Notes on: Denzin, N. (2000) Ethics in the Academy.
International Journal of Politics, Culture and
Society 13(4) 673--81
Dave Harris
[This is actually a review of a book charting the
relationships between Gerth and Mills as they
produced their famous collaborative publications.
Denzin bumps into real academic micropolitics
which he deplores, provides a dark side to
collaborative writing, uses Goffmanian terms to
describe stances, and proposes anaive utopian
solution. These are the bits these notes
emphasise]
This is a 'painful story' of the 'conflicted,
strained, at times deceitful relationship between
Hans Gerth and C Wright Mills' (673). The book
offers an initial Weberian model of academic
careers, reputations, collaboration and ethics,
where institutionalised science selects people for
career paths, requiring a balance between personal
ambition which raises doubts about honesty, and
diffidence. However, it is sometimes possible to
violate these ethics as in this case.
The letters exchanged between Gerth and Mills
'revealed a backstage, private side of their
academic relationship'. The two famous books they
produced 'present another version of these textual
selves' and there is also a mythic Gerth and Mills
as intellectual heroes [Denzin himself
once saw Mills like that] The public and
mythic personas are seriously challenged by the
book, for example Mills was 'quite manipulative in
his relationship with Gerth'. The analysis
provides 'a close reading of the institutional,
moral, and interactional practices that shaped
academic conduct in one historical moment', in
revealing how members of 'sociology's emerging
power elite did collaborative scholarly work'.
Themes in the 'sociology and cultural intellectual
life' include: 'the place of power knowledge in…
collaborative relationships; the dynamics of
collaboration, including competition over credit
and… precedence…; the use of collaboration as a
vehicle of self-promotion; the place of deceit and
concealment in the production of academic
reputations; the importance for academic careers
of third parties, such as publishers, editors, and
influential colleagues'. The book pursues 'a
grounded theory analysis of the archives'
Overall we see that 'an ethic of academic career
management turns on a set of dramaturgical
practices that specify acceptable goals,
interactional practices, and ways of concealing
information and intentionality'. Academic ethics
might be based on idealism or complete cynicism.
There were differences between Gerth and Mills,
and 'each felt that certain goals justified
certain means'. Both pursued self-interest and
'engaged in practices of deception and
concealment. Each used powerful colleagues and
associates to obtain desired goals. In more than
one instance, they collaborated on tactics to
manipulate colleagues, editors, and publishers'
(675)
[details follow]. Gerth was the translator, but he
needed help in editing and correcting his
translations. Mills was the one who targeted
publishers and submitted manuscripts both to the
publishers and key academics including Merton and
Shils: Shils later objected that his own
translation of Weber had been plagiarised. They
illegally held contracts with two publishers at
once. They both worried about the impact on their
careers. Mills seem particularly contemptuous of
critics including Shils: '"who the hell does he
think he is anyway? We both taken enough shit off
little people not to be fucked out of something
that is ours by pseudo-monopolists"' (677). They
later quarrelled about how to be depicted as
authors, and fell out — e.g. Gerth threatened to
expose Mills as an impostor (678). Gerth had
'enormous intellectual capital' while Mills had
'considerable social capital' in the form of
reputation and connections. The example shows how
'the ethics and pragmatics of science (and the
academic life) are complexly intertwined' and can
be 'incompatible' (679). Both Gerth and Mills
'deceived the editors' in various publishers
companies and 'operated "below the surface of
official ethical rules governing conduct in
academia and academic publishing"'. In
co-authorship, academics can 'receive credit for
work they did not do' despite the practice that
the order of names reflects the person who does
the most work: 'this ethic is often violated'. It
is even possible that fraud was involved — 'or is
the absence of fraud merely a dramaturgical
illusion'?' Success 'in the Academy works back and
forth between opportunism and truthfulness, or at
least the illusion of truthfulness' (680).
'Collaboration is a site where class, status,
power, gender, and race intersect. This is a place
where self-promotion can occur'. Academic
publications become commodities circulating within
a 'capitalistic economy' which 'allocates rewards,
status and prestige to successful players… Ethical
norms... can be manipulated, based as they are, on
secrecy, deception, and illusion.
The traditional ethical practices of the Academy
'worked against women and persons of colour', and
required conformity to its norms — 'publication
thus functions as the measure of successful
assimilation'. The ethical scheme 'is based on an
individualistic, rational, utilitarian calculus…
embedded in codes of ethics, which are
administered by institutional review boards'.
They're supposed to protect human subjects and
seek out fraud in fabrication, although they say
little about relationships between faculty and
students and are 'primarily silent on
collaboration' except that recognition is still
measured in terms of 'the individualistic,
utilitarian model' with the consequence that there
is 'the potential of introducing conflict and
competition into the collaborative relationship'.
For utilitarianism there can be 'no communal or
collective publications', none which 'refuse to
name specific authors', none which embrace
'communitarian, feminist, or multiracial,
postcolonial perspectives' (681). We can only
'imagine a version of the Academy where things are
done differently. And in that utopia collaboration
would be a different thing'.
As it is academic heroes are usually tarnished —
Sartre, Heidegger. We also need to ask 'where is
the author?'. Is there [a nice] one outside the
text — but 'nobody stands outside the text. We
only know these men through the words they wrote'
[not quite the same point] and when we reread the
texts we can come across other meanings.
'This is a valuable reading, for it takes us into
the backstage regions of the Academy; it shows us
just how ugly things can be. And this is sad'.
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