Notes on:
Bhaskar, R. (1980) 'Scientific
Explanations and Emancipation'. Radical
Philosophy 26, Autumn 1980.
Dave Harris
Emancipation can be defined as a 'transformation
from an unwanted to a wanted source of
determination' (16). This notion is presaged
and entailed by explanatory theory, but only
effected in practice.
Explanatory schema and transcendental realism.
Explanation involves a subsumption of a problem
under new concepts, rather than under a more
general problem. Empirical science
necessitates an empirical referent, free from
extraneous inferences, something 'enduring and
transfactually active'. This necessarily involves
us in ontology rather than epistemology,
investigation of the domains of the real and the
actual. [if the empirical is not to be
consumed by the concept, it must refer to a
separate reality]. There is a difference
between theoretical and practical problem
solving. Theoretical problem solving is not
just a matter of induction or deduction, but is
'iteratively analytical, retrodictive', a
dialectic between the cognitive resources which
help us to model and then empirically check out
our applications (17). We should understand the
concrete as the result of many determinations, and
pursue a process that is the reverse of abduction
[?]. There are different types of science
operating between abstractions and the concrete.
Ontology is therefore necessary as the study of
the presuppositions of science. Epistemology
by contrast reduces the discussion [to
method]. The world as we know it is
multiplicity determined and emergent. Social
science is not the same as natural science,
however: it operates through an notion of the
causality of social forms with human agency as a
mediator. Nevertheless, the social world is
still emergent, and this is why we cannot reduce
it simply to human action. We need instead a
'critical naturalism' [an Aristotelian notion—see
below]. This is not positivism, because it
preserves the differences between the natural and
the social sciences. Nor is it naively
'objectivist', because it sees reality as the
result of historical practices and
processes. There is a break with approaches
operating with the old structure/action dichotomy,
or the syntheses between them [which are also
epistemological]. The approach develops a
realist stance, which makes it emancipatory in the
same sense as natural science can be, as in the
definition above.
Social structure, human agency.
Critical naturalism posits an ontological
structure of praxis as in Aristotle, involving the
transformation by agency of preexisting material
causes, both natural and social. Social
causes exist and persist only through agency, so
we can see the social as both a condition and
outcome of agency. This leads to the notion
of a duality of structure [as in Giddens?
Note also that DeLanda
sees a lot of parallels with the position of
Deleuze]. There is also a duality of praxis
in that agents produce unmotivated conditions for
their own conduct (18)—this is not a natural
process, but it is a necessary aspect of
developing any social science. Explanations
and social science are also never closed.
Instead, they follow explanatory non-predictive
criteria of confirmation and falsification [I'm
pretty sure this is a quote, although I have not
kept the page number]
Splitting social life between structure and action
is too reductive. At the level of the actor,
unintended consequences and unmotivated conditions
are found, and unconscious motivations.
Analyzing these provides an emancipatory role for
social science. Action is generated by the
conative [involving will or desire] as well as the
cognitive, and we need to reject
theoreticism. The limits of social science
do not arise from epistemological errors, but from
ontological ones—it is common not to provide an
account of the full reality of action. The
conditions for action include Giddens's rules and
resources which are unmotivated and
unacknowledged, hence the limits of social
phenomenology. Historical resources are also
important, and historical constraints can be
superceded, hence the limits of approaches like
ethnomethodology which have no historical
dimension.
Interpretative fundamentalism. There
are no certainties, no non-historical Archimedian
points from which to observe social life.
Referring to 'facts' is no good, since these are
already social, they are objects apprehended in
experience. Science must operate as a
network without foundations (19), something which
is historical, seeing experience always in a
context.
Language and beliefs are now central and
constitutive of human reality [which is where
DeLanda parts company], so can we take beliefs as
fundamental? This would characterise hermeneutic stances, and
their well-known uncritical sides.
Fundamentalism must always presuppose some
unvalidated knowledge, and cannot establish its
own legitimacy (19). In hermeneutics,
interpretations alone are constitutive, but this
ignores the non-conscious aspects as well: it is
impossible to express ideas and institutions by
means which are customarily used to describe them
[almost certainly another quote, 20].
Language cannot describe its own constitutive
power. And this means there are necessary
fundamentals in discourses—how should we interpret
them?
We can attempt to dismiss or replace this problem,
or simply assent to actual first person accounts
[which is ethnomethodology's approach]. We
get adequate interpretations only by referring to
agents and their self formation. In this
sense, adequacy refers to 'saving a maximum of
significant phenomena and...
showing... the degree and type of
"irrationality"' (20). [Hard to see how this
would actually work].
Facts and values. The human sciences
operate with notions of causal motivation, and
also logically entail value judgements. This
raises implications for their role as
prescriptions for action. We should think of
facts and values as related in a 'helix' [values
lead us to select particular facts, which leads to
particular theories, which leads to a second set
of values, 20]. We need to avoid reification
in positivism or theoreticism, recognizing that
theories are also motivated, conative and
cognitive. An excessive emphasis on practice
also provides for a 'practicalist' error, which
ignores the cognitive, and is therefore
'irrationalist' (21) [with a hint also of
decisionism]. Theoreticism denies practice
any role in the generation of theory. The
relations between facts and values are not
symmetric, however. Facts and theories
logically entail values and practical judgments,
but not the converse. This is why we
conceive of their relations as a helix and not a
circle, to permit progress.
The subject matter of the human sciences includes
social objects and beliefs about these objects
(21). Emphasizing either objects or beliefs
can produce empiricism or idealism
respectively. Again, their relations are
really causal and cognitive—they generate actions
and they can be critiqued. But the causal or
ontological is prior to critique. So, if a
belief P is false, and S explains P, then S can be
critiqued, and we can generate a policy intended
to remove it. Indeed, the critique of policy
is 'mandatory' (21), unless S is dissoluble, or is
not maintained by some false consciousness [in
cases where we know what oppresses us but are
powerless to remove it?]. This would provide
us with an example where a fact leads to a
value. This procedure also tries to explain
the source of false beliefs, as in 'explanatory
criticism'. This refers back again to the
notion of emancipation as a matter of shifting
determinants rather than pursuing, saying,
isolated moral critiques of one determinant.
Overall, we can develop a notion of levels of
critique as 'so many ratchets of reason'.
Instrumental vs. critical rationality.
Human sciences can still be emancipatory even with
mild levels of critique. Thus, at level one,
they can provide us with techniques to increase
the efficiency of means to an end. At level
two, they can operate contextually, to situate
instrumental rationality, so that knowledge is
seen as a technique which breaks the hold of
dominant groups and can be used to express the
wants of subordinate groups. At the third
level, human science can be intra-discursive, but
still not explanatory—it can critique other
theories including the consequences for
action. In these first three senses, all
sciences are critical and evaluative. There is a
fourth level though, involving explanatory
critical rationality. Natural science
sometimes tries to explain false beliefs as part
of its activity, but humans sciences must do
so. The problem that emerges is how to move
from diagnosis to political action. There is
clearly at least freedom from [as a first step?],
involving achieving a less constrained position.
All these provide a role for the social sciences
in diagnosing cognitive, practical and
communicative ills (25) [shades of Habermas here? Is
the argument that social science needs different
forms for these different contexts, or is there
some underlying model of the critique of beliefs?]
The explanatory critique of reality involves a
kind of depth rationality. We find
applications of this model in matters like
psychological rationalization or ideological
mystification. In these examples,
misrepresentation is necessary for P to exist,
even for the object of belief to exist or persist
[for example psychological states]. In
social life, we can explain the persistence of an
object and a false presentation of it because the
object itself necessarily generates false
appearances [commodities looking like
things?]. This is the characteristic mode of
production of capitalism, yet there is probably no
single category of contradiction, rather specific
concepts of contradiction instead. Thus
Marx's Capital criticizes theories,
practical consciousness, and the conditions
explaining consciousness. The split between
science and ideology also sees consciousness as
inadequate, asocial, something reified,
hypostasized or fetishized. This is rooted
in alienation (25). Even though Engels saw a split
between facts and values, Marxism generates a
necessarily evaluative stance from its cognitive
critique, requiring no external moralities or
ideals.
Marx and Freud can be seen as examples of
deployments of depth of rationality, but is depth
critique transcendentally necessary in any
sense? Critique can be rejected on
rational grounds, and this would lead to further
depth investigations of the reasons for such a
block. This would need to be cooperative,
and involve a necessary link underlying the theory
and various practical unblockings that might be
possible [pretty much what Habermas says about
Freud?]. Critique in this case could take
different forms according to whether the block was
cognitive or communicative.
The desire for emancipation can not be predicated
on the basis of the rationality of agents or of
historical development. Nor is it a
priori. It needs to be investigated.
This can encounter dissonance rather than
liberation, where people might develop a cognitive
awareness of the block but still desire to keep
it. Critique is really grounded in the
belief at the beginning, that sciences must be
critical. A 'paramorphic'relation exists
between the natural and the social sciences, in
that social science investigates the underlying
structures producing events just as does natural
science.
In conclusion, for science to be emancipatory, it
must take reasons as causes, if discourses not to
be 'ontologically redundant' and 'scientifically
inexplicable'(27). Its emancipatory values
are immanent, as in Habermas's argument about
speech-constitutive universals. However,
there are problems with Habermas because in his
terminology, any cooperative speech is likely to
be seen as liberating [making connections with
actual speeches problematic]. Ethics need no
[foundational] linguistic formulation.
Critique should be internal to or conditioned by
objects, making self-reflexive auto-critique the
only possible option. The emergence of
knowable laws will prevent reductions to either
materialism or idealism. If materialism is
deterministic, emancipation is impossible without
some breakthrough, and if it is idealist,
emancipation will be either entirely intrinsic to
thought, or some extraneous oddity. The
notion of emergence is essential, and only then
can policy depend on a realist science (28),
although the development of emancipatory policy is
not the only reason why the concept of emergence
is true.
more social theory
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