Notes on: Hammersley, M (2009) Challenging
Relativism: The Problem of Assessment Criteria.
Qualitative Inquiry, 15 (1): 3 – 29. DOI:
10.1177/1077800408325325
[This is a response to a piece in one of the
Denzin Handbooks, edition three I think, by John K
Smith and colleagues].
‘”Neorealist” or “quasi-foundationalist views”’
have not solved the problems of realism, for Smith
(3). Assessment criteria for qualitative research
raises important issues, especially when
contrasted with ‘a new scientism’ which tries to
reinstate older positivist or empiricist views,
with implications for review procedures.
Smith et al, and Denzin and Lincoln, suggest we
are now ‘living in “the era of relativism”’. There
is no reliable epistemological foundation for
research. All evidence is theory laden. Knowledge
claims are relative to socio-contexts. Theory
choice in practice really depends on the purposes
for which knowledge is being pursued and on
subsequent political struggles. As a result we
need ‘non-epistemic criteria: in other words…
Practical, ethical, and political terms’. For
Denzin and Lincoln in particular these criteria
must ‘”flow from a feminist, communitarian moral
ethic of empowerment, community and moral
solidarity”’ (4).
The old empiricist paradigms insist that there are
real phenomena, that they can be accessed
according to scientific method or explicit
procedures, and the only task of enquiry is to
produce knowledge. The critics reject all three.
Neorealists try to preserve empiricism by
modifying their methods and retaining the other
two assumptions, accepting that methods must
always be fallible. For Smith, this is trying to
join realist ontology and constructivist
epistemology, and this is contradictory, at best a
halfway house to relativism. Instead we need to
recognise that humans are finite, in other words
that any attempt to make sense of the social world
reflects our position in it and the cultural
resources on which we draw and is a necessarily
practical and moral matter. Specifically: 1 we
cannot assume that social phenomena exist
independently of the way in which they are
portrayed; 2 assessing validity and value is
always practical, involving judgement, not an
automatic consequence of following methods; 3 we
should therefore abandon epistemic in favour of
moral criteria. These three are assumed to be
‘mutually implicative’.
Criticising each assumption in turn, ‘realism’
means many different things, but the basic idea is
that phenomena exist and have characteristics
independent researchers accounts of them.
Neorealism gives so much ground, that ‘realism
“does no serious work”, except in helping us
resist the idea that anything goes.
Much depends on how constructivist epistemology is
defined too. It is close to fallibilism in Smith,
but that asserts really that we can never know
‘with absolute certainty’ whether claims are true
or false. They cite Hindess’s challenge to Popper.
Popper searches for logical means by which we can
make validity, and this clearly means we can only
make inferences about falsity — but the evidence
used in falsification is also assumption laden and
could be false itself, so that practical
conclusions might not follow. Smith and others
want to join Popper to broader notions of
foundationalism, again assuming that certainty
means ‘beyond all possible doubt’ (6).
We can have no access to a reality beyond our
interpretations, perceptions, language and
culture. Humans vary and so it is hard to argue
that particular interpretations correspond to how
the world really is. We would have to be able
somehow to compare ‘different perceptual systems’
against some idea of ‘the world itself’, based on
independent access to it. Recent variants suggest
that language, discourse and culture are the
things that mediate experience.
This argument only undermines foundationalism, and
‘by no means are all forms of realism
foundationalist’ (7) [I wouldn’t think Popper
was]. The specific neorealists critiqued are not
foundationalists, and are not claiming that they
can have direct and infallible access to reality.
Smith’s criticism ‘inherits the very conception of
knowledge’, as something absolutely certain, from
foundationalism. But there is no need to insist on
no possible doubt, and many philosophers have
argued against [including Peirce and
Wittgenstein]. All knowledge claims might be
fallible, but they are not all equally doubtful or
uncertain, and fallibilism is really about
justified certainty not absolute, and the openness
that we might be wrong, ‘until further notice’
(8). For that matter, ‘reasonable doubt’ varies.
So we can see knowledge as something which we
‘currently believe corresponds to reality', while
admitting we might be wrong, we might accept
different degrees of likely truth following
comparisons, even while assuming those can also be
incorrect. Rationally justifiable knowledge is not
the same as truth. Fallibilism breaks with both
empiricism and relativism.
There might be a confusion about whether
correspondence with reality is a definition of
truth or ‘a means of assessing the likely truth of
any knowledge claim’. We cannot use correspondence
with reality to assess our work because we have no
direct access to reality, but we might still take
it as an ultimate definition of truth and
validity. To assume that progress cannot be made
in gaining knowledge unless we have some early
foundation, is unuwarranted because knowledge is
routinely produced without those foundations, not
least in our own everyday lives. Our whole
experience could still be an illusion, but this
broadens the doubt to encompass everything that we
currently think we know.
Relativists might be relying on some notion of
truth as correspondence themselves [the truth is
that everything is relative]. Thorough scepticism
denies that we have made sense of what’s already
happened in some fields and can often act with
reasonable success. If we look at language, the
relativist view is that children would never be
able to learn language because there is no certain
link between words and objects, but they do
develop natural language ‘without any such
foundation’. The infinite regression toward
relativism is not insuperable in practice, and we
can argue that it is not in enquiry either. At
least some of our knowledge can be taken as more
or less accurate, unless we are to be continually
frustrated, and we should do better learning which
assumptions were wrong. In practice is not
possible to question all knowledge, and there
would be no ground to stand on to do so. Questions
involve presuppositions as much as answers, taking
some things to be true.
Does realism do serious work? Providing an
infallible criterion to judge knowledge claims is
not the only function for realism. It has other
functions in practical contexts, helping us
distinguish between knowledge and belief, or make
progress in defining knowledge. We can even use it
to describe what is currently taken to be
knowledge [without offering philosophical
endorsement]. We necessarily use terms like
knowledge and belief, true and false, even Smith
et al.
Rorty is used to reject knowledge and truth with
capital letters, while ordinary use accepts that
we are referring to what passes for knowledge or
what is true for people like me. This is normally
made explicit unless we are trying to deceive
people. We can of course always insist on the
truth of knowledge claims even if they are
rejected by our own community, without ending in
meaninglessness, because this recognises that not
everyone actually believes the same things. Again
this implies recognising that we could be wrong,
fallibilism. We are familiar with various versions
of explanations of things like going to war with
Iraq. No one thinks contradictory versions are
equally true, even if we cannot be certain which
one is true. This shows that reasoning like this
‘is fundamental to the ways in which human beings
operate in the world’ (11) [so naturalism — just
as tricky?]. We still need notions like realism if
we are to pursue any enquiry, any activity showing
a ‘recurrent concern with finding out the truth
about particular matters of fact’.
Smith responds to standard arguments to counter
relativism — that it is self-contradictory or self
refuting, for example [truth is relative]. First
they quote Gadamer and Rorty. Gadamer is used to
say that we should ‘simply shrug our shoulders at
this contradiction’, although he can be read as
equally devoted to the discovery of answers to
questions, truths, which are not just limited to
what is true within a particular sociocultural
frame. There may be no single body of true
knowledge, but rejecting that does not
automatically lead to relativism. His objection is
to abstract and formal argument in favour of
realism — but you can find opposing but
corresponding arguments in Smith et al too, such
that all observation is theory laden.
Rorty actually rejects relativism because this
refers to a theory of knowledge, and Rorty claims
to not be discussing that. For Smith, relativism
is not a theory of knowledge. But they do deny the
possibility of knowledge in empiricism, so they
cannot claim not to be engaging in epistemology.
They admit that allowing anything to go would also
be embarrassing. We must reject a wholly relative
point of view, but this confuses absolute and
practical argument again [?] (13) [they are
accusing realists and committed relativists of
absolute judgements, but use arguments in practice
only to deny the former any validity?]. Thus we do
not normally accept that anything goes, but Smith
et al do not clarify the grounds on which we might
appeal – so anything really does go. The problem
is that relativists do not accept that anything
goes in their own culture, but at the same time
believe there are multiple, maybe infinite, other
cultures that are equally legitimate in their own
terms. However, other cultures can leak back into
local cultures and affect practical
decision-making. [As with multiculturalism].
We have no account of how conflicting arguments
can be evaluated, where people disagree, unlike
the fallibility approach. We should distinguish
between debates about values or policies in the
public sphere, and ‘arguments about factual
matters, which in my view should be the exclusive
substantive concern within research communities’
(14)
‘Methodism’ suggests reliance on standard methods
or procedures characteristic of science. There is
now ‘a general consensus that none is available’.
Smith et al suggest that we should abandon any
notion of fixed and explicit criteria to judge
knowledge claims as well. In practice, there might
be a continuum between extreme methodism at one
end and anything goes at the other, with Smith et
al trying to locate themselves on it. Criteria are
to be open-ended but never explicitly formulated
and always revisable [sounds like fallibility].
However there is a difference between the
standards by which claims are assessed and the
means of coming to judgement. For realists, the
central standard is epistemic — whether the
knowledge claim is likely to be true. There can
indeed be no algorithmic way of deciding this. We
do require judgements, but that does not mean that
criteria must always be open-ended and subject to
revision. Appropriate guidelines can be listed.
Knowledge claims can be assessed differently
according to whether they are offering
descriptions, explanations or theories. The source
of the data is important. Much will depend on who
produce the documents, what the topic of the
interview was, how the participant observer acted
and so on. This is a practical process, collective
in character. It can provide us with confidence
about judgements but can never guarantee them.
Research can be judged according to its
plausibility [its relation to ‘what is already
taken to be known’] (16) and sources of error can
be identified. If the new knowledge claim looks
implausible this will require us to examine the
evidence even more carefully, involving judgements
of credibility, whether evidence is ‘open to
reasonable doubt because of the way it was
produced’[but it never will be with things that we
disagree with! Methodological controversy is
tactical]. Knowledge can be accepted only until
further notice. We might require further evidence
proceeding until there is no reasonable doubt, or
we run out of available evidence.
It is not a matter of accepting knowledge that
matches your own existing knowledge: material that
does is likely to appear trivial and repetitive.
Newsworthy knowledge is what needs to be
discussed. Nothing need be rejected, in favour of
‘demands for further evidence’ (16), and we might
be forced to revise some prior assumptions judging
plausibility. There is no end to this process but
it is not a matter of infinite regress, which
implies a logical means of validation — these are
practical matters, practical judgements need to be
evaluated as more or less reasonable, and
judgements about reasonableness are crucial:
relativists run the risk of insisting that what is
reasonable is always relative, and this helps them
refute criticism. So relying on judgement does not
mean that we need abandon realism or Methodism.
The strong sense of both terms is rejected. It is
a matter of finding out those methods which are
‘more likely to be successful in producing
knowledge’, identifying threats to validity.
Smith et al say very little about what would count
as a reasonable list of criteria, and implied
constant adaptation as paradigms change — but we
would not be allowed to change back to empiricism,
although that might be justified in the new
climate of scientism [that is they refused to
specify an alternative, and this is a weakness].
They should be able to explain why we should adopt
particular lists in particular ways, but no
explanation is offered — it would infringe
relativism. The alternative seems to be either
abstract criteria or assessments which are ‘ad
hoc’ (18).
Must we turn only to moral criteria? A change of
metaphor from discoverers to constructors?. Yet
the first one might be a useful metaphor, as long
as we do not assume we just go out and collect
data that is already there: successful research
can produce ‘something we did not know or realise
before’, especially if we experience resistance to
finding answers (19). The metaphor of construction
makes us realise that work is involved and that
sense is to be made, but it does not sufficiently
clarify the distinction between truth and falsity:
nor is it always a good thing that researchers
control the outcome of the process of enquiry and
the effects of publishing the results.
The ethical point is that discovery metaphors
implied passivity and lack of responsibility. The
labelling of children as learning disabled is one
of their examples. For them it is just a way of
choosing to categorise children in a way that is
both practical and moral, and socially contingent.
‘Much of this is true’. However, it would be wrong
to imply that we always make up answers to
questions. Some of those categories are not given
by the world, but must be tested for their
practical value, whether they correspond to real
differences. This might be one way to check the
label. Nor do we have complete control over what
we construct or complete responsibility. They
assume that nature is responsible for the world in
the old conception, but once we have replaced that
we must become responsible — but no group fully
controls the social. These are equally useful and
complementary metaphors. We do construct knowledge
but only ‘within quite restricted limits’ (20)
[the 11th thesis on Feuerbach does not
imply that we can change the world however and
whenever we wish]. Relativism does not recognise
constraints that operate on us.
It’s not a binary choice between discovery and
construction metaphors, and problems with the
first one need not drive us to the second.
Fallibility preserves some commitment to realism
as we saw. There is no logical reason that
rejecting the first implies the second. Indeed,
relativism still implies ‘a particular research
community’. They are adopting a consensus or
coherence theory of knowledge instead of a
correspondence one — but there is still an element
of concern for truth not just moral criteria.
Perhaps they take epistemic to mean correspondence
theory. What about moral judgements — are these
seen as universalisable or not? Moral judgements
are open to the same relativist doubts as
epistemic ones. However, values or moral criteria
normally assume a force independent of what any
particular group thinks, as seen from ‘ordinary
usage’ [!]. This actually ‘plays a crucial role in
a commitment to toleration’ (22). Universalism is
implicit in morality, and found in Smith et al’s
suggestion that none of us should hold to a
correspondence theory any more — they are
committed to values based on the era of
relativism. They praise pluralism but their
support for that is more obscure. They are worried
that anything goes and believe that post-modern
doubt can be taken too far. Their example of
dilemmas in refereeing a racist article shows the
problems — they think even post-modernists would
reject the paper, but how can it be justified
except by reference to a universal proscription of
racism? Relativism requires us to respect racist
cultures and treat them as valid, and accept that
there are different conceptions of racism. This
goes in the other direction to their support for
persuasion and openness. It is not just a matter
of developing thick description.
A cultural pluralist [Shweder] discusses female
circumcision and whether we should suspend our
evaluations of it. This is equally a problem for
relativism, especially if they also think that
research should contribute to make people lives
better. Other values claim this too. How could we
decide what counted as social justice? There is a
reliance on the universal, and a shift of emphasis
towards discussion of how we could construct
ethical practices [via Utopia in Denzin]
The problems multiply. One advantage of limiting
research to the goal of producing knowledge avoids
problems introduced by other goals. There is a
better chance that we can reach agreement about
the facts of a particular case compared to
agreement on value issues. Political judgements
show similar problems, with no agreement unless
both sides accept that some conclusions are better
than others. ‘We would always have to rely,
instead, on negotiation, manipulation, or
violence’ (24) [likely if we see it all as a
struggle for liberation etc] and these might
indeed be necessary in politics, although science
attempts to solve disputes differently. Luckily
there is no absolute foundation, but the absence
of such a foundation ‘does not undercut’ the
process. Qualitative research also needs some
underlying commitment to investigation if it is to
have practical outcomes.
Of course researchers might hope that their work
has a good effect, they might choose topics on
this basis. However, there can also be
‘institutionalised assessment of knowledge claims
by researchers’, in refereeing. These should be
about whether claims are likely to be true and
whether or not they have some minimal relevance.
Ethical decisions should be confined to
professional ethics, which will avoid controversy
in discussing more abstract ethics. This would
mark research off as something distinctive.
Of course power operates in research communities
and is used to resolve issues. Sometimes it is
both inevitable and useful [he cites Polanyi]
So this is not an effective critique of
neo-realism, nor a convincing defence of their own
position against the well-known problems of
relativism. The things being criticised are still
necessarily involved ‘in making any kind of
knowledge claim, including those the authors make
themselves’ (25). They criticise only extreme
forms. They underplay value and stability of
existing efforts. Their own insistence that we
must move to moral criteria is not strictly
related to the rejection of realism but rather to
a commitment to ‘epistemological constructivism’
(26). This would lead to [Balkanisation], and
membership of communities would be crucial.
Ethical commitments arise from the difficulties
produced by relativism and anything going. As it
is, we are still left with ‘no nonarbitrary
grounds for judging competing accounts’ which
looks like anything goes. Qualitative researchers
probably need a better justification especially in
the currently hostile climate.
back to Hammersley page
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