Reading
Guide to: Blumer H (1969) 'The methodological position of symbolic
interactionism' in Hammersley M and Woods P (eds) (1976) The
Process of Schooling: a Sociological Reader, London: Routledge and
Kegan Paul
Empirical investigation involves
a collective quest for answers to questions about the empirical world.
Images of the empirical world are studied and these are tested 'through
exacting scrutiny'. Methodology refers to the guiding principles of
this activity. Three points are implied: (1) methodology involves the
entire scientific quest; (2) each part must refer to and fits the
'obdurate character of the empirical world... [and must be]...
subservient to that world' (12) and; (3) the empirical world provides
ultimate answers to tests.
To take these in turn:
- The first requirement is to
devise a picture or scheme of the empirical world understudy, which
sets the selection of problems, decides what counts as data and how to
get it, and so on. It is important to render this picture of the world
as a set of premises.
- Inquiry begins with asking questions and posing problems,
it avoiding if possible 'superficiality... humdrum conventionality and
slavish adherence to doctrine' (12)
- Data and means to get them have to be established, and
tightly related to the problem. It is unhelpful to allow a method to
determine the nature of the data gathered.
- Relations between data have to be established, however
these are arrived at (through statistical relationships or 'judicious
reflection').
- Findings have to be interpreted, which involves relating
those findings to an outside body of theory. This requires checking
whether there body of theory itself 'may be untested and may be false'
(13).
- Concepts are central, since they intervene in all the above
processes.
Reality exists in the empirical
world, not in investigative methods and can only be discovered in the
examination of that world. Methods are only valuable in so far as they
enable analysis of the empirical world, and must always respect its
nature. Therefore, a critical examination of what is being assumed is
crucial. An independent recourse to this empirical world is essential
in the processes of testing. Interpretations especially have to be
testable, and concepts examined to see if they 'match in the empirical
world what they purport to refer to' (13). However, all this is rare in
existing research.
It is usual instead to begin with
'a priori theoretical schemes, ... sets of unverified concepts,
and...canonised protocols of research procedure' (13). It becomes easy
to develop research which validates these different schemes, and rare
to be able to demonstrate that concepts refer to the empirical world
('try this out with such representative concepts as mores, alienation,
value, integration, socialisation, need it disposition, power, and
cultural deprivation' (13).
In the case of human beings, the
empirical world relates to their actual group life, 'what they
experience and do, individually and collectively' (14). It is evidenced
by 'what is happening in the life of a boys' gang, or among the top
management of an industrial corporation, or in militant racial groups,
or among the police confronted by such groups, or among the young
people in a country, or among the Catholic clergy, or in the experience
of individuals in their different walks of life'. (14). Relevant
problems can include trying to establish what is going on immediately,
or what might be the 'background causes' [sic --p. 14] of
actions, or the ways in which lives are guided or affected by
participation in group life.
Researchers rarely have first
hand acquaintances with such social life, but nevertheless try to form
a picture of its, drawing on existing beliefs and images, as do all
human beings. Stereotypes play a part in this, but researchers also
develop images based on theories, professional believes, and ideas of
the social world. It is important to be faithful to the empirical
world, and this can be difficult, because we commonly live in different
worlds. Group life also takes place on different levels, depending on
how closely one is involved in it -- observers may lack extensive
specific knowledge, 'But there are levels of happening that are hidden
to all participants' (15). We need to develop greater and greater
awareness of what is taking place -- 'lifting the veils that obscure or
hide what is going on' (15). This can only be done by a close
investigation.
Human group life has been defined
here according to the premises of symbolic interactionism. There are
some additional methodological implications, relating to four central
conceptions in symbolic interactionism:
(1) People act on the basis of
meanings of the objects in their worlds. It follows that if we wish to
understand the action of people we must try to see objects as they see
them, and not substitute their meanings for our own social scientific
ones. We must overcome the belief that our expertise alone guarantees
findings, and that 'being objective' must mean only 'seeing things from
the position of the detached outside observer' (15). It involves us
first of all in trying to place ourselves in the position of the
individual or collectivity, to take the roles of others. We need
training to help us to do this. We also need a range of observations,
not just those gathered by standard research procedures, but more like
descriptive accounts from the actors themselves, sometimes involving
'probing and critical collective discussion by a group of well-informed
participants in the given world (15). Researchers must also be prepared
to reflect upon their own images and stereotypes are .
(2) Relations between people
involve 'making indications to one another and interpreting each
other's indications ' (15). This involves processes of mutual
adjustments between both individuals and collectivities. Social
interaction is not merely a 'medium through which determining factors
produce behaviour' (16), although much social science assumes this.
Social interaction 'is a formative process in its own right' (16), and
this must be taken seriously, as a moving process, affecting the
actions of participants. Social action must not be compressed --
described, merely as 'a process of developing "complementary
expectations"', as in Parsons (16), or as a process that must involve
conflict, or in the view that human interaction 'follows the principle
of "game theory"' (16). There is a diversity of forms of interaction --
co-operative, conflicting, Torrance, in different, following rules, it
sometimes involving 'a free play of expressive behaviour towards one
another' (16). Researchers must try to establish empirically 'what form
of interaction is in play', and must not presuppose it (16) .
(3) Social acts, both
individual and collective involve the actors noting, interpreting, and
assessing the situations confronting them. We derive categories from
observing these, and use them 'to give conceptual order to the social
make-up and social life of a human group -- each one of such categories
stands for a form or aspect of social action' (17). Categories have no
meaning 'unless seen and cast ultimately in terms of social action'
(17). We need to see social action in terms of the actor, who are
actively construct action, unlike the views of other social scientists
that see actors as merely releasing the effects of external factors.
Actors communicate with themselves and interact with themselves, and
then establish a line of action, which can be abandoned, suspended, or
revised subsequently. The actions of collectivities follows similar
lines through their 'directing group or individual who is empowered'
(17). We can analyse social action only by observing the process by
which it is constructed, rather than looking for a determinations or
causes. This means putting ourselves in the place of the actors, trying
to follow their interpretations, whether or not we approve of them.
(4) More complex relationships
-- organisations, institutions, networks of interdependency -- are
dynamic and not static. Modelling them as systems is inadequate, which
is what functionalism does -- actors are just seen as media to express
underlying forces or mechanisms. We need to see them as arrangements of
interlinked people instead. People develop interdependencies among
themselves, and 'relate to the organised activities of other people'
(18). The formal structure of an organisation represents this
interaction, not some underlying organisational system principles
(except where these represent a 'the application of some bodies
definition of what the organisation should be' (18). We need to study
how acting participants interpret principles as they handle specific
situations -- only then can we understand factors such as morale,
effective working, organisational deviance and so on. The system serves
only to interlink these various aspects of action. It would help us
identify important dynamic aspects of organisational life, such as how
people adjust actions -- whether, for example, 'the rules may still be
observed but the observance may be weak or hollow' (18). Analysis of
organisations 'cannot afford to ignore' these processes (18). Finally,
there is always an historical dimension to action, a back ground which
should not be ignored.
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