Deleuze's
Ontology: A Plain Man's Guide
Dave Harris
I am a sociologist, not a philosopher, and it has
taken quite a while for me to try to understand
how philosophers operate. Philosophers have
a certain kind, that is, including those who have
informed Deleuze's work. Like many social
scientists I came to Deleuze through the work with
Guattari, the political stuff on capitalism and
schizophrenia (Anti
- Oedipus and Thousand Plateaus),
and only later realized that Deleuze had spent
much of his time writing standard philosophical
commentaries on other philosophers, which didn't
seem to have particular immediate political
relevance at all. I have since read some,
but by no means all of those (see the list here) . The usual
commentary on Deleuze say that after this labour
of commentary, he then went on to write two books
in which he allowed his own views to emerge more
clearly—Logic of
Sense, and Difference
and Repetition. It was the
last to works that led Foucault
to hail Deleuze as a major philosopher offering
new ways to think [which probably boosted
Deleuze's popularity no end].
Please note that hyperlinks lead to my
summaries and commentaries on these works.
Those are more scholarly, and take more care
over terminiology and argument. This is a
quick'n'dirty gloss.
Most of my initial puzzlement arose from the ways
in which philosophers argue,and how this is
different from the way us normal nice sociologists
argue.
Sociological Explanations
If we think of sociological explanation first,
there is an empirical tradition that says an
explanation involves finding connections between
empirical entities—social class and marriage
patterns, gender and educational attainment.
These empirical entities are not much explored
philosophically speaking, although definitions are
always controversial. Connections between
these phenomena are established statistically or
via a theoretical generalization, and both
approaches have been much discussed.
An additional form of sociological explanation, a
further theoretization, suggest that there
might be some form of patterns of forces or
'structures' which underpin and produce these
empirical entities and their relations.
Obvious examples here include the notion that
societies run according to certain basic
'functional prerequisites', such as the need to
preserve social order, regulate sexual relations
between people, explains suffering and the purpose
of life, manage complex forms of work and so on
(these produce various forms of government and
police, families, religious systems, and divisions
of labour or social strata respectively).
Another familiar example turns on Marxist notions
of the 'base' which 'determines' in various ways
the 'superstructures': it is the economic system
and its organization that produces characteristic
social relations between people which then appear
in various secondary organizations such as the
legal and political system. Naturally, much
debate turns on these explanations to actually
define the terms and explain how structures work,
how tightly they determine actual social practices
and so on.
Finally, there are some social theorists who
approach philosophers in arguing that there is yet
a third level of reality which produces these
structures that go on to do the determining.
Various accounts exist of what these underlying
'structuration' forces might be and where they
come from—they might be, for example a set of
'rules and resources' which have initially being
constructed by human activity, but which then take
on a separate level of existence and constrain
future possibilities. Giddens offers one account.
This is where we get close to the particular kinds
of philosophical argument I am interested
in.
Philosophical argument -- transcendentalism
Philosophers operate with two levels of reality
from the beginning. There is the ordinary
material world which we can experience directly
through our senses or human capacities of
interpretation, but there is another level of
reality 'above' or 'behind' this reality. It
is common to call this a 'transcendental'
level. I have read transcendental
philosophers backwards, so to speak, through
people who have criticized them in order to
develop sociology, but to a plain man like me,
they can be understood to some extent.
Plato is generally regarded as the one who
developed this notion of the transcendental
level. Things as they actually existed in
the empirical world were but imperfect examples of
some Idea. Ideas as pure and perfect
versions were found at a different level of
reality. We can use the term essences here,
and we could suggest that material objects
represented these essences in imperfect
ways. The transcendental level was seen as
partaking of the divine [see—I have also learned
to weasel], but Deleuze,
Rancière and
others have noticed that there was a politics in
there as well. Plato used the notion of the
transcendental essence to evaluate the status of
chosen empirical events or operations: good ones
were those that display the essence, but we had to
beware of copies, imitators, simulations, that
looked like they did but in fact did not.
Rancière is particularly good with his examples,
showing how this was how Platonists distinguished
real art from the work of artisans who could copy
it, and real philosophers from mere sophists and
cynics. Deleuze's examples turn more on how
we could use the notion of essence to distinguish
those who have a genuine claim to participate in
Athenian democracy, and those who just looked as
if they did. Naturally, only skilled
philosophers could really tell the difference,
since only they had any proper grasp of the
transcendental world.
Hegel also seems to operate with two level
explanations, seeing the material world as
produced somehow by a Spirit (is is tempting to
think this out initially as some version of the
Christian God, but it could also be some Spirit of
Humanity). Spirit automatically creates
concrete levels of reality as a manifestation of
its thought. Those levels of reality then
take on a real form and develop, as a way of
Spirit developing new insights. The relation
between the two is considered to be a dialectical
one in this way. A philosopher of particular
interest to Deleuze, who is also admired by Althusser, is Spinoza, who apparently
saw God as responsible for creating
Substance. This substance then manifested
itself at various levels of concrete reality,
producing first 'modes' and then examples of the
modes. This also helps Deleuze to clarify a
particular method which was involved, roughly
inferring the nature of Substance by working up
through the specific manifestations or expressions
of it, and also working the other way around: once
we had some notion of substance we can then see
how it became expressed in particular empirical
concrete events or practices.
So much for Dave's quick intro to transcendental
philosophy.
Deleuze
Let us crack on hastily to Deleuze. He also
has a two level model, but he wants to reject any
notion of a transcendental level of reality
accessible only to philosophers. The general
problem is well known—that only philosophers can
tell whether the empirical examples are expressed
by the transcendental or not. This can get
rather circular. Philosophers claim to be
able to identify particular essences, and then
they go around and recognise these essences is
embodied in empirical observables. However,
the suspicion is that they only define this
essence by generalizing from particular cases of
which they happen to approve. This provides
the peculiar circular nature of bourgeois
ideology, according to Althusser.
Deleuze himself
seems to have a different angle, arguing that if
we operate with a notion of essence we can only
ever repeat finding it in empirical objects, and
that this is one of the ways in which repetition
tends to dominate conventional philosophical
thought, whereas we should really be interested in
proper difference.
So Deleuze operates with a two level model, but
denies that the 'deeper' is transcendental.
He insists that we should use the term 'virtual'
to describe this level, and also insist that it is
equally real compared with the empirical and
concrete level. It is no longer a matter of
spirit, ideas or divine judgements being realized
in the empirical world. Instead, reality
itself has two dimensions, one concrete or actual,
and the other virtual.
In describing the virtual and its connection with
the actual, Deleuze operates with a number of
resources. This makes his argument
particularly difficult to follow, and it is
very elitist, since most of the resources
are drawn from literature and the arts, sometimes
particularly obscure writers or dramatists.
Baffling terms like 'body without organs' are used
to describe the virtual level, for example: these
are terms used by the schizophrenic playwright
Antonin Artaud, and living a body without organs
is also one of the symptoms of the schizophrenic
Schreber, one of Freud's patients ( both discussed
a bit in Deleuze's
Logic of Sense, and then much more
allusively in Anti-Oedipus).
For various reasons, Deleuze and Guattari want to
explain that we can learn a lot about how sense is
made by looking at nonsense, including the
nonsense hallucinations of schizophrenics.
They also want to pursue one of their feuds with a
rival, in this case Jacques Lacan, by interpreting
the Schreber case in a different way, since Lacan
had used this case as a major plank in his own
reading of the Freudian Unconscious. Deleuze's and
Guattari's account is a veiled criticism
[Guattari's feud with Lacan is a theme that occurs
in several other places]. Other terms used
in this way to refer to the virtual include the
notion of 'smooth space', the way in which TE
Lawrence writes about the desert ( see Desert Islands)
, and terms that look a bit more manageable such
as 'intensive spatium' ( Anti-Oedipus) .
Delanda has done
great work in trying to explain the notion of the
virtual in Deleuze in far more accessible terms,
including those derived from mathematics and
physics that offer a particular analysis of what
has become popularly known as 'chaos theory', or
the more cautious 'complexity theory'. I
like Delanda because he offers nice homely
examples. Here are some:
We can examine empirical objects such as a lump of
ice, a pool of water, and a cloud of steam.
If we were empiricists, which god forbid, we might
see these objects as separate, but we now know
that they are in fact connected. Ice and
steam are both water, but they are states that
exist different conditions of temperature.
Thermodynamic systems often do display different
arrangements of molecules at different
temperatures and pressures. Boiling water is
another example. As we increase the
temperature, we see things appearing in the water
such as convection currents. As we increase
the temperature still further, we get a more
chaotic state as the molecules move about in
irregular patterns, and finally, we get quite a
spectacular transition from liquid to gas.
What this helps us to understand, DeLanda argues,
is that the same empirical objects can be traced
back to an underlying system of energy forces,
converging a particular points to produce changes
in states. We don't see this underlying
system of forces, or rather vectors, but it is
real, and it does produce noticeable empirical
effects. What if everything can be
understood in this way, not just water? The
underlying system of invisible forces, vectors,
convergences and attractors could be seen as
operating in virtual reality.
DeLanda makes the same point by considering new
mathematical ways of conceiving of the geometry of
objects. Deleuze
himself has an example which I have found helpful,
referring to the work of the SF author HP
Lovecraft. Let us consider trying to
describe a circle. We can clearly do this by
referring to its radius, circumference, area and
so on, using standard geometry. However we
can also consider a circle as something 'cut' from
a sphere, a two dimensional figure as a section
through a three dimensional one. Let's
project this further. Can the sphere itself
be seen as something that really represents a cut,
a section, a snapshot of a four dimensional
figure? That can be done if we consider the
fourth dimension as time, and the sphere is moving
through time: we study the sphere itself by
stopping time, or cutting into it. OK now
let's proceed—can the four dimensional figure be
seen as a cut in a five dimensional space, the
five dimensional space as a cut in a six
dimensional space and so on? It is clearly
possible, although we can't use ordinary language
to describe these figures, and we would need
mathematics instead. However, it is the same
argument, that the empirical circle or sphere that
we see is a manifestation, or actualization of
more complex multi dimensional space. The
energies and forces in that space have happened to
converge at particular levels of energy to produce
a solid sphere or a two dimensional circle.
Another homely example also demonstrates current
mathematical thinking. What is a bicycle? (
DeLanda again)
The object that we see in front of us
motionless, leaning up against a wall, is actually
composed of a number of objects that can change
their relation to each other—handlebars, wheels,
the crank, the chain and so on are all capable of
moving. This is the concept of 'degrees of
freedom' possessed by an object—roughly, the more
changes that are possible, the more 'degrees of
freedom' are available to the object. These
degrees of freedom describes the number of
possible states that the objects can be in—wheels
moving but nothing else, handlebars moving,
handlebars moving and wheels moving and so
on. We can think of a bicycle as a
particular combination of these movable objects,
or a particular value of degrees of freedom of its
component parts. To fully describe the
bicycle mathematically, we would have to consider
all the combinations, not just the particular one
that we see in front of us.
Delanda explains that it is this sort of
mathematical reasoning that lies behind Deleuze's
use of terms such as multiplicity and singularity:
both are best thought of as mathematical
terms. The multiplicity refers to a
constellation of forces and vectors at particular
levels of energy, and the singularity is a
particular figure cut from this multiplicity at
particular levels of energy. It is clear
that this sort of explanation can be very widely
applied indeed. Take human beings, for
example: the actual concrete person that you see
in front of you is clearly one possible result of
all the forces and factors that have combined
together to produce the person, all the influences
on them, the psychological, biological,
sociological and political forces at work.
All those forces and factors can be considered to
constitute a multiplicity, and the concrete person
in front of you a singularity.
Another term here is haecceity—a haecceity is a
particular unique combination of forces and
factors at a particular time and place. Before we
go any further, we might use this concept to point
to a difference between social sciences and
Deleuzian philosophy. The way a sociologist
would explain the activities of a person in front
of them would involve placing that person in a
number of sociological categories—working class,
male, white, middle aged, French, disabled and so
on ( usually one sort is preferred) These
would be generalizations. Deleuzian
philosophy would try not to generalize, but to
explain the person in front of you as the
manifestation of a multiplicity. This would
be far more radical than sociology, because it was
include a much wider range of forces, not just the
ones that sociology happens to prefer and
conventionally work with. [Of course, even Deleuze
has to generalize sometimes]
Implications
Why should we worry about this ontological
discussion? I think the answer is that it
explains much of Deleuze's and Guattari's applied
work. I think a good simple illustration of
how this works is seen in a discussion Guattari and
Rolnik had with a number of psychoanalysts
in Brazil. Normally, both Deleuze and
Guattari have been quite scathing about rival
approaches, especially those of Freud or Lacan,
but here, Guattari is a bit more analytic,
admitting that there are at least seven ways of
describing states of subjective consciousness or
subjectivation in psychoanalytic theory, and he
lists them: they include Freud and Lacan,
approaches associated with Jung and Sartre, and
two that he thinks he and Deleuze have contributed
in particular—machinic consciousness and
capitalistic subjectivity. This time, he is
not going to be scathing about these
alternatives. He says that all of them are
valid in describing particular levels of reality
of subjective consciousness. This just seems
like the old liberal tolerance and relativism, but
I think he's also arguing that these different
levels of reality can equally be seen as
singularities produced by an underlying
multiplicity. What makes Deleuze and
Guattari superior, underneath the modesty,
is that they are the ones who recognise this extra
dimension—the others naively think that the
particular level of reality they are describing is
simply reality itself, and they go on to announce
that there particular approach is universal and
scientific and so on. So if Guattari gives
some ground in terms of psychoanalysis, he gets it
back again by philosophizing about these
differences. Incidentally, we can already
begin to see maybe some problems with this
approach—it looks suspiciously tactical.
The Guattari example occurs quite late in the
series of arguments, but from the very earliest
examples of Deleuzian work, we can see the two
level argument at work. I first came across
it with Deleuze's discussion of Bergson. I happened
to have some idea of what Bergson was saying
because his work on consciousness had been much
discussed by social phenomenologists. They
wanted to argue that it was consciousness that had
to be studied if we wanted to understand the
world, and they were interested in the way in
which consciousness works. So was Bergson in
his early work on memory. Bergson argued
that memory was in fact the most important factor
that influenced how we behaved and acted in
the present. Every time we perceive a new
situation, we think it in an memory to a series of
perceptions, emotions feelings and interpretations
that are already there—our 'stock of knowledge' as
Schutz called it.
Of course we're not always aware of these links
being drawn, and they go on in the form of a
habitual or unconscious process.
Nevertheless, they are crucial. Bergson in a
famous analogy sees the whole of our consciousness
has dominated by a cone shaped memory, bigger and
bigger circles or levels describing all the
memories, perceptions, insights, and
understandings that we have accumulated, all
interconnected in very flexible and complex
ways. What we are doing now and what we are
conscious of in the present is just the point of
this cone. The implication is that memory
drives everything. I think of it as a large
old car running downhill, with our conscious self
desperately standing in front, trying to hold it
back.
All this was fine until Bergson wrote quite a
different book, this time on evolution, the
evolution of species animals, real things, nothing
apparently to do with consciousness.
Although he flirts with the notion of a life force
driving this process forward, there is no absolute
spirit or mind guiding it. There is no
blueprint for evolution neither, no necessary
drive towards complexity, although again there is
a flirtation with this idea. Delanda has
explained some of the principles here and how they
connect with modern conceptions of evolution at
the species level, and maybe at the embryological
level as well. The issue is to explain this
apparent different emphasis in Bergson, from an
interest in human consciousness as something that
constitutes the world, to description of what
looks like real processes affecting real objects,
with nothing to do with human consciousness.
I hope you can begin to see how this is going to
work in Deleuze's hands—both works can be joined
because they are both explain the actions of a
multiplicity. The cone of memory is a
multiplicity, with particular acts in the present
as singularities; the life force is a multiplicity
being able to produce concrete manifestations in
the form of particular species.
I think this sort of argument is also a work when
Deleuze discusses other philosophers, and he's
evidently able to join all sorts of philosophers
together even where they are not normally thought
of as belonging. I do not know enough about
these philosophers to be able to judge if this is
a reasonable or forced marriage. I thought I'd
give one other more familiar example possibly,
with Deleuze's work on
Foucault, where I feel a bit more at
home. The usual criticism of Foucault is
that he sometimes seems to imply that discourses
constitute all our knowledge and produce
institutions and social realities: this might be
the implication of work such as The Archaeology of
Knowledge. However, other works
seemed to offer far more concrete analysis of
institutions how they develop and how they
regulate and constrained subjectivity, such as the
work on prisons.
Does this show that Foucault is being
contradictory, shifting tactically between one
argument and the other, or possibly trying to work
out a whole new approach that somehow combines
both? Clearly, Deleuze is going to go for
the second option, in the way which is becoming
familiar I hope: Foucault is really working
towards the concept of a multiplicity that will
explain both discourses and concrete institutions
as singularities. In the process of making
this argument, Deleuze offers an interesting and
important account showing that, at the virtual
level at least, actual reality and human
consciousness, including the power to frame
discourses are connected together in a
particularly complex way: they are folded.
Deleuze is never all that clear, and I'm not sure
if he uses the term 'fold' in a different way here
compared to say his work on leibniz. I also
do not really like Deleuze's scratchy little
diagrams, but the one produced in the course of
this argument (p 120) of Deleuze on Foucault is
genuinely helpful I think. Apparently, we
also owe a debt to Mrs. Deleuze, who got Deleuze
to think in terms of folding by pointing to how a
hem is constructed in material. Bless her!
So, roughly, what happens is that the wild,
virtual outside reality (the line 1 and above it)
is partly domesticated by human capacities to
develop strategies towards it (strategic zone 2).
Sometimes these get frozen and institutionalized
as social strata ( social structures and
institutions 3). These institutions put a fold or
hem in the accessible bits of reality ( 4) -- the
hem is kept closed, wild reality is kept at bay by
our institutions. We are the socialised or
subjectivated by the domesticated bit of reality
closed off by the fold. Convinced?
Overall
What should we make of these arguments? I
have already suggested that they are are a bit
tactical. In skilled hands, your mates can
be defended against accusations of inconsistency,
and those you don't like can be accused of naivety
in thinking that particular position they have
taken is the only one possible. I don't want
to underestimate this tactical capacity, because
it seems quite useful to deploy against those who
think they have all the answers. One of my
favourite examples here are the silly sods in
management who solemnly advocate versions of
complexity theory to explain the disorganization
and social chaos in particular companies or
universities, sometimes that they have caused
themselves. They want to sell their
expertise on the grounds that they are the only
ones to realize what's going on and can fix
it. Deleuze's complexity theory can be used
extremely successfully against these people, even
if it is a bit of a sledgehammer to crack a
nut. You can tease a manager by saying that
they don't know the half of it! That their
puny efforts are not going to stabilize the
universe, that their particular recommendations
are just another singularization, equally prone to
being dissolved back into a multiplicity.
The notion of a multiplicity producing innumerable
forms of organization is also a good way of
arguing against those who think there is only one
way to organize an organization—as a hierarchy or
bureaucracy. This is argued quite well,
although not as spikily as I would like in the
concept of a 'trembling organisation'in a section
applying Deleuzian theory to various social
practices (Fuglsang).
However, if we do use Deleuze in that way, we must
recognise that we are doing politics and not
abstract philosophy,although ti is not uncommon to
slide from one to the other, sometimes tactically
again . The sort of politics that seems to
be connected with Deleuze and Guattari is
discussed in another section.
As a philosophy, as an academic piece of work, is
there any reason to prefer Deleuze's account over
any other? The great man himself says there
is not, that is not a matter of rational choice,
it's more to do with taste or judgment. He
is also not particularly keen on discussing his
work or explaining it (I have noted this in one
of my own publications). I would want
to add a good sociological explanation here—that
the university context is crucial , that choosing
an approach is also to do with generating a
research programme, and maintaining it in the
competitive climate of the modern
university. Again I'm not criticizing
particularly, just describing what academics
actually have to do.
You have probably had enough. Go away ( as Charlie
Brooker might put it)
back to Deleuze page
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