [citing a then fashionable
thesis]. This is only an abstraction, and
they can be centres and peripheries inside the
north as well. Nevertheless, unequal
exchange is indispensable to capitalism, but it
also causes crises. This is exactly like
archaic empires overcoding flows and that the same
time producing decoded flows. In particular,
flows of 'matter - energy' (517), of population,
of food and of urbanism seem to create problems
and no proliferation of capitalist axioms seem
able to resolve them. Thus the market
produces 'class rupture', third worlds come to
occupy centres, capitalist decentralisation often
means a decoding of the centre and a new
importance for 'national and territorial
aggregates'[for example the encouragement of Arab
nationalism?] [Amin is cited as a source
here]. The tendency for production to be
provided by the periphery, while the centre does
'post industrial activities'(518) can mean that
underdevelopment is installed in the centre as
well, in the form of insecure work: the state
often has to intervene. Negri is
complimented on having seen the implications,
where students merge with the marginalised.
The old regime of subjection was centred on labour
as one pole of a series of binaries ['property -
labour, bourgeoisie-proletariat'], but there are
new categories now including 'intensive surplus
labour' that doesn't look like traditional labour,
and [precarious] extensive labour. No amount
of reduction or multiplication of axioms can
prevent 'class ruptures', and this becomes
increasingly evident.
Minorities are also emerging, seen in terms of a
'becoming', of course, resisting axioms
'constituting a redundant majority'[I am not at
all sure what this means - -maybe a numerical
majority]. In number terms, minorities can
become majorities, as in the panics about the
decline of the white proportion of the
population. The very concept of majority
comes into question, together with the axioms
based on it [but capitalist states have always
defended the interests of an elite by pretending
that these are also majority interests?
Would this work for ethnic minorities?].
Minorities are best understood 'as a non
denumerable set' (519), connected by 'the
"and"'. Capitalist axioms sometimes
represent this in terms like 'the masses', already
implying 'multiplicities of escape and flux'
[multiplicities in the normal sense here].
Our heroes think that there is a basis here 'for a
worldwide movement'. Minorities can
resurrect the notions of nationality which resist
being controlled. Dissidents in socialist
states are less powerful, and dependent on
international politics [events make this difficult
to sustain?]. Since nations cannot be
reconstructed, such minorities create
'compositions that do not pass by way of the
capitalist economy any more than they do the state
form'. States can reply by adding axioms
like regionalism, but this is still not the
solution, because the regions do not effectively
translate into other minorities, and they still
have to be integrated back into the
majority. The same applies to compensatory
statuses for women, young people or 'erratic
workers'. The rise of the Asian societies
threaten to make 'the white world the periphery of
a yellow world' [and we can see how full of
tension this wold be?] . In all these cases,
minorities continue to 'receive no adequate
expression by becoming elements of the majority',
by becoming a finite set, even if they became a
new majority. At the moment, they are able
to assert 'the power of a non denumerable'
(519-20). That is the way to develop as a
multiplicity: 'minority as a universal figure, or
becoming - everybody/everything... Woman: we
all have to become that, whether we are male or
female. Non - white: we all have to become
that, whether we are white, yellow or black'
(520).
Again struggling with axioms is still worthwhile,
however, as in women's struggle for the vote or
for jobs, the struggles of the oppressed masses in
the east or west. We can see that these
struggles 'are the index of another, coexistent
combat', raising points 'that the axiomatic cannot
tolerate'[very optimistic here], if people start
to demand that they formulate their own problems
and solutions, and 'hold to the Particular as an
innovative form'. Often there is a
escalation from modest demands, revealing 'the
impotence of the axiomatic'. In those
circumstances, flows can be opposed to axioms and
their propositions. Minorities exert power
and not by entering the majority system, but
bringing 'to bear the force of the non denumerable
sets, however small they may be'. We're not
talking about anarchy vs. organization, but
calculating the effects of non denumerable sets
against axiomatics. Although taking
different forms of composition and organization,
such a movement can be seen as 'a pure becoming of
minorities'.
The axiomatic has its own non denumerable infinite
set in the shape of the war machine, but this is
not good at dealing with minorities, except by
declaring war on them. It is better at
dealing with an unspecified enemy, and developing
various kinds of social and technical adaptations,
allegedly in response. However, capitalism
constantly produces problems for the war machine
to deal with - the starving, the imprisoned
dissidents, the exterminated minorities which only
'engenders a minority of that minority'[minorities
persist in memory, or are represented by only a
few survivors?]. It is impossible to
liquidate all opponents. Capitalism will
also encounter a new problem, currently pending -
relating itself to new resources which will
require further redistributions [as in wars over
water or oil?]. Those regions affected will
be able to form or reform 'minoritarian
aggregates'(521).
Integration often isn't a satisfactory solution
any way, failing to subdue 'the power of minority,
of particularity'. The proletariat used to
represent this best, but now appears as an
acquired status, only a part of capital. It
is necessary to leave the 'plan(e) of capital
altogether'. It is however hard to see what
a state would look like composed only of women or
erratic workers, of people refusing work.
This shows that the state form is no longer
appropriate for minorities, nor is capitalism.
Capitalism sets and then overcomes its own limits,
but in doing so produces flows that escape its
axiomatic. It constitutes itself in
denumerable sets as models, but the same time
produces nondenumerable sets that disrupt them. It
attempts to conjugate all the decoded and
deterritorialized flows, but at the same time
amplifies them. In the circumstances, these
flows can be seen as reterritorializing 'a new
Land' (522), not a war machine by revolutionary
movement, '(the connection of flows, the
composition of nondenumerable aggregates, the
becoming - minoritarian of
everybody/everything)'. A new plane of
consistency opposes the plane of organization of
capital and bureaucratic socialism. This is
'a constructivism' [but constructivists need not
get too excited because this is also] 'a
"diagrammatism"', aimed at determining the
conditions of the problem [at the virtual level]
and developing transversal links between problems.
This will lead us with certain '"undecidable
propositions"', referring not just to the
uncertainty of the results of change, but to a
necessary 'coexistence and inseparability' of
flows which can not be conjugated [this is close
to a version of the 'rising expectations' thesis
of de Tocqueville?] . These can be seen as
'lines of flight that are themselves
connectable'. The undecidable is useful for
indicating the need for revolutionary
decisions. Even high technology and new
forms of machinic enslavement cannot escape
undecidable propositions and movements'.
These will not be just confined to to the work of
experts and specialists, but can provide 'weapons
for the becoming of everybody/everything, becoming
- radio, becoming - electronic, becoming -
molecular…'[referring us to a note mentioning all
sorts of tensions in the present day, including
the construction of alternative practices like
pirate radio stations, urban community networks,
alternatives to psychiatry and so on, with a
reference to a collection on Italian autonomism,
642, n68]. It now seems that 'every struggle
is a function of all these undecidable
propositions', and this will construct
'revolutionary connections in opposition to the
conjugations of the axiomatic'.
back to menu page
|
|