Nietzsche, F. (2008) [1872] The Birth of
Tragedy Out of the The Spirit of Music.
Trans Ian Johnston. Online:
http://www.holybooks.com/wp-content/uploads/Nietzsche-The-Birth-of-Tragedy.pdf
An Attempt at Self Criticism
Nietzsche says he wrote this book originally from
ideas derived from moments of reflection during
the Franco Prussian war. Looking back, he
sees the book as not much more than a kernel, and
is a bit embarrassed by its romanticism and
arrogance, its disregard for evidence [ it is much
better than his favourite, Zarathustra!].
The idea was to criticize science/theory from the
point of view of art, and to see art itself as a
reflection of Life. The point was to counter
the understandable pessimism of Europeans in the
circumstances, by looking at how pessimism was
managed in Greek culture. An early theme was
the way in which Dionysus had produced early Greek
tragedy, and how Socrates had tried to rationalize
it, or theorize about it, at the expense of the
instincts themselves -- so this was already bound
to isolate it from the usual academic
community It was also an early dialogue with
Wagner. He now recognizes that it should
have been rendered as music, or perhaps as
philology [he held his chair at Basle at the
time].
The point is to ask where an interest in ugliness
and pessimism comes from, how the Greek experience
led to Dionysus. It might be something
to do with the developing 'hegemony of
reasonableness' and utilitarianism concealing an
underlying suffering or exhaustion. Wagner
had already argued that the world can only be
justified from the point of view of aesthetics and
aesthetic meaning, complete with contradictions
and suffering, not constrained by morality, beyond
good and evil, seeing morality itself as something
in the world, 'something made up, a work of
art'. This will involve us necessarily in a
rejection of Christianity which tries to enshrine
moralism and relegate art to the world of illusion
or lie, and is even hostile to life, which is only
a set of appearances, something to be
rejected. In the spirit of writing about the
antichrist, N called it Dionysian [Wikipedia is
very good on the connections between Dionysus and
the Jesus myth].
He realizes that this involved personal and
critical thoughts about philosophers like Kant and
Schopenhauer, who sought tragedy as something
negative, resignation in the failure of
life. The book however also moved too far
away from Greek conceptions to consider modern
issues, like recent German music or the recent
German character. He now sees such recent
developments as mere intoxication, romanticism.
Perhaps his own book is romantic in the sense of
being against modernism? He rejects this
charge with a quotation saying that music in its
modern form acts as a consolation, [that a proper
respect for life will have no room for
romanticism]. People who can laugh with life
needed no metaphysical consolation, as in Zarathustra.
Addressing Wagner directly, he argues that the
work on Beethoven also raises the general
aesthetic problem, that art is a serious business
concerned with existence.
The development of art can be seen as a struggle
between Apollo and Dionysus, between the visual
arts and the non visual, which were in conflict in
ancient Greece until they converged in
tragedy. It is like the difference between
dream and intoxication. Artists developed
poetic creativity in their dreams, building a
beautiful world, expressed in poetry and the
plastic arts. However, this also gives these
visual arts an illusory quality, making them look
separate from life and from reality. Dreams
reveal the divine comedy of life, but sad episodes
can be dismissed, leaving joyfulness. Dreams
are associated with prophecy, and so is Apollo,
the god of light and of beauty, so that art also
prophesies the truth. Apollo is the wise and
calm god of images.
Occasionally, both reason and conventional
perception break, however, in a form of 'ecstatic
rapture', opening a glimpse of underlying nature,
the Dionysian, intoxication, either through drink
or through the joys of nature. We see
Dionysus still in more modern cases of religious
ecstasy, St Vitus's dance. Lots of people
see these as something sick, but the notion of
health invoked here is itself impoverished.
In Dionysus, nature rejoices, and forms a new bond
with humans and animals. Beethoven's Ode
to Joy shows this, where all arbitrary
barriers and powers in social life dissolve in the
face of unity, membership of the higher community,
a revelation of divine powers, man himself as
artist and as work of art.
None of this involves the human artist: it is a
matter of 'artistic drives of nature' the dream
world vs. intoxicating reality. Human
artists are either apollonian or dionysian, or
both as in Greek tragedy. We know that the
Greeks were perfectly capable of rendering
realistic sequences, from their bas reliefs, and
we assume that this is a reflection of their dream
world of images. Dionysian celebrations were
also very widespread, part of the Greek type
itself. The celebrations combined lust and
cruelty, and feverish excitement. The dangers of
excess were to be confronted by Apollo, and themes
here are represented in doric art and in the
activities of Delphi. However, an
unbridgeable gap persisted between Apollo and
Dionysus, even though there was occasional
redemption.
In particular, dionysian celebrations demolished
the [particular? dominant?] principle of
individuation [NB the principle of
individuation relates to an old philosophical
wrangle about the nature of essence and
individuality, at least according to the Wikipedia
entry. While we have identities provided
by our essences and/or our species, we also have
individual identities, which sociologists know
became very important in some social
circumstances as a kind of prologue to the
modern notion of the sovereign individual. One
outcome was Duns Scotus on the haecceity!],
and released mixture and ambiguity, combinations
of pain and joy, nature against separate and
distinctly human individuals. Music was
particularly important, not as regulated and calm
as in Apollo, but as emotionally disturbing,
unified in melody and reconciled in harmony.
The celebrations increased intensity and symbolic
capability to represent nature and the human
body. The regulation of the self
disappears. The dionysian world existed
underneath apollonian consciousness.
There was a need for Apollo and other divine
forms, and this is hard to grasp from a Christian
tradition. There is no asceticism,
spirituality or duty. 'Everything present is
worshipped', good and evil, everything in life
that is to be enjoyed. The pressures of
existence called forth the 'gleaming dream birth
of the Olympians'. All the horrors expressed
in Prometheus or Oedipus, melancholy and the
terrors of nature were all covered and explained
by this world. Greek theology developed out
of an initial fear coupled to a drive for beauty
and art.
The gods had to live the same lives as men,
however, as a justification or theodicy, and
separation from the life of the gods in death was
the only thing to avoid --hence the will to live,
almost at any price. This 'naive' stance
came from a background of overcoming destructive
nature, the Titans. It was an apollonian
illusion, but one which concealed a higher
purpose, to reassure humans, to encourage them to
do art, to offer them a mirror of beauty in the
gods.
It is the same 'naivety' of the dreamer who wishes
to continue dreaming even though he realizes it is
an illusion. It is true that daily, waking
life seems more valuable, but the artistic impulse
is equally powerful, just as connected to our true
existence, forcing us to experience illusions as
part of the everyday world. This sort of
working everyday illusion produces 'an illusion of
an illusion' in dreams. Raphael and the
Transfiguration [also much admired by Deleuze]
shows us the pain of existence as a foundation,
producing an illusory reconciliation or heavenly
vision. This is the apollonian world of
beauty and its foundation, and shows us how
individual people necessarily suffer, but so that
they can develop a redemptive vision. This
is only possible, however if individuals
themselves develop knowledge of the self and act
in moderation.
The dionysian seems barbaric by comparison,
although it is recognized as something equally
human, and equally insightful into the links
between suffering and knowledge. In the
celebrations, nature appeared in excess, or
something demonic and popular, without illusion or
the need for it, speaking directly of
nature. However, the apollonian responded,
especially with doric art, something aloof, and
one of the last stages in the attempts to
reconcile the two hostile principles: drama and
attic tragedy was another attempt.
Homer stands against Archilocus in much Greek art,
including paintings and poetry. Homer can be
seen as apollonian, whereas Archilocus is
wild. In more recent times, the conflict
appears as a tension between objective and
subjective artists, with the latter as
representing bad art. Archilocus was still
recognized and venerated, however. There is
a deeper identity between the lyricist and the
musician: both are produced from the same
dionysian spirit, 'the primordial oneness', the
emotional basis for art. Once produced, such
music can be understood as a kind of dream image,
the subject of reflection, a metaphor.
However, this conception assumes that subjectivity
originally represents a dream of the natural
world, an illusion that symbolizes the
contradictions: this is deeper than current
notions of subjectivity. The subjective
Archilocus expresses something deeper still, the
dionysian, the originator of the worlds of images
and metaphors, different from those artists who
only contemplate such images [it's getting like a
tension between emotional involvement and calm
reflection]. But calm contemplation cannot
get to the fundamental unity of the images.
When subjective artists [lyric poets] use the term
'I' they are not talking about the conventional
individual, but as a representative of eternal
being, again something mixed and contradictory,
both a man and a metaphor.
Schopenhauer recognized that artists [singers in
his case] experience both a lyrical state and the
sense of being a conventional human subject, a
mixture of will, emotion and contemplation.
However, this is to use modern conceptions of the
subjective and the objective, implying that the
subjective is still an enemy of art, mere egotism,
rather than a medium to express something
deeper. Art does not just have a
human, pedagogic purpose, to flatter us as
being the creators of worlds: we are ourselves
projections and works of art, aesthetic phenomena
which justify the world. Individual artists
often fail to realize this deeper
connection. Real creators must recognize
themselves as 'simultaneously subject and object,
simultaneously poet, actor, and spectator'(24).
Archilocus introduced the folk song, and we should
see this as not inferior to the epic poem, but
offering a suitable union between Apollo and
Dionysus, extending to everyone, representing a
drive of nature, as some 'primordial melody',
something universal represented in different ways.
[Might explain the volkisch songs in
Nietzsche?]. They are poetic, emitting
images of natural power, something much wilder
than the epic poem. Language imitates music,
working without images, a parallel development to
the conventional role for language. We can
find traces of 'orgiastic' music. Again this
is misunderstood by modern aesthetics, which deals
with unemotional metaphors and ideas. Folk
songs get back to the original creative role of
music, especially when developed by the youthful
and creative.
Music appears as something willed, something
opposed to the purely contemplative as in
Schopenhauer, but it is really a difference
between being and appearance: music can not just
express will because it has its own aesthetics and
passions, images which can be contemplated, but
also something not dominated by a will but by the
spirit. Images and ideas are not central to
music, which has its own universality and
validity. The symbolism of music cannot be
reduced to language, because it expresses
something prelinguistic, something prior to
experience [note that lyric poetry is being
treated as the same as music here].
We finally come to the origin of Greek
tragedy. The earlier attempts to account for
it are inadequate. One approach sees the
tragic chorus as the origin, representing some
original drama on its own, with the chorus
standing in for the people, commenting on
something royal, like the King's actions of
violence. However, there was a religious
origin before this political turn. Nor can
the chorus be seen as some sort of ideal
spectator, especially in the German valorized
sense of ideal: normal spectators would always be
aware that they are witnessing a work of art not
an empirical reality, but it is different for the
Greek chorus who see themselves as part of the
reality and let the reality affect them.
The chorus plays an active part in tragedy,
protecting some ideal space for poetic freedom [so
said Schiller]. It was the first step away
from naturalism. This shows the current
prejudice for naturalism and realism,
however. But Greek tragedy never worried
about copying reality anyway, and always operated
with an imaginary state of nature: this is the
origin of the raised stage. There was also
an early appearance of imaginary natural beings
like satyrs. The satyr represents the
dionysian half of the cultured person, a reminder
to the cultured, the promise of a new kind of
natural unity: it is that that produces the
fundamental notion of power and delight in true
tragedy. Tragic art offers a consolation of
a special kind, as we shall see, to the
cultured faced with the cruelty of nature and the
futility of human will.
Dionysian ecstasy still offers a form of escape
into oblivion, and, on the return of sordid
reality, the common reaction is to try to reassert
the will in an ascetic spirit. Dionysian
men, like Hamlet, realize that it is absurd to
expect to set the world to rights, and that to do
so requires an illusion: knowledge kills action
and there is no consolation. At this very
moment, art can channel disgust into producing the
sublime or the comic as ways to overcome disgust
or absurdity respectively. This is what the
chorus of satyrs offer. Both the satyr and the
idealized shepherd represent a yearning for
the primordial and natural, but the Greeks had
more of a taste for the former, as a reveller, a
messenger from nature, something to be revered,
both sublime and divine, more natural than the
cultured man. The chorus therefore
represents more genuine and complete
existence. If poetry is to express the
unadorned truth, it must penetrate beneath
culture. Tragedy consoles us by pointing to
that existential and eternal life beneath
destructive appearances [amor fati] .
The idyllic shepherd is a pathetic cultural
allusion by comparison.
Followers of Dionysus saw themselves as satyrs,
and later notions of the chorus stood in for them,
although the public could also identify with
them. In this sense, the chorus is indeed
the ideal spectator, and members of the public
could imagine themselves as members of the
chorus. The chorus offers 'the self
reflection of the dionysian man'(30). The
audience sitting round in circles represents the
cultured world.
Modern notions of poetry tend to ignore such
developments, because it is too individualized and
abstract. Dionysian excitement extended to
the multitude, adopting different personae,
transforming individuals, surrendering
individuality, and participants forget their
social position [could be Durkheim on primitive
religion]. The reveller first sees himself
as a satyr, and then from that perspective looks
at god [and nature]
Greek tragedy radically constantly contrasts the
dionysian chorus and the apollonian world of
images, representing the deeper drama,
objectifying a dionysian state, while following a
classic dream image, smashing individuality and
'becoming one with primordial being'. This
explains the role of the chorus and its
preeminence, even though it is composed only of
subhuman creatures. The chorus has no need
to act because it represents Dionysus and can
announce the truths of nature. It can offer
sympathy as well as wisdom, standing for the
simple man. Dionysus is the central hero,
but he does not need to appear, and did not in the
earliest forms which were simply a chorus.
In later forms, the chorus stimulates the
listeners to adopt dionysian viewpoints, to become
enchanted and thus to suspend reality in the
drama, but inhabiting the illusions on the stage,
as objectifications of Dionysus.
The calm and translucent dialogues on stage
therefore possess a latent power [described as the
ability to dance]. We see the characters as
illusions, but with powerful myths behind them,
offering occasional glimpses into nature,
including its terrors. This is what produces
characteristic 'Greek serenity', the combination
of calm perceptions and insightful glimpses.
We can see this in Sophocles on Oedipus, whose
suffering arises not from sin but from the
collapse of natural principles of order [incest
taboos and the secret riddle of the Sphinx]. At
the end, suffering redeems him, leaving the
audience in a state of powerful serenity [from a
knowledge effect into the human condition].
Whereas earlier striving led to suffering, the
wisdom achieved at the end that emerges from the
tangle offers 'profound human joy' (34)
At the more mythical level, we see that nature
heals after scaring us with the abyss.
Oedipus connects with the earlier myths about
wisdom arising from incest, part of a more general
stance that we need to fight back against nature
and its riddles. Again this dionysian wisdom
appears as unnatural.
The Prometheus myth takes a different line, where
man becomes something titanic, extends his own
culture and challenges the gods to unite with
man. It is driven by an impulse for justice
and the sacrifices of the brave individual, but it
also threatens the autocratic power of the gods
and suggests that they had better reconcile
themselves to human beings. Here, Fate is
able to judge both gods and men, and this is an
example of how the gods came to represent all the
skepticism in Greek culture and their quiet
defiance, especially if artists set out to grasp
them. We also learn something about tragedy
['Aryan' tragedy in this case]: Prometheus has the
same significance as the myth of the Fall.
The possession of fire posed the dilemma
particularly well, because human beings had learnt
to control it, so it was no longer a gift from
heaven, although they believed they learned this
knowledge after a crime and this explains all the
suffering thereafter, as a rebuke to human
ambition. In the Semitic case, it is
'curiosity, lying falsehoods, temptation, lust, in
short, a series of predominantly female
emotions'(36) which lead to the fall. The
Aryan version offers a more manly active
transgression, an attempt to overcome
contradiction between human and divine, for which
humans are not responsible, but is the source of
suffering, transgressed by a 'heroic push into the
universal.'[Nietzsche stresses the symbolic
difference of the sexes here - men commit crimes,
women commit sins] (36).
This is also a challenge to the calmness offered
by Apollo, and his respect for the sacred
laws. However, laws have to be amended to
avoid social ossification, so there is an
occasional challenge, to renew life in the form of
a 'rising flood of the dionysian' sweeping away
the individual waves. Prometheus is both Dionysus
and Apollo and his message is that anything can be
justified if it exists, from one perspective or
the other.
So Dionysus lay behind all the tragic figures, a
divinity behind the actual characters: humans were
too simple and comic to represent tragedy and
their lives were at best simulacra. If Dionysus
looks like an individual, that is a way to also
represent the Apollonian [cf telling personal
stories to illustrate epics in modern cinema]. D
was, after all, once dismembered, becoming the
basic Greek elements but also showing how
individuation brings suffering: he also
sympathizes with it. Reincarnating Dionysus
in the rituals should be understood as a hope for
the end of individuation, a new unity.
Again we can see what tragedy is all about: the
suffering of an individuated world, the assertion
of a fundamental unity of all things, art as
offering hope of achieving this unity again. The
myths can be reinterpreted along these lines,
making even the gods subject to this overall
view. Prometheus warns the gods to join with
him in an act of defiance. The myth of the
titans is reworked to point the way to a new
divinity, and all myths are infected by this
dionysian power. Music shows us in
particular how to grasp this new significance, and
to reawaken the power of the old myths.
Usually, the old myths just look like dated
history, domesticated and dogmatized, but through
tragedy they can be revitalized.
Eventually, the Greeks abandoned Dionysus
and thus also Apollo, so they could appear only
subsequently as masked. It was a form of
suicide rather than death by old age. It
left a significant emptiness in Greek
culture. It was replaced by Euripides and
comedy. Euripides appears to offer audience
participation, but it was normal members of the
audience that took the stage, people with ordinary
lives, unable to penetrate to the mysteries of
nature. The weight of tragedy disappears.
Theatre became pedagogic, teaching the people to
observe and to speak, and this made comedy
particularly possible. For N it represented
'middle class mediocrity' (41), populist
democracy. This explains the huge popularity
of Euripides.
However the Greeks lost a lot from the demise of
tragedy, including their hopes for a better
future, a new serenity rather than the simple
contentment of the slave, a 'feminine flight from
seriousness and terror' in favour of security, and
it was this picture of Greece that attracted the
criticism of the early Christians. Euripides
involved the public, but it was not the same
public. Even Euripides displayed contempt
for them. Before, proper tragedians had been
equally popular, not because they had been
misunderstood, but because they chose not to
pander to popular approval. Euripides was
never sure that he was possessed of superior
insight, and was prepared to accept the judgment
of the spectators. In particular, he relied
on his own thoughts to guide his artistic
efforts. He was well aware of the depth of
earlier versions of tragedy, its duality and
ambiguity, but found this offensive or enigmatic,
pompous. He sought out those spectators who
also did not understand tragedy to join him in the
struggle against those older poets.
The older tragedy was indeed unsettling, and
difficult enough for us to understand, until we
see the duality at its heart, the role of
Dionysus. It was very tempting just to chop
all that out, but Euripides realized that that
would be dangerous as well, because the old folk
traditions still had some energy. Just at
the right moment, along came Socrates. The
opposition developed between Dionysus and
Socrates, and this domesticated and destroyed
tragedy.
Tragedy became 'dramatic epic, an apollonian art
form'(44). This is not just a matter of
content. The whole approach transforms
horrific things into something that can be
redeemed after contemplation, 'disinterested
coolness' (45), of the images that are
presented. There can still be emotional
reactions to arouse people, combined with these
cool ideas. They are experienced as real,
but not as art producing insight. This is
'inartistic naturalism'
This follows from Socrates' insistence that we
only properly see something once we have
understood it rationally, using our
intelligence. We see this in Euripides'
prologue, which explains and contexts the action,
breaking with dramatic suspense. Euripides
did not incorporate suspense, but chose instead to
illustrate emotions and dialectical reasoning,
pathos which had to be set up at the beginning for
the spectator to become fully immersed [the
pleasures of knowledge effects again].
Euripides noticed that the audience had struggled
with his earlier efforts. The person
delivering the prologue had to be trusted, and was
often a divine, which helped guarantee the reality
of what was to unfold [wise narrator]. The
gods often appeared at the end as well to confirm
the truthfulness of what had gone on, sometimes
as a deus ex machina [in its
theatrical sense, something unlikely that
magically resolves an otherwise insoluble
problem.often at the last minute]. Euripides
saw himself as bringing reason to the chaos of
earlier artistic creativity, seeing that poetry
did not depend on rationality. Socrates
acted for him as a kind of imaginary spectator and
ally in the struggle against Dionysus.
The link between Socrates and Euripides was noted
at the time, sometimes critically, as opposing the
old manly sturdiness, as at Marathon.
Aristophanes' comedy depicted Socrates as a
sophist. Aristophanes in turn was depicted
as a traitor to poetry. The link was
cemented by the Delphic oracle proclaiming
Socrates as the wisest of men, with Euripides
coming second. Sophocles was another poet
who believed that insight or knowledge was the
source of wisdom [he might have come third?].
However, classically, Socrates argued that he knew
nothing, while lots of other idiots claimed
insight. They wrongly valued instinct, and
Socrates' contempt obviously extended to art as
well as equally delusional and worthless.
Socrates was prepared to take on the very 'essence
of Greece' with its great poets, and was widely
regarded as destroying Greek culture.
Socrates heard divine voices, urging caution, but
this could be easily seen as unwelcome voices of
instinctive wisdom: instinct became the sign of a
defect. Logic came to dominate.
Curiously, it never could be turned against
Socrates himself. Instead it was some
natural force, giving Socrates confidence.
The right sentence for him was to be banished, as
something enigmatic or inexplicable.
Socrates probably brought about his own death, and
certainly became the new ideal of Greek youth --
and Plato.
We can reconstruct Socrates' take on
tragedy. He must have seen tragedy not as
pleasurable, but as confused, and as dangerously
inspiring to the susceptible. It could not
appeal to rational philosophers. It was
cosmetic at best. This was preserved in
Plato's rejection of the theatre as illusory, and
led to the notion of the Idea as the real
mechanism behind the appearances of the
empirical. Strangely, this did permit Plato
to restore some of the old artistic techniques in
his dialogues, including poetry, and this
preserved some of the older poetic impulses at
least. He also foresaw a new form of art,
the novel, which would draw upon a form that
Socrates admired - the Aesopian fable.
Nevertheless, poetry could remain only if it
subordinated itself to philosophy.
Apollonian contemplation became systematic
logic. The dionysian became naturalistic
emotion. We enter the era of 'middle class
drama' (51). The dialectic promised
results in its relentless analysis, even when
directed against art. Socrates promised that
virtue and happiness would follow knowledge, and
this replaced tragedy with its eventual triumph of
justice. The old form like the chorus became
something of an embarrassment, and its role first
displaced and then destroyed altogether.
Dialectic had no place for music, itself the
essence of tragedy in its symbolic role. Socrates
was 'that despotic logician'(51), although even he
came to feel the gap in his life left by his
attack on music. At the end of his days he
even composed a poem to Apollo, arising from a
suspicion that perhaps he had not understood the
divine after all. He was on the verge of
seeing art as a necessary supplement to rational
understanding.
Greek art has always been resented, and many
people have tried to free themselves from its
influence. Socrates was the first of the
type 'Theoretical Man' (52). Such a type is
infinitely satisfied with the present, while
possessing a certain practical pessimism.
The enjoyment lies in continuous unveiling [an
interesting phrase, used in Bourdieu's apology
for the endlessly critical stance of sociology,
its lack of commitment]. Science is also
colonizing and cumulative, forever seeking
theoretical truth. The fundamental delusion
turns on the argument that thinking and causality
can not only understand everything, but even lead
to a better form of being. In practice,
science encounters its limits and at that point
must turn into art.
Socrates was willing to die in his pursuit of
knowledge and reason, but even he relied on
acquiring mythical status in order to justify such
a pursuit, and myth must also serve science in
this way. The universal greed for knowledge,
the extension of the educated world made science
appear to be essential for everyone. It
succeeded in producing 'a common net of thinking'
for the first time. Had such effort had been
devoted to more practical [technological?] goals,
we would have seen the dreadful consequences --
'universal wars of destruction and continuing
migrations of people' (54), the triumph of
practical pessimism, even an ethic that would
justify mass murder. This is what happens in
the absence of art.
Socrates was the first to think that theory like
this would become a universal medicine, that the
only evil is found in error. Finding true
knowledge behind appearances and error seem to be
the only proper human vocation, even better than
developing moral or emotional capacities.
Anyone who has sampled socratic discovery will
realize the pleasures of being able to complete
the 'solid impenetrable net', promising a new kind
of serenity and bliss, including the pleasures of
producing disciples.
Inevitably, the limits of science are encountered,
when something cannot be understood, and at this
point logic itself compels us to recognize that
not everything can be explained. Then we
encounter 'tragic insight' as a new form of
knowledge, and we realize that we need art.
We can see this in the Greeks. In the future
will we follow the same path as Socrates, will we
develop much needed arts, perhaps in the name of
religion or science? If not, will we not be
returned to barbarism?
Tragedy in its full sense is connected to the
spirit of music, but both have disappeared in the
present time. What battles and drives are at
work in the present? Tragedy and music have
been attacked by other forces, for example in the
development of modern theatre, but scientific
knowledge remains as the most powerful opposition
to the tragic world view. However, other
forces might be at work to guarantee its rebirth.
Before we consider this further, we need to remind
ourselves that art does not derive from a single
principle, but from the conflicts between Apollo
and Dionysus. Apollo stands for [the
principle of] individuation, and for the need to
consider illusions, but Dionysus shatters
individuation [as key to identity] and taps
into 'the innermost core of things'(55).
This is why music was recognized as being
different from all the other arts because it
offered no images and directly represented the
metaphysical, or so says Schopenhauer.
Wagner too insisted that music has its own
aesthetic principles, and that the modern demands
that music produce beautiful forms is
misguided. The analysis of tragedy has been
put [by N] in a uniquely insightful way, by
considering the operation of the apollonian and
the dionysian, or relation of music to images and
ideas. Again Schopenhauer saw this when he
says that music is a universal language with
universal forms which are then related to more
specific effects, so that music offers us an
insight into the secret sense of things if we
surrender to its experience: there is no literal
correspondence, but rather music expresses the
universality of the real, the heart of the thing,
even though it is very different from images and
representations of specific things. This is
how dionysian universality connects to apollonian
art, lending the 'highest significance' to what
becomes seen as a metaphor. Thus music is
particularly suited to the construction of myth,
particularly the tragic myth [including the music
of lyric verse?]. It knows how to express
dionysian wisdom in the tragic form.
If we just consider art in its own terms as
matters of illusion and beautiful forms, we will
never derive the tragic. But music shows us
a joyful destruction of the individual, a glimpse
of the eternal behind the principle of
individuation and all appearances.
This provides 'metaphysical joy in the tragic'
(58), so that it does not matter if the hero is
eventually destroyed because he is only an
illusion, a representative of the 'eternal life of
the will'. With plastic art it is different,
and we are offered an apollonian joy in the
eternity of the illusion, in the triumph of beauty
over suffering, the temporary conquering of
pain. For Dionysus, the joy is in incessant
change, or eternal creation, a joy in
existence. We must look behind
appearances. We must recognize that
everything faces painful destruction, but we are
to gain a metaphysical consolation in that we can
feel the essence of existence and the necessity
for struggle and change. We experience the
'fecundity of the world will' and realize it is
indestructible, that we are a part of life.
Greek tragedy told us this, even if this was never
exactly clear to the Greek poets themselves.
Sometimes, art expresses a deeper wisdom than the
artist detects, as with Shakespeare and
Hamlet. Greek tragedy is only a sequence of
words, so that it can look shallow and
superficial, but what the poet achieves is less
important than what the work achieves, something
deeper, at the level of myth. Because we
cannot identify directly with the Greeks, we have
to recreate these effects through scholarship.
The Greeks themselves finally lost their own
tragic form, even though the cult of Dionysus
lived on. Perhaps the dionysian world view
will reappear? If so, this will happen only
after science has been pushed to its limits, and
its claims to universal validity destroyed.
We need a Socrates figure to restore us to music,
however. We know that science has already
destroyed myth [not entirely, according to Adorno and Horkheimer] ,
and poetry no longer had a home. In the
past, music confronted science, but in a
degenerate way, in the Attic dithyramb, and this
leads to still further decline. Such music
contented itself with mimesis, depicting, for
example a battle or pursuing some other limited
analogies ['painting with music']. Aristophanes
saw that Socrates, Euripides and these new
dithyrambs were connected in producing degenerate
culture. Properly dionysian music makes us
confront the universal and the vital,
myth.[Wagner's later turn to romantic and
naturalistic music also received contempt].
The development of character in the theatre of
Sophocles is another example. Characters
became individual, detailed and naturalistic [and
realist] rather than representing a universal
type. Music [now? in more modern
Greece?] exists to excite or to awaken
memory. The conclusions of current[?]
tragedies do not point to reconciliation but to
more mundane solutions to dissonance, a reward
after suffering, say. [This is the Alexandrian
option as below]
Dionysus became a private secret cult in the face
of more modern kinds of serenity, an uncritical
delight in existence and cheerfulness. It is
the cheerfulness of the theoretical man, striving
to replace myth and metaphysics with machines, the
forces of nature put to human ends, a higher
egoism, a life guided by science, a reduction to
human individuals dealing with narrow soluble
problems.
There is a common tendency to spread illusions
over things in the name of the voracious
will. Some people will turn to Socrates and
theory. Some take consolation in artistic
beauty, others with more metaphysical consolations
that life is but an appearance. This is only
for noble people of course, who feel the pains of
existence more acutely and require
stimulants. The Greeks' choice between
Socrates, art, or tragedy appears in modern life
as a choice between the Alexandrian, the Hellenic,
or Buddhism.
Mostly, our modern world is Alexandrian, and we
exalt the theoretical man. Our education
aims at this ideal, producing scholars [poor old N
only knew half of it -- scholars became
scholastics as in Bourdieu]
Other arts have become scholarly in turn.
Faust is the modern man, although in him , we can
see at least some of the limits of the desire for
knowledge [and there is some support for the man
of action, a Napoleon, 62]. Promising to
domesticate nature will only direct our attention
to earthly desires, with science as the modern deus
ex machina.
We need to remember that Alexandrian culture
requires a slave class, despite its talk about the
dignity of human beings and of work, and this
slave class will want revenge. Christianity
has become exhausted, or even scholarly in its
treatment of its own myths. A disaster
beckons and is becoming increasingly apparent.
Luckily, some great people have realized the
limits of science, by pushing it to its limit and
and thereby showing its restrictions. Such
people include Kant and Schopenhauer, who
particularly tackled the optimism based on the
promise to be uncovering eternal truths,
unconditional laws. Kant argued that this
was a science of appearance only, not true
essence. Schopenhauer saw the soporific
consequences. Modern science is endless in
its quest to extend its thinking into short lived
and new forms
There may be a new tragic culture, pursuing wisdom
rather than science, aimed at uncovering 'the all
encompassing picture of the world' (63), including
eternal suffering. Advocates would indeed be
'dragon slayers', rejecting weakness and optimism,
focusing on what is serious and frightening,
recognizing that there is a metaphysical
consolation in finally grasping the nature of
life. Modern men are afraid to see this
totality with its 'natural cruelty' (64), but they
are realizing the limits of science and the need
for art, despite all the modern comforts of
endless artistic novelty: none of this is
satisfying, none of it permits us to take any
stance other than that of the 'librarian and copy
editor'.
We can see this in the development of the 'culture
of opera', is representational style and narrative
structure. This had been widely accepted and
greeted with enthusiasm, despite much more
profound developments of music [somebody called
Palestrina]. Operatic 'recitative' is
particularly likely to intensify focus on the
person of the singer and the pathos inherent in
'half - singing' (65). This overpowers the
music. It has led to unnecessarily 'poetic'
lyrics, 'urgently emotional speech'. This
inferior form of recitative is a kind of mosaic,
developed with an arrogance that claimed to
harness the effects of music. It was even
seen as like the music of the ancient Greeks, but
it is a modern form, based on some romantic and
humanist yearning for the primordial and the
heroic, appealing to the better nature of
humanity. It satisfies a need for
'optimistic glorification' in the face of
appalling social conditions. It is akin to
the demands in the socialist movement for the
rights of basic men.
Opera is produced by theory not by arts, based on
the need to appeal to unmusical listeners who
would respond to words, which then had to be
articulated in a suitable way. This led to
the first experiments. It is typical that
inartistic people produce a form of art suitable
for their own shallowness, something made easy to
understand, obviously voluptuous and decorative, a
stage for passionate song. It is based on
the simple faith that 'every sensitive man is an
artist'(66) [a basic tenet of the faith of primary
teachers these days, of course]. Amateurs
can produce art guided by optimistic theory,
producing an overall 'idyllic tendency', as in
Schiller [who embraced a kind of realism
apparently, as a way of recovering the ideal in
humans and in nature]. This is accompanied
by the myth of the primitive man who was
inherently natural, and our need to renounce
anything non-natural as superfluous, to regain
this unity with nature. This confidence and
belief in good nature is at the heart of
theoretical culture!
In opera, the essential man becomes the hero, the
shepherd, on a journey. This imagined
reality is not easy to sustain, and the whole
effort risks the efforts of honest critics, but it
is not that easy, since opera is embedded in
Alexandrian cheerfulness, a whole moralism.
There is always a danger that art will become mere
diversion, and lose its real function as offering
a solution to the conflict between Dionysus and
Apollo. Music fails to reflect the dionysian
world, and ends up merely imitating surface
phenomena.
Operatic culture and our dominates modern
music. Are there any signs of the reverse
process happening? There are still traces of
die on us and culture in 'the German spirit' (68),
especially in German music. It cannot be
represented in light opera, or the attempt to
attract beauty through theory, the activities of
patrons to euphemise 'their own crudity'.,
However, German music is the only form which
remains pure, which offers the essential ambiguity
of art, the ultimate judgment of Dionysis.
German philosophy also drew from the same source,
and has succeeded in showing the limits of
scientific Socratism. There is a possible
unity between philosophy and music, which can only
be understood by thinking about the Greeks, but by
suggesting the reverse path, from alexandrian to
tragic. The German spirit might revive and
throw off all those external influences which have
oppressed it, but it must remain in contact with
the Greeks and be willing to learn from them.
There are Germanic heroes who have demonstrated
what to do, but even heroes like Goethe and
Schiller never accomplished it. But we must
not let this doubt enervate us. Teachers in
institutes of higher education peddle a comforting
version of Greek culture, as well as a
scholasticism. German higher education is
woefully low and weak, losing power to journalism
in matters of culture. It is too hard to
understand the difficulties faced by those who
really want to contact Greek genius, especially if
the great men have failed to do it.
We need to find some fertile soil somewhere.
We should act like knights in armour, hard
in pursuit of the goal, undismayed by companions,
possessing no false hopes. Schopenhauer
comes close. A real touch of Dionysus would
revive everything and bring delight, break apart
the old conceptions. 'The age of the
socratic man is over' (71), as long as we dare to
revive the tragic.
Only the Greeks have shown us what can be done,
how the dionysian spirit is combined with the
democratic institutions, and fighting for the
homeland, a release from individuality.
However, it is not enough to head for 'orgiastic
experience' alone. Buddhism in India shows
what can be done, by using such experience in
order to develop 'a longing for
nothingness'. Orgies combined with extreme
secularization will give us the Roman
empire. The Greeks stand between these two
options, even if Greek culture did not survive
very long. Their interpretation of Dionysus
preserved the healthy mixture of the two, in their
tragedy. Tragedy mediates and heals,
preventing the dominance of the other two
tendencies.
Greek tragedy depicts the dionysian world acted
out on our behalf in an individual hero. It
draws upon parable and myth to bridge the
universal and the individual listener. It
involves an illusion as a result, but this permits
tragedy to develop to its greatest extent, and to
end in freedom. The myth constrains the
music, and the music gives the myth great
'metaphysical significance'(72), unobtainable from
words alone. Music also offers a present
amount of eventual joy, acting as if it were the
voice of the abyss itself.
We should all try to explore these activities and
their effects, and those who really understand
music are the most likely to do so. They
should ask themselves about modern music and
whether it can produce these effects, although
enduring modern opera would cause much
distress. Dionysian music is dangerous as
well, and it requires some intermediary in myth
and the tragic hero. The apollonian power is
needed to restore illusion to the otherwise
shattered individual [the examples here imagine
experiencing a performance of Tristan and
Isolde]. Thinking of the fate of the
individuals saves us from primordial suffering,
just as ideas and words save us from unconscious
will: both are examples of 'marvelous apollonian
deception' (73). We identify with
individuals. We are satisfied with beautiful
images. We realize that we exist somehow
with the chaos, even if this is a delusion.
The music can convey this apollonian perception as
well, and with its harmony and melody, become
vivid and show the relation of things in a
profound way. No mere word poetry can do
this. We need a connection between the
essential idea of the music, and the reflection of
this idea in the drama.
Tragedy does not offer simple analogies between
melody, for example, and living forms. It
offers an appearance, a link to true reality,
speech from the heart and essence beneath its
countless appearances. Seeing a connection
between body and soul would be too simple to model
the relation between appearances and things in
themselves.
Specific performances may end with the triumph of
the apollonian, but the workings of the apollonian
have also been revealed in the process, and the
effect of the dionysian reappears in the totality
of the performance. Spectators can see that
there is illusion covering Dionysus, but also that
the two need to interact. This is the
'highest goal of tragedy and art'. [I am
thinking here of some pedagogic possibilities
which attempt to reconcile the two arms of
learning paradox as well - having to indicate the
boundlessness of knowledge, while at the same time
offering a way to manage it for practical
purposes].
This can be experienced by anyone is attentive
enough, how we can experience a myth unfolding and
as a result feel omniscient able to penetrate
beneath the surface is, and, following the music,
experiencing turbulence, the war of motives,
passions also present. As this intensifies,
we seek both clarity and transfiguration,
realizing the limits of artistic effects, which
once delivered flow ['that delightful resignation
of the will-less contemplation'(75)] as some
individual pleasure. We find suspend
disbelief, identifying with the hero and yet also
anticipating his destruction, realizing that there
is something understandable but also
incomprehensible, realizing that there is some
greater force than the notion of individual
goodness and justice, and experiencing this as
'the overpowering joy. [W]e perceive[s] more
things and more profoundly than ever before and
yet wishe[s] w]e were blind' (76). This sort of
division of the self and the movement towards the
limits and climax is dionysian magic, yet it still
draws upon Apollonian art. The world of
appearance proceeds to its limits, but this
indicates some underlying true and single reality.
Both the aesthetic listener and the artist himself
feels this tension, the way in which Dionysian
drives go beyond the world of appearances,
destroying it in order to glimpse something higher
and more primordial. It's difficult to write
about these experiences in the usual way, and
common to reduce them to matters of emotional
excitement, or simple morality. Few people
have fully explained the tragic effect, and have
seen it simply as a victory of the good after the
sacrifice of the hero. This makes it hard to
give tragedy its place as supreme art, and to fail
to see the pathetic as only a game with higher
stakes. Nor do explanations outside the
aesthetic grasp it.
Tragedy really requires an aesthetic listener, not
theoretical or moralistic critics, a type found
widely among the general public, the result of
inadequate education and journalism. Theory,
even with noble intentions, deepens this
anesthesia [that was me! Steady
Dave!]. There is a contemporary trend to use
a drama or to illustrate contemporary political
and social issues, almost as propaganda. The
theatre has become a means of moral
education. Art has become entertainment
[with almost a notion of the culture industry
here, combining producers, media and
critics]. People chatter about art as never
before, but think little about it. This has
affected even the more noble and refined: at best
they can report themselves as having been moved by
a mysterious force at the time.
We need to examine our own feelings in the
theatre. Do we find ourselves criticizing
what goes on from the point of view of academic
history or psychology? This may indicate
simply that we do not understand myth and
miracle. But it is almost impossible to
avoid the effects of 'mediating abstractions'
(78). Yet we need myth to control our
otherwise random apollonian wanderings.
People and art have become abstracted from these
higher purposes [and education too]. Thin
relativism is apparent. This is what happens
when you choose Socrates to destroy myth.
The hunger for myth has to be satisfied by
cultural bricolage [me again!]. French
culture with its populism shows this best.
Luckily German culture has escaped these
developments a bit, and not as yet touched the
core of the national character.
Let us hope that there is still 'the glorious,
innerly healthy, and age old power' which will
revive and reconstruct German myth [here, choral
music of the reformation, even Luther, is admired
as proto dionysian]. A few people will
agree, and they must be encouraged. Greece
must continue to inspire us, especially tragedy
and its role in maintaining myth. Myth at
least helped the Greeks to see present occurrences
as indicating something eternal, to escape 'the
weight and greed of the moment'(80), although
Greek society then endured the same kind of
destruction of myth as in [modernism].
We now see the the need to reconsider what is
eternal, what is the meaning of life, that
historical understanding is inadequate, that
secularization ends all metaphysics, including
helpful myth. There is no satisfaction in
the transfigured desire of life in Socratic
science, only pandemonium and relativism.
We are now in a similar situation, homeless,
grabbing at foreign cultures, idolizing the
present, with no heart to add to our
culture. The German culture has the
potential to remove harmful foreign elements,
however. We might start with eliminating the
Romantic -- and recent wars can be seen as a
preparation for this. We must value noble
pioneers [again including Luther here]. We
should seek a suitable leader to take us back to
the homeland [hmm].
It's been argued that apollonian illusion is
necessary as an intermediary, as well as its
normal function of producing beautiful forms which
will deliver pleasure when we contemplate
them. Theatre is different, with the surface
forms concealing more profound meaning, no matter
how beautiful and open to clarification from
contemplation the images might be. The two
have to be combined. We have to show full
joy in appearances and in watching, while
anticipating joy in destroying the world of
appearances.
We see this in the tragic myth, with the surface
feature of the hero and his struggle, coming to
understand the role of what is ugly and
dissonant. This is more than just
representing everyday mundane tragedies, but has
been developed by art to do more than imitate
reality. It provides 'the metaphysical
supplement to that reality' (82), metaphysical
transfiguration, pointing to some deeper
reality. Aesthetic delight and joy can arise
in the spectators from some moral pleasure,
including pity, but there is more, something
properly aesthetic.
The ugly and the dissonant can give us aesthetic
pleasure if we come to see them as also produced
by the artistic game. Music is indispensable
here, especially its dissonance with the
world. Musical dissonance provides a good
model to help us understand the pleasures of
looking at something and at the same time looking
for something beyond it, the striving for the
infinite.
This is dionysian pleasure, the playful demolition
of the world of the individual. This
pleasure appears both in music and in tragic myth
and their interrelationship, and a sign of decline
will appear in both. We see this in the
current German liking for opera and in German
socratic optimism. Dionysus might arise
again from the abyss, however, German spirit might
reawaken, destroying dragons and 'the crafty
dwarf'(83).
So dionysian art is more than beautiful forms, it
celebrates dissonance, it plays with joylessness,
it depicts worlds beyond the worst imagining,
beyond anything the apollonian can conjure
up. Individuals will then need some sort of
illusion to keep living at all, covering
dissonance with a veil of beauty. In other
words, requiring Apollo. So both have to
reveal their powers, and balance has to be
restored, possibly over generations. Anyone
can experience these effects by projecting
themselves back into ancient Greece, although they
must realize the suffering and its management that
has produced as such beautiful cultural artefacts.
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