Notes on: Bhambra G., and
Holmwood, J. (2021). Colonialism and Modern
Social Theory. Cambridge: Polity Press
Dave Harris
Colonialism and imperialism are a part of
modernity, contributing to it, not something that
happened before, and not contingent. It is
connected through commercialism that itself
developed and took on a modernist form. Empires
were expressions of earlier social formations,
that had a distinct form (6). This was not
recognised by modern social theory that tends to
start with the development of the nationstate and
with notions of sovereignty connected to the
nationstate and other European powers, but it was
already directed towards the non-European world
'as a "right to colonise" though '(7).
There are different types of empires, some
pre-existing nations. Some feature 'domination'
and others 'conquest and extraction', with
European colonialism as an example of the latter.
The first one developed centralised administrative
and political forms but was 'generally inclusive'
in terms of its rules and obligations. The second
one involved subjugation of populations, based on
some notion of superiority the invading
population, with a much more aggressive stance
towards their land and resources. We must avoid
'false equivalence' between these two systems (8)
[not sure — the first one also had superiority
based on class or estate?]
European nations emerged at the same time and were
already imperial states, organised around 'a
national project'. Social theory that discusses
political rule just in terms of the nation tends
to ignore colonisation and how imperial rule was
established.
Imperialism had an enormous impact on the
colonised, depleting populations and transferring
ownership of territory and resources in a massive
way. It also involved considerable portions of the
European population — '"emigrationist colonialism
"' (9), involving citizens of nationstates.
Early colonial ideology saw the colonised people
as '"ancestors"', (10) early versions of
ourselves, which helped explain European success
as progress, and domination as something natural,
which was carried forward into the impact of
understanding political and industrial
revolutions.
In the UK, colonialism was often carried out
through Royal Charters given to merchants which
involved eliminating indigenous people, and these
were 'the first major capitalist corporations'
(11), often the first joint stock companies. They
often employed their own militias, and eventually
were replaced by national governments.
There were accompanying conflicts in Europe
themselves as the Holy Roman Empire broke up and
modern nationstates emerged — but that nationalism
was not recognised outside Europe. European
competitions extended into the colonies and there
were proxy wars. Neither Weber nor Durkheim could
really explain these 'world wars'(12), nor the
impact on domestic resistance — usually discussed
in terms of class conflict only.
There was 'massive movement of Europe's own
populations' as well as other populations, other
kinds of coerced labour, bringing other
characteristic early features of modernity,
including 'political institutions and cultural
expressions' [hints of Foucault here?]. All
European countries slide to become empires, and
all European populations engaged in emigration and
colonialism — it was not just Germany in the 1930s
that pursued lebensraum. In the 19th-century 16
million Europeans left their countries of origin
for the colonies and were thus complicit in
colonialism as settlers, including 7 million
Germans, one of the largest groups in the
Americas, and Poles, Austrians, Swedes, mostly in
the Americas. Even the USA is best understood as a
European colony, despite its independence, because
they were still appropriating land from indigenous
populations and working slaves, 'an American
empire rather than a nation' (14) and the same
goes with current postcolonial settler societies.
Empire was hardly mentioned in classical social
theory, even in typologies like Spencer's, who was
opposed to imperialism, but talked about
industrial and military societies as a
displacement. Others saw 'overseas possessions
[as] a contingent fact', not central. [Typologies
about community, or Comte's, are even worse?]. We
need postcolonial rethinking to overcome this
amnesia. Even colonial discoveries are still not
integrated into theoretical categories.
The establishment of a canon is recent anyway, and
the public probably were well aware of the
importance of empire. The early focus was
[functionalist] focusing on kinship, religion,
political organisation and so on, organised in
some way, and perhaps going some social
development as progress. Canons can be useful, but
can lead to self misunderstanding, especially
about 'modernity's "others"' (17). The end of the
Second World War and the expansion of mass higher
education produced a new audience of students
particularly requiring integration and
jurisdiction, a new canon of classics.
The same period saw growing anti-colonialism as
European empires ended, and this led to a new
emphasis in sociology on modernity and toward
social divisions and exclusions internal to
national societies which were 'familiar to the new
generations of students, who often were the first
members of their family to attend universities'.
Nisbet on the sociological tradition distinguishes
traditional and modern society with the French
Revolution and the Industrial Revolution as
decisive in the break. Earlier writers were
precursors to classic social theory, consolidated
by Marx, Durkheim and Weber.. Successive
generations further consolidated these
foundations, as in Parsons, for example which also
coincided with paperbacks and the growth of
University sociology programs. Neither Nisbet nor
Parsons looked at any of the 'earlier formative
events' (18) and both started with writers in the
late 19th century. That was the height of
imperialism although neither author mentioned it.
Canonical authors were sometimes expanded although
the founding fathers remained constant.
The struggle for colonies and the World War that
was the culmination of it was not mentioned,
although it was 'looming'when Parsons was writing.
Later critics argued that he had taken specific
capitalist economic relations as typical and
reintroduced Marx. Giddens' Capitalism and
Modern Social Theory was 'the basis of most
undergraduate courses' (19) and focused on social
relations in modern capitalist, although he still
framed modernity in the classic period 1890 to
1920 and did not engage with any earlier
diversity. Later NSMs like feminism too, although
they often drew upon Marxist approach to critique,
and the same goes with early black activists, even
Dubois. Later theorists like Myrdal turned to
status and caste instead, and thought these would
eventually disappear in America. Eventually, the
language of colonialism was used increasingly to
understand black experience in race relations.
Calls to decolonise the University were made in
the 1960s as part of the wider movements of
decolonisation, especially in East Africa. Calls
were initially seen as anti-western, and only
recently have become 'self-critical'. They
originated largely in Africa. They have their own
history and context.
The concepts and categories in social theory need
to be decolonised, and processes of purification
and displacement understood, as part of a more
general contribution to decolonisation. It will
also address current social problems in major
modern societies such as xenophobia and populism.
Residual categories such as the 'white working
class' (22) need to be reworked, because they're
not just white, and colonialism has had a role.
A focus on five sociological figures, including
Toqueville and Dubois. The former discusses
slavery and the treatment of indigenous people,
which resonates with the latter's account of
colour boundaries. Dubois was actively excluded
from the Academy in the USA, and received
hostility from community leaders as well. At the
time few white sociologists were citing black
scholars, but Dubois is still neglected.
It's possible to interpret ideas either as
rational reconstructions, or in terms of
historical interpretations, locating writers
firmly in the past context. They want to do the
second, with the addition of 'new
historiographies' on European modernity, as
opposed to the standard one in modern social
theory. They are less interested in rational
reconstruction, which is 'focused on current
issues of identity and difference' (24) and which
they think is less capable of producing a dialogue
between past and present. The writers they choose
did engage with colonialism although these
discussions have not been considered and have been
'edited out'.
The first step is to re-establish the context of
social theory in 'European liberalism' which
involved itself 'a foundational exclusion of
indigenous peoples, enabling their disposition and
subjection to forced labour' (24). Modern social
theory, emphasises the opposite, a project of
freedom 'albeit one that is deeply racialised',
and this sets up a dialectic in each of the
theorists. Dubois starts from the opposite
direction. Whatever, addressing colonial history
is an essential first step.
Chapter 1. Hobbes to Hegel. Europe
and its Others
The thing about ignoring the crucial role of
colonialism is that 'racialised divisions — the
products of colonial encounters — are made to look
like external impingements on modern social and
political structures rather than as features
integral to them that derived from colonial
domination' (25).
Take the justification of private property and its
centrality in the rule of law. Government upholds
the expression of property rights by individuals
and also constrains them because individuals have
to acknowledge the rights of others and the legal
framework. This has provided 'the intellectual
formation'which was the beginning of capitalist
modernity and modern subjectivity.
The monarch had a God-given right to rule which
they allocated to others. There were conflicts,
for example over fiscal demands produced by wars,
or how religious authority was to be interpreted.
Divine right was patriarchal. Early liberal
political theory inverted monarchical claims to
absolute rule and emphasised instead political
subjects and how they should cede authority. This
included the notion of nature as 'a Commons gifted
by God to all humankind' (28), with similarly
common rights of possession and use.
Hobbes and Locke claimed to be developing a
natural and positive role which would be
universalised beyond Europe, even though their
arguments arose in a particular society as it was
undergoing social change. So they took a
self-evident 'human nature already "socialised"
through the relationships of 17th-century England'
(28)', in particular a possessive individualism
which was already developing in a market society,
a limited bourgeois idea of the subject [citing
not Marx but somebody called MacPherson]. These
ideas also already applied to colonialism,
probably even better and the contract entered into
by property owners with those outside the
Commonwealth. Both Hobbes and Locke 'were direct
material beneficiaries of colonial activities'
(29): 'Locke, in particular owned land in Carolina
and served on bodies that administered the
colonies'. There had been colonisation within
Britain, with the conquest of Ireland.
Hobbes distinguishes between the state
of nature and the state of society, with the
former occupied by aggressive self defined human
interests, raised to the exclusion of everything
else including cooperative industry — hence the
life of man as solitary, poor, nasty, brutish and
short. This was partly a theoretical construct,
but also an approximation of 17th-century England
— but also based on 'encounters with indigenous
people' who'd been discovered, as Hobbes himself
said [referring to '"the savage people in many
places of America"' (30)]. He had to misrepresent
some contemporary accounts of indigenous
societies, 'many of which' actually described as
well-organised, capable of trade and making
alliances [so where did they come from?] , so this
was not an accidental misrepresentation, but a
necessary one, helping to establish 'European
rights of possession', and denying indigenous
rights as part of the legitimisation of
appropriation.
Hobbes argued that really it was in the interests
of individuals to enter into a contract to
constitute government, to cede sovereignty to the
sovereign, to authorise absolute power as
legitimate. Subsequent generations will also be
bound by this, although the actions of the
sovereign could lead to dissolution, say after
loss to another sovereign. This meant that
indigenous people should acknowledge their
obligations, or at least the power of conquering
governments, which gave colonial governments
something of an arbitrary nature, based on
'geographical range'(31).
At least the accounts argued that it should be
based on reason and advantage, benefits beyond the
state of nature like trade and security, and
knowledge, civilisation. Others could be compelled
to take part in case they threatened it, appearing
as savages. This is how Hobbes saw colonisation,
not as an invasion, because indigenous people have
no rights, but as a consequence of natural law,
where God gives human beings dominion over the
natural world, but requires the development of
rational principles by humans themselves. There is
'a kind of equality' combined with 'a warrant for
the inhuman treatment of others' (32).
Locke had several attempts to develop
social contract theory. Again land and minerals
were given to all humankind, part of the Commons,
and each human being had a right to
self-determination instead of natural selfishness.
These rights were God-given and must be respected.
The right to self-determination was 'a right to
self possession… "Every man has a property in his
own person"', and private property arose from
mixing labour with things that nature provided.
However. There were constraints — '"enough and as
good" must be left for others… There should be no
spoilage or waste' (33). This leads to the
contract theory where property and its protection
is the business of government and people support
governments because they protect property.
Property rights were actually being reorganised at
the time, and traditional rights were being
threatened, for example by enclosure, since
'common' property turned out to be not common at
all but privately owned by Lords of the Manor. New
categories of theft and punishment emerged,
including penal transportation to the colonies for
forced labour, beginning in the early 17th
century. 'These were practices contiguous with the
slave trade, albeit differently justified' (34).
Locke had to defend this state of affairs, and he
did this through the idea of spoilage and through
a notion of the function of colonies. He argued
that God expected that the Commons could be put to
use, and not occupied by people who did not mix
their labour with it — and that was what
indigenous people did, by hunting and gathering
rather than husbandry. If they did things like
gathering, they were engaging in a kind of
spoilage.
Secondly, the accumulation of wealth had to be
reconciled with the maxim about not accumulating
more than enough. Here, if stocks are just
accumulated and not used, that is spoilage too,
but luckily money had developed enabling a new
kind of value to be considered, which, through
markets, could be put to productive use. Colonial
expansion was one of those, which also absorbed
excess labour from the domestic population. In
that sense, the national territory now extended to
incorporate colonial territories — there were also
an expanded market and source of raw material.
One source of labour was forced labour, and
imposed labour on native populations through
enslavement, including the classic slave trade
[already 'practised on the Indian subcontinent'
35] and indentured labour. Here an additional
justification was that labour was supposed to be
good for people even for those who did not want to
do it. Criminals had yielded their right to
possess their own selves, so punishment reinforced
the notion of property rights. Locke condemned
slavery as '"vile and miserable"' (36), although
some commentators say he meant slavery after the
Norman conquest and was unaware of much of the
African situation, although he knew about Carolina
and was a shareholder in the Royal African
Company. The main reason seems to be that he
thought that indigenous people existed in the
state of nature and this meant they were in
permanent strife and a state of war and this
itself 'place them in breach of natural rights'
which in turn meant they could become property and
be traded as property. Specifically, the threats
of an African person to capture another would be
sufficient to enslave them. So although
individuals in the human species were equal, there
was 'justified enslavement'[I don't think this
necessarily meant justified for him].
There was also weaselling about servants creating
property which become the properties of their
masters because masters have laboured to create
them. There are hints of Marxist contract theory
of labour here, say B and H (37). Masters and
property rights in the labour of others, a
conventional understanding of the relation with
servants, which actually was a constraint on
development of free labour and equal rights,
somehow preserving some status distinction after
all. Overall, Locke supported colonialism
because he saw it as a part of liberalism, a
society that would grow and spread social peace.
This was true of other empires as well, one of the
reasons why B&H think that colonialism is
central to modernity, one way of managing the
disruptive effects of enclosures, and developing
corporations and modern notions of the possession
of land and the use of labour.
Locke actually saw America as some metaphor for
society at the beginning of the world. Both Hobbes
and he drew upon reports of indigenous peoples and
their customs for evidence, although they did not
go further to develop different types of society,
such as hunter gatherer on the one hand and
commercial society on the other. [B&H see
these as equal 'fictions']. It's a continuing
process of misrepresenting society, found in
French philosophers and Scottish enlightenment
spokespersons including Hume, Smith, and others.
Montesquieu explored more differences, focusing on
'geography, climate, traditions and practices'
(39)
Colonial encounters were never specifically
addressed but 'in many cases' they provided data,
including the idea that travelling in space meant
travelling in time. This did relativise European
self understandings to some extent and helped
establish a common humanity. Montesquieu even
tried to imagine an indigenous anthropologist
encountering European society as strange. This
eventually led to a proto-sociological theory,
trying to order diversity, initially in terms of
an understanding of progress, still conceived as
historical development resulting in different
forms of subjectivity, and leading European
subjectivity, 'civility, good manners, refinement,
the cultivation of the arts' as at the apex.
Progress was also identified by complexity, the
subdivision of tasks [initially by Ferguson], with
an evolutionary underpinning, and physical factors
like geography and climate were finally realised
as social ones, conditions that enable people to
develop social forms, like different kinds of
industry. These were the basis for social theory,
including 'specific moral constitutions' as in
Durkheim. Agreement finally settled on four types
of society 'hunting and gathering, pastoral,
settled agriculture, commercial society, a
'stadial theory' of society (40), where stages
undergo development based on different modes of
subsistence, a clear forerunner to modes of
production.
The ultimate stage, commercial society was
distinct, but other forms also coexisted,
explaining other societies as like those of our
ancestors, to be studied in order to understand
their own history, seeing the Native Americans as
the primaeval form of human beings. There were
also early fears about commercial transactions
leading to impersonality, and threats to
individualism, a loss of solidarity, and this led
to 'claims that the emergent modern sensibility
contained within it an analytical component,
capable of immanent critique and reforming the
very order it sought to justify' (41).
It also provided considerable increases in wealth
and freedom, like freedom to change occupation and
improve your position. The market could be seen as
crucial and markets had to be protected by Smith
and Hume, and industry encouraged. Ties like
kinship are to be left to wither. Interdependence
needs to be encouraged. The new sociability and
the refinement of the arts was connected, and both
were found in urbanism. An early interest in
social rank and the relations between men women
and children [attributed to somebody called Millar
in 1779] claimed that both were diminished in
industrial societies, 'polished nations'.
Increases in wealth meant progress. The division
of labour was fundamental as was commodity
exchange and the accumulation of movable wealth.
Enslaved people could also be seen as movable
wealth, but mostly it was about ending serfdom and
moving to wage labour. Commercialism was seen to
be something internal, the result of
reorganisation, more effective division of labour
and so. Slavery was discussed only briefly, and
seen largely as a problem for other societies, or
classical antiquity, even though there are active
forms available at the time. Slavery was seen as a
past practice or an analogy to wage labour
[implies that Marx was turning a blind eye]. Yet
slavery was contributing a substantial proportion
of wealth by the 18th-century, and was invested in
even by people who wanted slavery abolished.
Focusing on classical slavery helped by seeing it
as a residual form, nothing to do with commercial
society, with residual barbarity as well, or some
residual residence in the state of nature: after
all Europe had generally abolished it.
In fact, there were persisting systems of unfree
labour in Europe, and these expanded [but you have
to see the Americas as 'Europe's eastern and
western edges' (45)]. There is active enserfment
in Russia [you have to see Europe as including
Russia]. The real significance of slavery is that
'it instituted the lasting significance of race to
modern social structures' and forms that were
integral to modernity. This was not recognised, in
spite of the importance of slavery for commercial
society [which has so far been established as a
matter of economic importance and as a matter of
absent presences in European thought]. Any
contradictions between notions of civilisation
while living in a society that perpetrated slavery
'could be placed outside the theoretical framework
under discussion', partly because the notion of
the mode of subsistence was taken to be a mere
'heuristic device' which would not explain all the
detailed differences [I think the argument is here
— it needed Marx to do so?]. The mechanisms
generating savagery in the present were not
understood, and savagery was a mere residual
category.
Chapter 2 Toqueville: from America
to Algeria
The American Revolution was a purer form of
democracy because there was no feudalism, unlike
France, despite the risk of the tyranny of the
majority, as opposed to the resurgence of
despotism. Of course there were limits to the
franchise and the rights of indigenous people
which Toqueville recognised. The contradiction
with universalism in the Declaration was really
produced by the deeper structures of colonialism,
however the original colonial conditions of the
institutions and processes.
France had become a colonising power in the 16th
century in Africa and with the invasion of Algeria
in 1830 and the USA was expanding territorially
into Louisiana Canada and Florida — acquiring an
empire in Toqueville's words. These issues, and
the chapters on racism, have been neglected,
however, In favour of a more 'celebratory
narrative' (54).
Tocqueville's family was Conservative and
aristocratic but he took part in the turmoil after
the Revolution, overall supporting the Bourbon
monarchy. He travelled to the USA after 1830, and
witnessed some of the expulsion of Indians. Democracy
in America was a comparative sociology of
democracy and freedom in America and Europe.
Although widely seen as liberal, it still had
conservative attitudes to property and its
institutions, and democracy had to be moderated
and stabilised, via an aristocracy in Europe. His
book on democracy in France — The Ancien
Regime and The Revolution -- looked at
how the old absolute monarchy had continued.
Britain, meanwhile had lost the American colonies
but had carried colonisation on elsewhere but had
adapted its aristocratic forms in ways that
Toqueville advocated.
His observations can be understood as a series of
ideal types, heuristics, which risks bias. The
exclusion of a proper analysis of slavery and
colonialism in Algeria might be seen as irrelevant
when set against the clarification of the
observations of democracy in America, for example,
and this is the standard sociological view — there
are two ideal types of political order, an
aristocratic and a democratic order. Britain is
'relatively unstudied' (57) seen as somewhere
where the aristocracy adapted to commercial
society which moderated the excesses of democracy.
The USA by contrast did not have an aristocratic
order and in France aristocracy was displaced
altogether — in the USA democracy developed from
equality, and in France from confronting
inequality. There is also the Catholic Church as a
semi-independent basis of power, although often
associated with the nobility. The peasants were
not yet integrated into the national identity in
France, but better seen as a caste or status
group.
The commercial wealth that disrupted feudalism in
France had become 'a very significant part of
colonialism' and from trade with the colonies,
although this was largely 'absent from
Tocqueville's account'(59), even though he had
bought land himself in Algeria. Land was what gave
the aristocracy stability and an interested
presence in the political order, but commercialism
fragmented the old relationships and also
developed hostility to the church and the old
order. It increased social divisions like town
against country and weakened the basis for
solidarity, leaving only social order imposed from
above, and increasingly despotic rule.
In the USA it was entirely different with equality
of rank, despite the apparent allegiance to the
Crown. There was forced labour, even a possible
're-entrenchment of serfdom' eventually producing
enslavement. (61). Here, Tocqueville openly is
'subsuming democracy in America under the
narrative of one race — that of the English
colonists' (61), which apart from anything else
means that it's possible to see the southern
states as the old order, something anachronistic
although it was 'integral to colonialism', with
slavery and expulsion of indigenous people as
exceptions to the primary narrative.
Among white people, the differences in wealth in
other circumstances did not affect their equality,
and this was developed further by the abolition of
primogeniture, leading to considerable mobility of
wealth, the idea that everyone worked for their
money rather than inheriting wealth, with the
consequent high level of personal education and
immediate social relationships — 'reputation had
to be built in the present' (63). It was natural
that equal citizens will turn to democracy or to
despotism, and in America, the former prevailed,
mostly because suitable local institutions
developed, a local division of power at each
level.
There was a legacy of the religious beliefs of
puritans, who were themselves 'republican and
democratic' (64) and were thus positive for
democracy [almost a kind of work ethic argument
here]. Religious conscience was also a check for
tyrannous majorities, although it did not prevent
the treatment of outsiders.
The neglect of dispossession and enslavement was
common in most sociological examinations of
modernity. In America, the two faces of
modernisation are represented by a geographical
division between southern and northern states and
with the victory of the North in the Civil War.
Tocqueville did not think that slavery would be
ended with the Civil War, however, but rather
generalised for the whole of the USA. He saw three
races existing in the USA and acknowledged that
democracy really concerned only one of them, while
the other two were subjugated and suffered from
'tyranny' (66). This was a serious danger and
contradiction. It was justified because Indians
did not properly possess the USA because they did
not practice agriculture and so their destruction
was inevitable. He saw dispossession through
treaties like the Louisiana Purchase, as
inevitable, and legal even when Supreme Court
decisions in favour of Cherokee settlement were
overturned, which Tocqueville witnessed and
labelled as tyranny, and attracted his sympathy
but not a demand for rectification [a description
of the suffering on 68]. He saw them as noble
savages inevitably confined to the past.
Negroes by comparison were abject, incorporated
into the future only by coercion, Indians were too
free for slavery. Slavery produced its own
'learned incapacity' rather than any
self-improvement, but the alienation of the Negro
was inept. Enslavement, however was not really in
the interests of White people — it put white
people off labour altogether, for example in the
south. Even emancipation did not end prejudice and
inequality persisted in mores. Recent migrants in
Europe also exhibited racial prejudice and
continued to exclude Africans from participation.
Equal voting rights were infringed by practices
and prejudices. He was dispassionate in his
descriptions here, although he did seem to endorse
white Europeans and support the alien nature of
black people, seeing them as an evil presence, a
threat to white democracy, even though maintaining
some dignity.
He never mentioned Haiti and the revolt. The
French were colonising at the time in competition
with other European nations and they had
established territories in Canada, Louisiana and
the Caribbean. Black people there clearly 'posed a
threat of revolt' and instead of supporting this
revolt against tyranny, Tocqueville chose to
emphasise the threats of violence towards
Europeans.
Initially, the recommendation was to abolish
slavery and this was ratified in Paris in 1793
amid some enthusiasm. Napoleon, however restored
slavery in 1802, as a more 'active attempt to
enslave citizens' (72) and this led to the
revolution, the abolition of slavery and complete
independence. The global economic blockade
followed until 1825 when independence was conceded
in exchange for a large indemnity, officially as
compensation for seized French property. It was an
exceedingly generous indemnity and fiercely
opposed, involving Haiti in massive debt.
Tocqueville must have been aware of the
negotiations although he never talked about it,
and probably deepened his view that African
emancipation was a threat to French interests.
He did stand for election and was successful in
1839 until 1851. He wrote reports on slavery in
the colonies and especially in Algeria. Again he
drew on experiences in America on abolition of
slavery. He argued for abolition but also for
compensation by the state financed by a tax on the
freed slaves. He took the British example as
important.
He headed a commission to end slavery in the
French colonies and demand an indemnification but
this was not accepted. He then wrote an essay on
emancipation, condemning slavery as contrary to
the principles of justice, humanity and reason,
but arguing that French greatness depended on its
colonies, and that abolition should not mean the
ruin of colonists. Half the costs should be met by
black people. Colonists had not been responsible
for slavery, and black people had not been
responsible for its abolition. The French had
invented equality in the Revolution. Slavery was
abolished in French colonies in 1848 'but the
project of colonisation remained intact' (77
Colonial policy in Algeria involved the
assimilation of the indigenous population into
French culture, after an initial period of
devastation in the 1840s. Tocqueville advocated
building a more stable community, although on
visiting Algeria he thought that only European
immigrants could develop a stable colony, through
domination, transplanting French settlers,
dispossessing the locals. Again he was appointed
to head a commission, and drew back a bit,
advocating the extension of France overseas rather
than full domination, although he must have been
aware of the injustice through the native
inhabitants. He did not comment any further, but
remain generally sympathetic to the claims of
indigenous people. However 'he seemed unable to
apply those insights' (80).
The democracy he liked in America was racialised
and so he was 'willing to restrict the functioning
of democracy along these lines'. He wanted to
maintain French colonial interests and also
endorsed 'European superiority', as when endorsing
the British defeat of the Indian mutiny as a
triumph of Christianity, or the Chinese defeat in
the Opium Wars. There are still attempts to
reconcile the two sides of Tocqueville, but for
these authors, there is 'the unifying racial
theme… The marginalising the cultures of people of
colour'. This might have led to sympathy, but it
produced no critique of colonialism.
Chapter 3 Marx Colonialism,
Capitalism, and Class
[see also Avineri]
Parsons saw Weber as more important, but the
reaction to him meant a turn back to Marx. The
early writings also helped replace a positivist
version, renewing practical criticism and
dialectics, class and social change. However,
analysis of colonialism is inadequate in each of
these areas. Marx was a critic of colonialism but
he saw it as a form of primitive accumulation, and
imperialism as a result of a logic of the relation
between capital and labour rather than something
independent.
So colonialism was central in explaining how free
labour emerges in capitalism yet the whole
discussion focused on class. Racialised
hierarchies were also important though especially
in the development of social polarisation and
proletarianisation — there was no mitigation for
racial minorities through national welfare, and
status and gender remained. Class has always been
difficult as an explanation of postcolonial
sociology as well. The centrality of class
replaced early potential discoveries about
colonialism.
Marx criticised both Hegel and Tocqueville for
ignoring the growing population of excluded poor
people, eventually to become a proletariat,
integral to and contradicting the new society, and
not to be involved in any democratic equality, but
confronted instead with an alliance of class
fragments as in the 18th Brumaire. Even
here, there was a chance to mention that the
French army suppressed insurrection using methods
they had developed already in Algeria and deported
some insurgents to Algeria. There is also a missed
chance to understand the proletariat as populated
by all those who were dispossessed and coerced
including those affected by colonialism. Instead,
there was a 'more explicitly Eurocentric
direction' (87). The colonised were seen simply as
remnants of an early stage of history eventually
to be incorporated, with the European proletariat
as a vanguard.
[Some good criticisms of Hegel pages 88 and 89].
It was the permanently excluded poor outside of
the mechanisms of civil society that was the
problem, unlike say the agricultural poor in
feudalism. They were not only neglected but they
were crucial to social progress. They were
exploited by new impersonal exchange relations,
which seemed free but which were a new form of
dependence, which outweighed all the positive
advantages of the division of labour. Alienation
was the result, and an absence of any
responsibility among employers outside of market
requirements, limiting social forms. This is a new
and specific kind of poverty, an endemic kind.
Enclosure and agricultural reforms had been
characteristic of colonialism but were not
accompanied by free labour but by enslavement and
indenture, including import of labour. There is
not the same concern in Marx, however because of
his implicit 'stadial theory', and his notions of
sequences of modes of production. European society
had exported primitive accumulation not free
labour, although they would, he thought. Political
resistance in the colonies would not also show
this development — thus Indian revolution will
depend first on the British ruling classes being
deposed.
However even when slavery was abolished, that
attracted a little comment. Slavery was still
primitive accumulation doomed to be replaced by
more efficient systems of free labour — but it was
in fact replaced by 'other forms of forced and
indentured labour' (94) [but for how long?]. And
cotton, for example was grown elsewhere in the
Empire, using indentured labour. Marx did not
predict any of these mixed systems, and indeed saw
an end pretty soon to wage labour.
The problem was that state action became integral
to the development of capital and not subordinate
to it. Colonialism also became relatively
independent with different processes of wage
labour formations, the development of
'patrimonies' which had an effect on domestic
populations. 'In other words, a caste- like
relation was superimposed on the universal class
relations anticipated by Marx. This process
reached its apogee in race relations in the United
States, and after the Second World War was
reimported into European domestic politics, where
it now structures the politics of immigration'
(95).
Turning to studies of the capitalist mode of
production in the mature work, the focus on
political economy also had the effect of making it
'increasingly Eurocentric' (96). He criticised the
generalisations and universality of political
economy such as Malthus and the 'iron laws' by
arguing that they were historically specific. That
included the labour theory of value which produced
value only in capitalist conditions 'and had no
applicabiliy outside capitalist conditions' (97).
Exchange relations were not peculiar, but they had
peculiar features in capitalism, inextricably
engaged with the circulation of money [a good
discussion of this 97 – 98]. [Good on crisis
tendencies too. The tendency for the rate of
profit to fall was inherent in globalisation or
imperialism as well, because eventually the same
problems with markets would appear again — and the
rate of exploitation of workers would increase but
this would also increase class struggles].
The creation of wage labour is the dominant form
of long-term process but gradually other forms
would disappear, as discussed at the end of Capital
Vol one. Marx also discussed what he called
'the "modern theory of colonisation"' where true
colonies consisted of "virgin soil colonised by
free immigrants"' as in Australia. As we know,
labourers often absconded and became petty
producers meaning that capitalists had to employ
forced labour including enslavement, but again
only as a contingent factor — B&H argue that
it was integral.
Marx did not see much in humanitarian criticisms
of the slave trade which he saw as
rationalisations for modernisation, although he
might have identified a permanent base for
primitive accumulation in the world economy [one
commentator says, 102 — B&H say this is still
located in a developmental process — Marx is still
distinguishing between formal and real
subordination, for example where the latter simply
involves taking over a system of domination from
older regimes]. There is a difference between
historical forms of class struggle and those that
were integral.
He might be seen to be developing a pure construct
of capitalism separating out the contingent
aspects, as with the 18th Brumaire. Here
B&H think this is not an ideal type, because
the two would converge. There would be a reserve
army, for example which would further reduce the
historical variations in the qualities of labour
and their different historical rewards. 'The same
situation should apply to racialised differences'
(104) as they did for gender differences. There
was greater uniformity in work, new forms of
solidarity will develop. However (relative)
emiseration was crucial, and there is a danger of
fatalism or economism. Real improvements were
impossible so struggles must ultimately be
revolutionary. Throughout, the avant-garde would
be the European proletariat and others would be
included only insofar as they had been
proletarianised — other forms of resistance were
important forms but only to formal subordination.
Critics have pointed out that conventional
differences between genders and races have
'remained remarkably resistant' (105) and
employment has remained differentiated producing
different sorts of inequality. Capitalism has
developed reformist and other kinds of
'"decommodification" tactics [cf use value systems
in Offe]. Human capitals become more important. At
the same time 'unfree labour flourishes' (106).
These factors might eventually give way. On the
other hand Marxism might have deflected workers
from the development of proper solidarity, but
this will involve an independence for ideology
that Marx did not develop.
The bourgeois may be able after all to act against
their own interests committing themselves to
social changes, as they recognise that the
practice did not reflect their own sense of
themselves and their humanity. Generally, it was
not a matter of self-identity. The self
identification of the proletariat could never be
achieved immediately within capitalism, and
economism was more likely. After the revolution
all class identities will wither away. False
consciousness among proletariat could never last,
however, and there was scepticism about the
sincerity of bourgeois reforms. The state's
interest in maintaining capitalism were latent,
ready to be realised in crisis.
Marx took too much from political economy,
accepting that their categories were adequate even
though he wanted to deny their universality,
accepting their rational kernel, even though even
in the 1860s the British Parliament was going
beyond classical political economy and discussing
progressive taxation or public utilities. Empires
were also at their peak providing the funds for
these reforms. There was evidence of second
thoughts in the Critique of the Gotha
Programme attacking the idea of simple
rights for labour and stressing the need for
administration and funds for welfare as well as
criticizing equal rights.
Overall there was the teleology of class struggle,
with reservations only hinted at in the Gotha
Programme. The funds for welfare and state
action in the metropolitan areas came from the
colonies: they remained as the 'state of no
estate'. Their interests were underrepresented
even by Marx.
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