READING GUIDE TO:
Husserl E (1973) Cartesian
Meditations (trans. D.
Cairns), the Hague: Martinus
Nijhoff
Dave
Harris
INTRODUCTION
We need to renew
Descartes’ amazing project in “The
Meditations” — to find a secure
grounding for all sciences. Descartes’
proceedings are described briefly
here. The project needs renewing
because philosophy is in a hopeless
conflict of different approaches, with
little intercommunication and much
“prejudice”. We should use Descartes’
approach but avoid his mistakes
[largely: (a) using geometry as the
model of all philosophical enquiry,
and (b) ending with “transcendental
realism”]
FIRST MEDITATION
Radical doubt must
involve a rejection of the model of
enquiry embedded in science, even a
rejection of formal logic. Husserl
explores the notion of “evidence” —
“evidence” is a.state of affairs which
correspond exactly to a judgement (so
closely, preferably, that these
“affairs” simply index or “recover”
truth itself). On exploring this
notion, though, we find there is a
“pre-predicative” element in this
[i.e. a pre-logical aspect, a
presupposition or assumption, etc.]
The “pre-predicative” element concerns
both the “state of affairs” and the
judgement.
[So already we’ve
demolished naive scientism. Scientific
procedures involve not only logical
manipulations but pre-logical
cognitive processes - e.g. perceiving,
recognising, etc. These must be
investigated if the ideals of science
re. evidence and grounding are to be
achieved. Apart from anything else, we
cannot now take Descartes’ approach of
just choosing geometry as a model of
science. Here, Husserl is stating by
asking what the essence of scientific
models are in the first place]
We seek apodictic
certainty as our unshakeable
foundation for philosophy.
[“apodicticity ... is absolute
indubitability ... apodictic evidence
.... [involves]…the absolute
inconceivability of its non-being”
pp.14 & 15]. Now apodicticity
cannot be achieved by empirical
activities. Sense-data are not
apodictic, indeed the existence of the
external “real world” is itself
eminently doubtable, as Descartes
shows. Apodicticity is associated with
the indubitable “thinking ego”, as in
Descartes. Husserl wants to go further
to explore exactly what this thinking
ego does and how it works.
The thinking ego
bestows truth or falsity upon the
“real world”. Now we go beyond
Descartes. It is not the natural ego
that does the real analysis and
interpretation of the world. There is
a “transcendental ego” - a
philosophising ego which proceeds by
reflection, and by abstaining from
belief in the “real world” (and in the
activities of the “natural ego”
generally). This abstention from
belief does not dismiss or ignore the
natural ego or the natural world - it
treats them as “mere phenomena”. [The
necessary reflective abstentions from
belief is called “performing the
epoche” – pronounced
ee-pok-ee, and from the Greek word
meaning to ‘empocket’, or place in a
pocket. This is usually translated as
‘putting things into brackets’. This
made no sense to me for a while until
I remembered the Continental habit of
using odd brackets shaped like this --
<< -- to indicate quotation
marks. Putting things into quotation
marks does make sense to a Brit – it
is a way of expressing a doubt about
something, as when one refers to a
colleague as an “expert”, meaning a
so-called expert – not that I ever
would, of course]
The
“transcendental ego” is the one that
ultimately performs the pre-
predicative cognitive processes we
began with. It bestows, or
constitutes, the reality of the
natural ego and its world. But the
transcendental is antecedent, it is
presupposed by natural being [as the
realm that produces, or constitutes it
as phenomena], it is the only realm
where one find apodicticity.
The transcendental
ego is not a “thing” with its own real
existence [which prevents Descartes’
mistake of reintroducing realism]. Nor
is the transcendental ego located in
the individual “personality” [the
first of many denials that studies of
cognition can be performed within
psychology - phenomenology is NOT
psychology! This is not the ordinary
sort of “ego” or thinking or
perception or consciousness -- it is transcendental
ego, etc].
[If you’re puzzled
by bits of this, keep reading — the
first meditation. really just lays out
the bare bones of it all. Many of the
issues get discussed more extensively
in the later meditations]
SECOND MEDITATION
The newly
discovered realm of transcendental
experience or knowledge leads to a new
transcendental philosophy. It is a
philosophy of possibility [studying
not actual processes, actual “objects”
but, by going back to the sources of
these processes/objects, uncovering
new possibilities, etc. This for me is
where the critical potential of
phenomenology lies, although Husserl
gets very conservative and talks about
structural limits to possibilities
later - e.g. in the 4th meditation]
All we know of
this transcendental realm so far is
that it stretches around our own
personal transcendental ago. It looks
like we are headed for solipsism as a
result of our radical doubt. For now,
lets just describe the transcendental
realm as our own personal
transcendental ego sees it a deal with
the issue of other egos later [in the
5th meditation.].
Let’s explore how
consciousness works, how we become
aware of phenomena [not how we receive
impressions of “facts” as in mere
psychology]. We can explore, say,
perception. We use our own personal
transcendental ego as a “disinterested
onlooker” to see how our own natural
ego perceives “things”. In this way we
can explore what is seen, describe it
purely as seen, and exactly how it is
seen [without making any additional
inferences about the “reality” or
“objectivity” of what we perceive as
does science]. We undertake with our
transcendental ego a criticism of
consciousness (p.35). We criticise
[critically examine] the perceived
intentional object (noematic
criticism), and the processes of
perception (noetic criticism)
(p.36). We extend our criticism to the
way in which our natural ego makes
judgements about the validity,
reality, ontological status, etc. of
both noema and noesis.
So we don’t ignore
the “real world”, we study it, but as
an object of thought. The study of
particular “objects”, on their own and
as part of a universe of “objects”
becomes a study of how objectivity is
constituted and what the
characteristics of so constituted
objects are. [“Objects” then have no
real independent existence outside of
the activities of consciousness e.g.
perception. Husserl draws upon the
concept of intentionality as developed
by Brentano to support this view.
“Intentionality”, briefly refers to
the stance or attitude of an actor
towards an “object” which affects just
what he will notice or perceive about
that “object”. There is no “pure”
perception clear of the subjective
effects of the actor’s intentions — at
least, not in the natural ego].
There are infinite
possible ways of constituting objects.
Actual concrete “objects” are simply
particular products of constitution
[only one possibility, if you like].
Even then, these partial and
particular “objects” [reifications one
might call them?] are not simply
“data” as in simple descriptions or
definitions -- even natural egos
recognise that “objects” have
“horizons” (unexplored
characteristics). Actual particular
“objects” are connected together into
an entire world of “objects”. Their
interconnections lie not in the
“objects” themselves, though, but in
the unity of perceptions in the ego.
Different perceptions by the ego are
synthesised into patterns,
continuities, etc. (pp.40,41). The
forms of this synthesis are the
phenomenological [not psychological]
study of consciousness and its
operations [including the concept of
“inner time”, so nicely expanded by
Schutz to reveal how actors “unite in
inner time” memories and present
perceptions in order to understand
“new” situations, etc.].
We have to
carefully explore these synthesising
or constituting processes of
consciousness, using “new methods”
[one of which is the “eidetic
variation” technique — trying to
imagine various possible perceptions
in order to realise exactly how “real”
perceptions come to take on the
special status they do].
[At this state
(p.43) we have an interesting problem
raised by Husserl himself. It is a
problem of infinite regress connected
with this technique of using the
transcendental ego to comment on and
analyse the activities of the natural
ego as it goes about synthesising,
constituting objects and so on. The
snag is that the transcendental ego’s
analysis involves its own synthesis of
the natural ego’s activities, its own
constituting activity, its own
processes of perception, its own inner
time, etc. If we are to understand
this, do we not need a third level of
ego that will comment upon the
transcendental ego as it comments upon
the natural ego? Husserl flannels
about this problem, promising to
clarify it later (dunno where). He
also hints at a final “apodictic”
level, a level of pure intuition, a
level which we somehow know about
directly — and this is the
transcendental level, luckily, so we
can stop the infinite regress after
all. Fishy, though, isn’t it?].
Anyway, luckily we
don’t have to begin entirely in the
abstract when exploring these
processes of consciousness. It so
happens that when we look at the
natural world we find it constituted
in definite ways — it is not seen as a
world of infinite possibility, but as
a world already possessing definite
classes of “things” (e.g. living
animals, inanimate matter, etc.)
organised in typical ways (e.g. things
exist in space and objective time,
etc.). If we study the natural world
then, it provides us with definite
“transcendental clues” to the ways in
which consciousness actually selects
among all the possibilities of
constitution at its disposal. In
practice then, it seems that despite
the infinite possibilities, there are
only a limited number of “structural
types” of constituting, synthetic
processes of consciousness.
Phenomenology confines itself to
investigating these, perhaps with an
attempt to develop a general notion of
how the world is constituted, but no
more.
[The realm of
possibility is used only as an
investigative device as in eidetic
variation? Seems a shame, a
conservative cop-out, and it lets in
Marxists like Marcuse who want to
argue that phenomenology “leaves the
world as it is”, just as they do with
Hegel’s restrictions of the possible,
etc. I do think Husserl should have
explored why there are these
structural limitations. I don’t think
the limitation is a necessary one —
it’s a product of Husserl’s chosen
project which is to develop a science
of this world. I think it would be
possible to devise other projects from
phenomenology which would lead to
critical investigations in a political
sense. I don’t know enough about
Marxist attempts to engage with
phenomenology to comment further.
Finally, N.B. the possibility here of
a “structuralist” reading of Husserl,
God save us!]
THIRD MEDITATION
[Briefer, and my
stamina is giving out]. One key type
of constitution involves all those
activities known as reason (e.g. all
the modes of verifying the truth of
objects, etc.). Truth is thus nothing
but a “harmonious synthesis” [of
perceptions] that resists new
interpretations. Truth looks like it
is a product of the empirical world,
it seems as though truth involves an
externality which resists individual
reconceptualisations. In fact, it is
consciousness which is restricting the
possible reconceptualisations,
consciousness which produces the
externality and endurance (p.62). So
naive ontology, with its apparently
“eternal” categories like space, time,
etc. is rejected. As in the 2nd
meditation, the categories are to be
seen as “clues” to guide us to the
ways in which consciousness is so
structured as to produce agreed
“eternal”, “objective” categories as
characteristic of the “real world” as
it is constituted.
FOURTH MEDITATION
The discussion on
how objects are constituted leads us
to see how individual human beings are
constituted by consciousness. How do I
come to constitute myself as a
distinct personality, a subject, a
natural ego? My sense of myself is an
unusually permanent one, but again
this permanence is simply a product of
a closely-knit unity of perceptions
and conscious processes. I am aware of
making thousands of syntheses during
my activity. These become
“habitualised” as components of my
personality, they produce my sense of
permanent self. Thus individuals,
selves, are “substrates” [or
embodiments] of the properties of
consciousness. It is this processes of
consciousness that constitute human
beings as “monads”, [as individual
concrete knowers, agents, etc. in the
world]. As with the constitution of
“objects”, all this presupposes a
transcendental realm of possibilities
which are concretised. With concrete
individuals, not all possibilities can
co-exist. A unified coexistence
(“compossibility”) of perceptions etc.
involves us in analysing inner time,
and in analysing motives [which is
where Schutz begins]. Until we
establish the existence and
characteristcs of other egos, we shall
have to use our own personal egos as
“clues” to explore this further.
The
generative/synthetic activities of
egos are either “active” or “passive”.
“Active” synthesis is best seen in the
“works of reason”. Even here -- e.g.
in science -- there are practical
motives and intentions involved, and a
social, intersubjective element too.
In “works of reason” new “objects” can
be produced [a possibility realised?]
which readily become “habitualised”
[appearing as factual, with the
generative processes forgotten,
reified?] For such products to become
part of the natural world, there must
be some agreed acceptance of them as
natural [some stable, shared
perceptions]. Hence transcendental
intersubjectivity is assumed by
descriptions of the “works of reason”
[never analysed by positivism, of
course, but a problem for Husserl too
as we’ll see in the 5th meditation].
“Passive” synthesis is unreflected
synthesis — e.g. as in the way infants
learn to perceive a “real world”, etc.
These syntheses are “essentially
necessary”, they are “governed by
eidetic laws” (p.79) [i.e. they are
structured as in the 2nd meditation?].
They can be penetrated by reflection,
though, and shown to be really
“active” after all [Strong shades of
Hegel’s critique of positivism here,
although in a very different
framework?]. [Such considerations
again expose the poverty of psychology
with its odd theories of learning such
as “association” etc.-- kids do not
learn by associating concepts with
things, says Husserl, what we have
here is a subjective intentionality
which structures both the “things” and
the knowledge about the “things”].
So far, everything
has been developed using my own [our
own] ego(s) as clues. It’s all been
solipsistic, “egological”. Can we talk
about others, still retaining our
apodictic starting point, and simply
extending the implications by
reflection, etc? Some
preliminary considerations:
(i) If I
constitute the world as described
above, I can argue that the world must
be constituted in a similar way for
others, no? (p.82)
(ii) The
notion of transcendental subjectivity
offers me a way out of my personal
consciousness into the world of
others. If transcendental subjectivity
constitutes me, it can also constitute
intersubjectivity. It is, in fact, the
only route to the constitution of
intersubjectivity [there is no shared
world of empirical objects as common
reference points, no metaphysical
realm of “things in themselves” to
provide an Absolute - as we’ve seen,
radical doubt dispells these, and the
investigations of conciousness shows
that these categories are produced
(p.86)].
(iii) The
realm of the transcendental and
transcendental idealism can be
demonstrated by logical reflections
and by actual investigations in
phenomenology. No speculative [or
non-apodictic] element is involved
(p.86). No naive realism is involved
either [unlike as in psychological
attempts to develop “theories of
others” by empirical demonstrations of
communications, etc. — these are
“transcendental but within a natural
realm” - and hence junk (p.86)].
FIFTH
MEDITATION
Phenomenology is
often accused of relapsing into
solipsism — but it doesn’t [so
there!]. The main danger is that
confining phenomenology to the
activity of my ego lets in realism
again [my thoughts can proceed happily
simply as part of the world (p.90).
Husserl here is not discussing
idealistic solipsism at all
-- that says the world is
nothing but a product of my ego].
Anyway, so far we’ve been solipsistic
for explanatory purposes -- let’s try
to see if we can definitely allow in
other egos, without abandoning radical
doubt, etc.
Otherness as
constituted by my ego provides a
“transcendental clue”. Noematically,
others are not just objects but active
subjects, as we’ve seen [4th
Meditation]. Similarly, the natural
and social worlds are noematically
intersubjective. What makes others
subjects? The solution involves seeing
how I am constituted as a subject
—then we can maybe apply this to
others.
The answer lies in
two areas:
(1)
discussing how I arrive at categories
like “mine” versus “alien” [or
“other”].
(2)
discussing how I experience belonging
to a shared world which provides me
with a common “stratum of the
phenomenal world” [a basic human
nature] (p.96).
(1) My
“ownness”, my concept of self is
constituted as in the 4th meditation I
perform syntheses which are unified. I
synthesise my own “objects”. They form
my own (recognisable) world -- the
“primordial world”. It is in this
sense that I am (p.105). Now this
actually presupposes a notion of
“otherness”. It is this otherness that
enables me to transcend my initial
primordial world (to synthesise new
products as in the works of reason in
the 4th meditation)). I can infer an
initial otherness -- others must have
helped me “add sense” to my world.
These other elements are not real
entities which I simply discover -
they are produced by other men. The
other parts of the world are really a
“collective idea” (p.107). [This dense
stuff is further unpacked as below].
(a)
Otherness of human beings is not
directly accessible. Indeed if we
could simply access otherness by
reflection etc. it would show it
really belonged to our personal
essence all along. We have to discover
it. Now we discover new knowledge
about objects by a process of
“appresentations” [or “apperception’].
We perceive, say, the front of a house
as it is presented, but this
presentation involves a necessary rear
view of a house [we don’t perceive
this directly but we deduce it from
our perception - we apperceive it]. We
can verify this appresentation by
further perceptions [we go round the
back and 1ook]. We can’t do this for
human others, though (p.109). We have
to use a special kind of analogy
rather than simply adding on
perceptions. We use simple analogies
all the time - e.g. in understanding
newly presented objects, we say that
they are the same as (analogous to)
previously experienced objects
(p.111). Again, with other people it’s
not that easy -- it’s a special kind
of analogy that’s needed.
(b) We get
closer to this special analogy by
considering the issue of “pairing”.
I can “pair” the body of the other
human with mine [!]. The pairing
relationship “transfers sense
(meaning)”. So: if the other’s body
is similar to mine, I can transfer
meaning from my understanding of my
body to their body - e.g. we both
have similar bodies with similar
movements, etc., I know mine is
animated (alive) so I can transfer
this meaning and conclude that the
other’s body is too.
Can I
transfer my understanding of my
consciousness? Again, I know my
concrete body “contains”
transcendental consciousness. The
other can demonstrate that they are
the same. To do this they have to
present me with certain behaviour.
The behaviour has to be
unpredictable, beyond my control and
this guarantees its genuine
otherness [Stone me! This is rather
like Willis on the advantages of
using ethnographic research to
generate “surprise” – see file]. Yet
it has to take on the form of a
“harmonious synthesis” as it flows
over time [just like mine does as in
the 4th meditation]. If both these
criteria are fulfilled, I can see
this behaviour as an analogue of my
own activity - I can conclude that
the other is a subject -- modifying,
synthesising and concretising the
world just like I do (pp.114,115)
[Convinced? Schutz isn’t! One small
problem I have is this: the
unpredictability bit is supposed to
guarantee otherness, but what if
it’s really mine all along and I
either have forgotten I made it, or
I don’t understand that I am
producing it? O.K. reflection should
uncover these cases eventually.
Anyway, the real problem is: are
analogies as apodictic as the
reflections, so far?].
(c) Reciprocity
gives another clue. Humans see the
world from a definite “here” -- but
they can shift their vantage points
-- any “there” can become a “here”
for me if I move. Now I can see if
the other is a genuine other or not,
be perceiving how he [ sorry – all
these pronouns are gendered] acts
when he is there, and then going
there myself and seeing if it’s the
same. If my perception of his
actions bring to mind the way I
would look if I were there, I can
conclude that his world is an
analogue of my world [and
that, therefore, he is a subject
like me]. This is “assimilative
apperception” (p.118).
(d) We still
have a problem. Even if we now
recognise the existence of others,
we still haven’t explained how they
can communicate with each other. We
have concluded, by observing the
physical presence (the body) of the
other that he exists as a body. We
can use this presentation of his
body to infer his full unity as a
person. With objects, as we saw,
appresentation takes place -- we
apperceive the object as a
3-dimensional unity even if we only
see one aspect of it. With humans we
apperceive a different sort of unity
-- we apperceive them as bodies
united with consciousness, in the
same way we know we are united
entities with bodies and
consciousness. Again, we cannot
assume the other’s consciousness is
identical to ours [in terms of
contents, as it were] because if so
it would not be genuinely other. But
we can infer his consciousness has
an identical (transcendental)
structure.
(2) All is well now
that we have a potential for
communication, and we know that there is
intentional communication. There is thus
a community among men [sorry again] -- a
man is an other for me and vice versa.
[Plural relations are merely multiples
of dyadic relations – lots for
sociologists to discuss here!].
Exploring the analogy, just as
individual egos have a transcendental
ego, so the community has a
transcendental intersubjectivity
(p.130). This transcendental
intersubjectivity has infinite
possibilities which concretise out into
particular cultural communities (p.133).
Concretisation is structured for the
intersubjective realms just as it is for
the individual. Thus we can understand
“sociality” ((the structures of the
life-world)) by reference to the
structuring of transcendental
intersubjectivity (and enter Schutz
et.al.).
[The rest of the
5th Meditation applies all the
previous stuff on the individual to
the community etc. — e.g. p.140,141,
particular cultures are seen as
concrete variations of a
transcendentally-constituted common
world. Psychology is bashed again,
pp.142—147. Solipsism is denied again,
p.148]
CONCLUSION
[Much
self-congratulation at having out
thought Descartes, etc. then
.....] Positivistic science,
like common-sense is naive, filled
with paradoxes and crises, bedevilled
with “unclarified intentionalities”,
etc. So is formal logic (p.153).
Phenomenology will develop general
concepts which are prior and
fundamental for all sciences — a
“universal concrete axiology”. The
first level of being is
intersubjectivity. The route to
knowledge is via self-knowledge,
self-reflection, then exploring inter-
subjectivity. Hence there is a new
point to St. Augustine’s slogan “Noli
foras ire, in te redi in interiore
homine habitat veritas” --
Do not wish to go outside:stay
inside.Truth dwells in the inner man.
social theory
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